Sonic Foundry, Inc. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows, 6 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-12-02: Reporting owner BUINEVICIUS RIMAS; Form 4/A; Security 2009 Stock Incentive Plan; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-12-02: Reporting owner BUINEVICIUS RIMAS; Form 4; Security 2009 Stock Incentive Plan; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-12-02: Reporting owner SCHMIDT MONTY; Form 4; Security 2009 Stock Incentive Plan; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-12-02: Reporting owner MINOR KENNETH A; Form 4; Security 2009 Stock Incentive Plan; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-12-02 | BUINEVICIUS RIMAS Director, Officer (Chairman and CEO) | 4/A | 2009 Stock Incentive Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 133,000 owned after | $5.26 exercise price | 2010-02-02 | |
| 2009-12-02 | BUINEVICIUS RIMAS Director, Officer (Chairman and CEO) | 4 | 2009 Stock Incentive Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 133,000 owned after | $5.26 exercise price | 2009-12-03 | |
| 2009-12-02 | SCHMIDT MONTY Director, Officer (Chief Technology Officer), 10% Owner | 4 | 2009 Stock Incentive Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 32,980 owned after | $5.26 exercise price | 2009-12-03 | |
| 2009-12-02 | MINOR KENNETH A Officer (Chief Financial Officer) | 4 | 2009 Stock Incentive Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 50,194 owned after | $5.26 exercise price | 2009-12-03 | |
| 2009-12-02 | Lipps Robert M Officer (Executive Vice President Sales) | 4 | 2009 Stock Incentive Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 29,250 owned after | $5.26 exercise price | 2009-12-03 | |
| 2009-03-05 | KLEINMAN DAVID Director | 4 | Non-Qualified Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 270,000 owned after | $0.55 exercise price | 2009-03-06 |