Sonic Foundry, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-10-28: Reporting owner WEIS GARY; Form 4; Security Employee Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-10-28: Reporting owner MINOR KENNETH A; Form 4; Security Employee Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-10-28: Reporting owner Lipps Robert M; Form 4; Security Employee Common Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-03-07: Reporting owner BURISH MARK D; Form 4; Security Non-employee Director Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-10-28 | WEIS GARY Director, Officer (Chief Executive Officer & CTO) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +61,500 207,500 owned after | $9.45 exercise price | 2013-10-28 | |
| 2013-10-28 | MINOR KENNETH A Officer (Chief Financial Officer) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,825 138,445 owned after | $9.45 exercise price | 2013-10-28 | |
| 2013-10-28 | Lipps Robert M Officer (Executive Vice President Sales) | 4 | Employee Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +33,825 144,695 owned after | $9.45 exercise price | 2013-10-28 | |
| 2013-03-07 | BURISH MARK D Director | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 8,000 owned after | $6.92 exercise price | 2013-03-08 | |
| 2013-03-07 | KOPKO FREDERICK H JR Director | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 16,000 owned after | $6.92 exercise price | 2013-03-08 | |
| 2013-03-07 | PEERCY PAUL S Director | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 22,000 owned after | $6.92 exercise price | 2013-03-08 | |
| 2013-03-07 | MICHAEL JANOWIAK Director | 4 | Non-Employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 6,000 owned after | $6.92 exercise price | 2013-03-08 | |
| 2013-03-07 | KLEINMAN DAVID Director | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 26,500 owned after | $6.92 exercise price | 2013-03-08 | |
| 2013-03-07 | KLEINMAN DAVID Director | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 27,000 owned after | $6.92 exercise price | 2013-03-08 | |
| 2013-03-07 | Wiegand Brian Director | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 4,000 owned after | $6.92 exercise price | 2013-03-08 | |
| 2013-02-27 | MINOR KENNETH A Officer (Chief Financial Officer) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 104,620 owned after | $4.20 exercise price | 2013-02-28 |