Sonic Foundry, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 26 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-12-27: Reporting owner BUINEVICIUS RIMAS; Form 4; Security Employee Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2010-12-10: Reporting owner BUINEVICIUS RIMAS; Form 4; Security Employee Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2010-12-10: Reporting owner MINOR KENNETH A; Form 4; Security Employee Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2010-12-10: Reporting owner KLEINMAN DAVID; Form 4; Security Non-employee director stock option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-12-27 | BUINEVICIUS RIMAS Director, Officer (Chairman and CEO) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,000 112,000 owned after | $11.20 exercise price | 2011-01-31 | |
| 2010-12-10 | BUINEVICIUS RIMAS Director, Officer (Chairman and CEO) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,800 122,000 owned after | $10.94 exercise price | 2010-12-13 | |
| 2010-12-10 | MINOR KENNETH A Officer (Chief Financial Officer) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,050 55,714 owned after | $10.94 exercise price | 2010-12-13 | |
| 2010-12-10 | KLEINMAN DAVID Director | 4 | Non-employee director stock option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −800 23,500 owned after | $10.94 exercise price | 2010-12-13 | |
| 2010-12-10 | SCHMIDT MONTY Director, Officer (Chief Technology Officer), 10% Owner | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −4,900 23,980 owned after | $10.94 exercise price | 2010-12-13 | |
| 2010-12-09 | BUINEVICIUS RIMAS Director, Officer (Chairman and CEO) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,500 123,800 owned after | $10.94 exercise price | 2010-12-10 | |
| 2010-12-09 | KLEINMAN DAVID Director | 4 | Non-employee Director Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −800 24,300 owned after | $10.94 exercise price | 2010-12-10 | |
| 2010-12-09 | MINOR KENNETH A Officer (Chief Financial Officer) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,050 56,764 owned after | $10.94 exercise price | 2010-12-10 | |
| 2010-12-09 | SCHMIDT MONTY Director, Officer (Chief Technology Officer), 10% Owner | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100 28,880 owned after | $10.94 exercise price | 2010-12-10 | |
| 2010-12-08 | BUINEVICIUS RIMAS Director, Officer (Chairman and CEO) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −500 131,300 owned after | $10.94 exercise price | 2010-12-10 | |
| 2010-12-08 | KLEINMAN DAVID Director | 4 | Non-employee Director Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −800 25,100 owned after | $10.94 exercise price | 2010-12-10 | |
| 2010-12-07 | KLEINMAN DAVID Director | 4 | Non-Employee Director Stock Option Plan Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −800 25,900 owned after | $10.94 exercise price | 2010-12-08 | |
| 2010-12-07 | SCHMIDT MONTY Director, Officer (Chief Technology Officer), 10% Owner | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −3,000 28,980 owned after | $10.94 exercise price | 2010-12-08 | |
| 2010-12-06 | KLEINMAN DAVID Director | 4 | Non-Employee Director Stock Option Plan Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −800 26,700 owned after | $10.94 exercise price | 2010-12-08 | |
| 2010-12-06 | BUINEVICIUS RIMAS Director, Officer (Chairman and CEO) | 4 | Employee Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −200 131,800 owned after | $10.94 exercise price | 2010-12-08 | |
| 2010-11-24 | Lipps Robert M Officer (Executive Vice President Sales) | 4 | Employee Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,120 43,370 owned after | $15.21 exercise price | 2010-11-29 | |
| 2010-11-24 | MINOR KENNETH A Officer (Chief Financial Officer) | 4 | Employee Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,120 57,814 owned after | $15.21 exercise price | 2010-11-29 | |
| 2010-09-08 | MINOR KENNETH A Officer (Chief Financial Officer) | 4 | Employee Stock Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −5,200 43,694 owned after | $10.94 exercise price | 2010-09-10 | |
| 2010-09-08 | SCHMIDT MONTY Director, Officer (Chief Technology Officer), 10% Owner | 4 | Employee Stock Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −1,000 31,980 owned after | $10.94 exercise price | 2010-09-10 | |
| 2010-09-08 | BUINEVICIUS RIMAS Director, Officer (Chairman and CEO) | 4 | Employee Stock Option Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −1,000 132,000 owned after | $10.94 exercise price | 2010-09-10 | |
| 2010-03-08 holding as of filing | BURISH MARK D Director | 3 | Non-Employee Director Stock Option Derivative · Direct | Holding | $6.90 exercise price | 2010-03-08 | ||
| 2010-03-04 | WEIS GARY Director | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 21,000 owned after | $6.90 exercise price | 2010-03-08 | |
| 2010-03-04 | KLEINMAN DAVID Director | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 29,000 owned after | $6.90 exercise price | 2010-03-08 | |
| 2010-03-04 | KLEINMAN DAVID Director | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +500 29,500 owned after | $6.90 exercise price | 2010-03-08 | |
| 2010-03-04 | KOPKO FREDERICK H JR Director | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 12,000 owned after | $6.90 exercise price | 2010-03-08 | |
| 2010-03-04 | PEERCY PAUL S Director | 4 | Non-employee Director Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 16,000 owned after | $6.90 exercise price | 2010-03-08 |