Sonic Foundry, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-10-17: Reporting owner MINOR KENNETH A; Form 4; Security Employee Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-10-17: Reporting owner Lipps Robert M; Form 4; Security Employee Common Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-10-17: Reporting owner WEIS GARY; Form 4; Security Employee Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-07-24: Reporting owner Wiegand Brian; Form 3; Security Non-Employee Director Stock Option; Transaction Holding.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-10-17 | MINOR KENNETH A Officer (Chief Financial Officer) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 114,620 owned after | $7.80 exercise price | 2012-10-19 | |
| 2012-10-17 | Lipps Robert M Officer (Executive Vice President Sales) | 4 | Employee Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 110,870 owned after | $7.80 exercise price | 2012-10-19 | |
| 2012-10-17 | WEIS GARY Director, Officer (Chief Executive Officer & CTO) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +73,000 146,000 owned after | $7.80 exercise price | 2012-10-19 | |
| 2012-07-24 holding as of filing | Wiegand Brian Director | 3 | Non-Employee Director Stock Option Derivative · Direct | Holding | $6.99 exercise price | 2012-07-24 | ||
| 2012-03-07 | BURISH MARK D Director | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 6,000 owned after | $7.39 exercise price | 2012-03-08 | |
| 2012-03-07 | PEERCY PAUL S Director | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 20,000 owned after | $7.39 exercise price | 2012-03-08 | |
| 2012-03-07 | KOPKO FREDERICK H JR Director | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 14,000 owned after | $7.39 exercise price | 2012-03-08 | |
| 2012-03-07 | KLEINMAN DAVID Director | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 26,000 owned after | $7.39 exercise price | 2012-03-08 | |
| 2012-03-07 | KLEINMAN DAVID Director | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 26,500 owned after | $7.39 exercise price | 2012-03-08 | |
| 2012-03-07 | MICHAEL JANOWIAK Director | 4 | Non-Employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 4,000 owned after | $7.39 exercise price | 2012-03-08 |