Sonic Foundry, Inc. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows, 7 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2022-11-16: Reporting owner BURISH MARK D; Form 4; Security Warrant; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2021-07-27: Reporting owner BURISH MARK D; Form 4; Security Common stock warrant; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2019-04-25: Reporting owner BURISH MARK D; Form 4; Security Common Stock Warrants; Transaction C Conversion of derivative security.
- 2018-04-18: Reporting owner Burish Andrew D.; Form 4; Security Common Stock Warrants; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2022-11-16 | BURISH MARK D Director, 10% Owner | 4 | Warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +511,765 562,441 owned after | $1.02 exercise price | 2022-11-18 | |
| 2021-07-27 | BURISH MARK D Director, 10% Owner | 4 | Common stock warrant Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,676 50,676 owned after | $5.50 exercise price | 2021-07-29 | |
| 2019-04-25 | BURISH MARK D Director, 10% Owner | 4 | Common Stock Warrants Derivative · Direct | C Conversion of derivative security | −728,155 35,905 owned after | $1.18 exercise price | 2019-04-29 | |
| 2018-04-18 holding as of filing | Burish Andrew D. 10% Owner | 4 | Common Stock Warrants Derivative · Direct | Holding | 38,897 owned after | $14.00 exercise price | 2018-04-18 | |
| 2018-04-16 | Burish Andrew D. 10% Owner | 4 | Common Stock Warrants Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +232,558 232,558 owned after | $2.50 exercise price | 2018-04-18 | |
| 2017-03-02 holding as of filing | Burish Andrew D. 10% Owner | 3 | Common Stock Warrants Derivative · Direct | Holding | $14.00 exercise price | 2017-03-02 | ||
| 2014-12-22 | BURISH MARK D Director | 4 | Common Stock Warrants Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,905 35,905 owned after | $14.00 exercise price | 2014-12-23 |