Sonic Foundry, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-11-10: Reporting owner MINOR KENNETH A; Form 4; Security Employee Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-11-10: Reporting owner Lipps Robert M; Form 4; Security Employee Common Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-11-10: Reporting owner WEIS GARY; Form 4; Security Employee Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-03-06: Reporting owner BURISH MARK D; Form 4; Security Non-employee Director Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-11-10 | MINOR KENNETH A Officer (Chief Financial Officer) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,245 172,690 owned after | $9.36 exercise price | 2014-11-12 | |
| 2014-11-10 | Lipps Robert M Officer (Executive Vice President Sales) | 4 | Employee Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +34,245 178,940 owned after | $9.36 exercise price | 2014-11-12 | |
| 2014-11-10 | WEIS GARY Director, Officer (Chief Executive Officer & CTO) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,264 265,764 owned after | $9.36 exercise price | 2014-11-12 | |
| 2014-03-06 | BURISH MARK D Director | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 10,000 owned after | $10.07 exercise price | 2014-03-07 | |
| 2014-03-06 | KLEINMAN DAVID Director | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 27,000 owned after | $10.07 exercise price | 2014-03-07 | |
| 2014-03-06 | KLEINMAN DAVID Director | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 27,500 owned after | $10.07 exercise price | 2014-03-07 | |
| 2014-03-06 | Wiegand Brian Director | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 6,000 owned after | $10.07 exercise price | 2014-03-07 | |
| 2014-03-06 | KOPKO FREDERICK H JR Director | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 18,000 owned after | $10.07 exercise price | 2014-03-07 | |
| 2014-03-06 | MICHAEL JANOWIAK Director | 4 | Non-Employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 8,000 owned after | $10.07 exercise price | 2014-03-07 | |
| 2014-03-06 | PEERCY PAUL S Director | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 22,000 owned after | $10.07 exercise price | 2014-03-07 |