Advertisement
Screener

Regent Investment Management LLC Current Holdings: USA ETF

Regent Investment Management LLC current holdings: USA ETF

Regent Investment Management LLC reported $0.01 billion in exchange-traded fund shares (known by the fund name on the filing) (listed in the US), 14 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are VWO, IWN, FXI.

  • VWO: Country of operation —; Class ETF; Shares 33,310; Value $1,253,000.
  • IWN: Country of operation —; Class ETF; Shares 9,591; Value $1,005,000.
  • FXI: Country of operation —; Class ETF; Shares 24,530; Value $932,000.
  • SCHE: Country of operation —; Class ETF; Shares 38,160; Value $880,000.

Form 13F-HR as filed (SEC CIK 1559968): quarter ended 2016-09-30, filed 2016-10-18. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.

Performance is each holding's price change from its close on the 2016-09-30 quarter end to its latest retained close (2026-09-29, or the date shown for a stock that stopped trading). Price only; dividends are not included. A stock that split in the period is restated by the split ratio in its own Form 8-K; a dash marks a holding with no retained closes.

StockCountry of operationClassSharesValueQuarter endFiledPerformance
VWO
VANGUARD FTSE EMERGING MARKETS
ETF33,310$1,253,0002016-09-302016-10-18
IWN
ISHARES RUSSELL 2000 VALUE ETF
ETF9,591$1,005,0002016-09-302016-10-18
FXI
ISHARES CHINA LARGE CAP ETF
ETF24,530$932,0002016-09-302016-10-18
SCHE
SCHWAB EMERGING MARKETS EQUITY
ETF38,160$880,0002016-09-302016-10-18
IWR
ISHARES RUSSELL MID CAP ETF
ETF4,682$816,0002016-09-302016-10-18
EEM
ISHARES MSCI EMERGING MARKETS
ETF12,844$481,0002016-09-302016-10-18
TDF
TEMPLETON DRAGON CF
COM22,650$399,0002016-09-302016-10-18
BABA
ALIBABA GROUP HLDG F ADR 1 ADR
COM3,460$366,0002016-09-302016-10-18
EFA
ISHARES MSCI EAFE ETF
ETF4,656$275,0002016-09-302016-10-18
IWO
ISHARES RUSSELL 2000 GROWTH ET
ETF1,701$253,0002016-09-302016-10-18
IWP
ISHARES RUSSELL GROWTH MIDCAP
ETF2,575$251,0002016-09-302016-10-18
USA
LIBERTY ALL STAR EQUITYFD SH B
COM33,700$175,0002016-09-302016-10-18
ISHARES MSCI JAPANETF
CUSIP 464286848
ETF13,400$168,0002016-09-302016-10-18
EXG
EATON VANCE TAX MAN GL D
COM10,500$91,0002016-09-302016-10-18

Similar Firms

Firm NameCountry13F ValueHoldings
Not available yet