Sonic Foundry, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-11-05: Reporting owner MINOR KENNETH A; Form 4; Security Employee Common Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-11-05: Reporting owner WEIS GARY; Form 4; Security Employee Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-11-05: Reporting owner Lipps Robert M; Form 4; Security Employee Common Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-03-05: Reporting owner Wiegand Brian; Form 4; Security Non-employee Director Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-11-05 | MINOR KENNETH A Officer (Chief Financial Officer) | 4 | Employee Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,816 195,506 owned after | $7.17 exercise price | 2015-11-06 | |
| 2015-11-05 | WEIS GARY Director, Officer (Chief Executive Officer & CTO) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,574 314,338 owned after | $7.17 exercise price | 2015-11-06 | |
| 2015-11-05 | Lipps Robert M Officer (Executive Vice President Sales) | 4 | Employee Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,816 206,756 owned after | $7.17 exercise price | 2015-11-06 | |
| 2015-03-05 | Wiegand Brian Director | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 8,000 owned after | $8.01 exercise price | 2015-03-18 | |
| 2015-03-05 | PEERCY PAUL S Director | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 22,000 owned after | $8.01 exercise price | 2015-03-18 | |
| 2015-03-05 | KOPKO FREDERICK H JR Director | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 20,000 owned after | $8.01 exercise price | 2015-03-18 | |
| 2015-03-05 | KLEINMAN DAVID Director | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 27,000 owned after | $8.01 exercise price | 2015-03-18 | |
| 2015-03-05 | KLEINMAN DAVID Director | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 27,500 owned after | $8.01 exercise price | 2015-03-18 | |
| 2015-03-05 | BURISH MARK D Director | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 12,000 owned after | $8.01 exercise price | 2015-03-18 |