Regent Investment Management LLC current holdings: USA Stocks
Regent Investment Management LLC reported $0.14 billion in share positions in stocks (listed in the US), 127 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are AAPL, CVS, JPM.
- AAPL: Country of operation United States; Class COM; Shares 56,280; Value $6,362,000.
- CVS: Country of operation United States; Class COM; Shares 69,131; Value $6,152,000.
- JPM: Country of operation United States; Class COM; Shares 86,734; Value $5,776,000.
- JNJ: Country of operation United States; Class COM; Shares 43,725; Value $5,165,000.
Form 13F-HR as filed (SEC CIK 1559968): quarter ended 2016-09-30, filed 2016-10-18. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
Performance is each holding's price change from its close on the 2016-09-30 quarter end to its latest retained close (2026-09-29, or the date shown for a stock that stopped trading). Price only; dividends are not included. A stock that split in the period is restated by the split ratio in its own Form 8-K; a dash marks a holding with no retained closes.
| Stock | Country of operation | Class | Shares | Value | % of listed | Quarter end | Filed | Performance |
|---|---|---|---|---|---|---|---|---|
| AAPL APPLE INC | United States | COM | 56,280 | $6,362,000 | 4.48% | 2016-09-30 | 2016-10-18 | |
| CVS CVS HEALTH CORP | United States | COM | 69,131 | $6,152,000 | 4.34% | 2016-09-30 | 2016-10-18 | -2.12% |
| JPM JPMORGAN CHASE & CO | United States | COM | 86,734 | $5,776,000 | 4.07% | 2016-09-30 | 2016-10-18 | +403.05% |
| JNJ JOHNSON & JOHNSON | United States | COM | 43,725 | $5,165,000 | 3.64% | 2016-09-30 | 2016-10-18 | +126.50% |
| PG PROCTER & GAMBLE | United States | COM | 50,887 | $4,567,000 | 3.22% | 2016-09-30 | 2016-10-18 | +65.26% |
| GOOG ALPHABET INC. CLASS C | United States | COM | 5,164 | $4,014,000 | 2.83% | 2016-09-30 | 2016-10-18 | +768.04% |
| META FACEBOOK INC CLASS A | United States | COM | 30,805 | $3,951,000 | 2.79% | 2016-09-30 | 2016-10-18 | +475.96% |
| T A T & T INC | United States | COM | 75,157 | $3,052,000 | 2.15% | 2016-09-30 | 2016-10-18 | -20.18% |
| GILD GILEAD SCIENCES INC | United States | COM | 38,572 | $3,052,000 | 2.15% | 2016-09-30 | 2016-10-18 | +91.20% |
| GOOGL ALPHABET INC. CLASS A | United States | COM | 3,674 | $2,954,000 | 2.08% | 2016-09-30 | 2016-10-18 | +748.06% |
| CVX CHEVRON CORPORATION | United States | COM | 27,154 | $2,795,000 | 1.97% | 2016-09-30 | 2016-10-18 | +98.58% |
| CSCO CISCO SYSTEMS INC | United States | COM | 78,560 | $2,492,000 | 1.76% | 2016-09-30 | 2016-10-18 | +237.14% |
| MRK MERCK & CO INC | United States | COM | 39,103 | $2,440,000 | 1.72% | 2016-09-30 | 2016-10-18 | +150.68% |
| PRU PRUDENTIAL FINANCIAL | United States | COM | 28,520 | $2,329,000 | 1.64% | 2016-09-30 | 2016-10-18 | +40.92% |
| MCK MCKESSON CORPORATION | United States | COM | 13,380 | $2,231,000 | 1.57% | 2016-09-30 | 2016-10-18 | +418.63% |
| VFC VF CORPORATION | United States | COM | 39,581 | $2,219,000 | 1.56% | 2016-09-30 | 2016-10-18 | -72.53% |
| WHR WHIRLPOOL CORP | United States | COM | 12,850 | $2,084,000 | 1.47% | 2016-09-30 | 2016-10-18 | -81.09% |
| DEO DIAGEO PLC F ADR 1 ADR REPS 4 | COM | 16,869 | $1,957,000 | 1.38% | 2016-09-30 | 2016-10-18 | -26.46% | |
| KO COCA COLA COMPANY | United States | COM | 45,781 | $1,937,000 | 1.37% | 2016-09-30 | 2016-10-18 | +105.20% |
| VZ VERIZON COMMUNICATN | United States | COM | 37,255 | $1,937,000 | 1.37% | 2016-09-30 | 2016-10-18 | -11.54% |
| HONZZZZ HONEYWELL INTL INC | COM | 15,392 | $1,795,000 | 1.27% | 2016-09-30 | 2016-10-18 | ||
| KHC KRAFT HEINZ COMPANY | United States | COM | 20,039 | $1,794,000 | 1.26% | 2016-09-30 | 2016-10-18 | -73.80% |
| UNH UNITEDHEALTH GRP INC | United States | COM | 11,614 | $1,626,000 | 1.15% | 2016-09-30 | 2016-10-18 | +167.81% |
| COR AMERISOURCEBERGEN CO | United States | COM | 19,925 | $1,610,000 | 1.13% | 2016-09-30 | 2016-10-18 | +280.79% |
| PFE PFIZER INCORPORATED | United States | COM | 46,262 | $1,567,000 | 1.10% | 2016-09-30 | 2016-10-18 | -10.63% |
| TJX TJX COMPANIES INC | United States | COM | 20,756 | $1,552,000 | 1.09% | 2016-09-30 | 2016-10-18 | +257.85% |
| TMO THERMO FISHER SCNTFC | United States | COM | 9,178 | $1,460,000 | 1.03% | 2016-09-30 | 2016-10-18 | +327.27% |
| KMB KIMBERLY-CLARK CORP | United States | COM | 11,208 | $1,414,000 | 1.00% | 2016-09-30 | 2016-10-18 | -21.52% |
| INTC INTEL CORP | United States | COM | 36,753 | $1,387,000 | 0.98% | 2016-09-30 | 2016-10-18 | +207.10% |
| LAMR LAMAR ADVERTISING REIT | United States | COM | 20,165 | $1,317,000 | 0.93% | 2016-09-30 | 2016-10-18 | +123.49% |
| FDX FEDEX CORPORATION | United States | COM | 7,456 | $1,302,000 | 0.92% | 2016-09-30 | 2016-10-18 | +104.23% |
| WMB WILLIAMS COMPANIES | United States | COM | 42,375 | $1,302,000 | 0.92% | 2016-09-30 | 2016-10-18 | +123.33% |
| GIS GENERAL MILLS INC | United States | COM | 19,885 | $1,270,000 | 0.90% | 2016-09-30 | 2016-10-18 | -47.06% |
| BMY BRISTOL-MYERS SQUIBB | United States | COM | 22,957 | $1,238,000 | 0.87% | 2016-09-30 | 2016-10-18 | +16.58% |
| MMM 3M COMPANY | United States | COM | 6,864 | $1,210,000 | 0.85% | 2016-09-30 | 2016-10-18 | +14.35% |
| KR KROGER COMPANY | United States | COM | 39,490 | $1,172,000 | 0.83% | 2016-09-30 | 2016-10-18 | +104.82% |
| XOMXXXX EXXON MOBIL CORP | COM | 13,240 | $1,156,000 | 0.81% | 2016-09-30 | 2016-10-18 | ||
| TXN TEXAS INSTRUMENTS | United States | COM | 16,450 | $1,154,000 | 0.81% | 2016-09-30 | 2016-10-18 | +301.38% |
| CB CHUBB LTD F | COM | 9,120 | $1,146,000 | 0.81% | 2016-09-30 | 2016-10-18 | +164.29% | |
| CAH CARDINAL HEALTH INC | United States | COM | 14,575 | $1,132,000 | 0.80% | 2016-09-30 | 2016-10-18 | +188.17% |
| SLB SCHLUMBERGER LTD F | COM | 13,740 | $1,081,000 | 0.76% | 2016-09-30 | 2016-10-18 | -36.58% | |
| HD HOME DEPOT INC | United States | COM | 8,260 | $1,063,000 | 0.75% | 2016-09-30 | 2016-10-18 | +123.84% |
| YUM YUM BRANDS INC | United States | COM | 11,300 | $1,026,000 | 0.72% | 2016-09-30 | 2016-10-18 | +110.98% |
| ORCL ORACLE CORPORATION | United States | COM | 26,076 | $1,024,000 | 0.72% | 2016-09-30 | 2016-10-18 | +250.79% |
| AIG AMERICAN INTL GROUP | United States | COM | 17,065 | $1,013,000 | 0.71% | 2016-09-30 | 2016-10-18 | +26.85% |
| MDLZ MONDELEZ INTL CLASS A | United States | COM | 22,734 | $999,000 | 0.70% | 2016-09-30 | 2016-10-18 | +35.13% |
| COP CONOCOPHILLIPS | United States | COM | 21,488 | $934,000 | 0.66% | 2016-09-30 | 2016-10-18 | +188.57% |
| MET METLIFE INC | United States | COM | 20,681 | $919,000 | 0.65% | 2016-09-30 | 2016-10-18 | +140.41% |
| ABBV ABBVIE INC | United States | COM | 14,123 | $891,000 | 0.63% | 2016-09-30 | 2016-10-18 | +317.46% |
| ON ON SEMICONDUCTOR CO | United States | COM | 71,275 | $878,000 | 0.62% | 2016-09-30 | 2016-10-18 | +516.48% |
| HPE HEWLETT PACKARD ENTE | United States | COM | 38,358 | $873,000 | 0.62% | 2016-09-30 | 2016-10-18 | +365.04% |
| MSFT MICROSOFT CORP | United States | COM | 14,701 | $847,000 | 0.60% | 2016-09-30 | 2016-10-18 | +783.61% |
| PEP PEPSICO INCORPORATED | United States | COM | 7,541 | $820,000 | 0.58% | 2016-09-30 | 2016-10-18 | +18.31% |
| PSX PHILLIPS 66 | United States | COM | 10,070 | $811,000 | 0.57% | 2016-09-30 | 2016-10-18 | +213.16% |
| HUM HUMANA INC | United States | COM | 4,545 | $804,000 | 0.57% | 2016-09-30 | 2016-10-18 | +118.71% |
| DIS WALT DISNEY CO | United States | COM | 8,625 | $801,000 | 0.56% | 2016-09-30 | 2016-10-18 | +13.51% |
| SYK STRYKER CORP | United States | COM | 6,806 | $792,000 | 0.56% | 2016-09-30 | 2016-10-18 | +139.47% |
| BFB BROWN FORMAN CORP CLASS B | COM | 16,580 | $787,000 | 0.55% | 2016-09-30 | 2016-10-18 | ||
| ILMN ILLUMINA INC | United States | COM | 4,150 | $754,000 | 0.53% | 2016-09-30 | 2016-10-18 | +53.92% |
| QCOM QUALCOMM INC | United States | COM | 10,452 | $716,000 | 0.50% | 2016-09-30 | 2016-10-18 | +168.76% |
| DAL DELTA AIR LINES INC | United States | COM | 18,162 | $715,000 | 0.50% | 2016-09-30 | 2016-10-18 | +115.63% |
| SWKS SKYWORKS SOLUTIONS | United States | COM | 9,110 | $694,000 | 0.49% | 2016-09-30 | 2016-10-18 | +15.63% |
| PM PHILIP MORRIS INTL INC | United States | COM | 7,111 | $692,000 | 0.49% | 2016-09-30 | 2016-10-18 | +99.44% |
| USB U S BANCORP | United States | COM | 16,137 | $692,000 | 0.49% | 2016-09-30 | 2016-10-18 | +35.56% |
| NEE NEXTERA ENERGY INC | United States | COM | 5,536 | $678,000 | 0.48% | 2016-09-30 | 2016-10-18 | +148.17% |
| MS MORGAN STANLEY | United States | COM | 20,550 | $659,000 | 0.46% | 2016-09-30 | 2016-10-18 | +501.25% |
| TAP MOLSON COORS BREWING CLASS B | COM | 5,925 | $651,000 | 0.46% | 2016-09-30 | 2016-10-18 | -67.20% | |
| CIEN CIENA CORP | United States | COM | 29,262 | $638,000 | 0.45% | 2016-09-30 | 2016-10-18 | +1528.07% |
| AMP AMERIPRISE FINANCIAL | United States | COM | 6,363 | $635,000 | 0.45% | 2016-09-30 | 2016-10-18 | +398.47% |
| NSC NORFOLK SOUTHERN CO | United States | COM | 6,500 | $631,000 | 0.44% | 2016-09-30 | 2016-10-18 | +222.48% |
| HAL HALLIBURTON CO HLDG | United States | COM | 13,825 | $620,000 | 0.44% | 2016-09-30 | 2016-10-18 | -29.72% |
| NWL NEWELL BRANDS INC | United States | COM | 11,260 | $593,000 | 0.42% | 2016-09-30 | 2016-10-18 | -89.90% |
| AMGN AMGEN INCORPORATED | United States | COM | 3,500 | $584,000 | 0.41% | 2016-09-30 | 2016-10-18 | +153.97% |
| MAA MID AMERICA APARTMEN REIT | United States | COM | 6,175 | $580,000 | 0.41% | 2016-09-30 | 2016-10-18 | +26.00% |
| LNC LINCOLN NATIONAL CO | United States | COM | 12,300 | $578,000 | 0.41% | 2016-09-30 | 2016-10-18 | -12.90% |
| HSIC SCHEIN HENRY INC | United States | COM | 3,500 | $570,000 | 0.40% | 2016-09-30 | 2016-10-18 | +32.94% |
| TRV TRAVELERS COMPANIES | United States | COM | 4,905 | $562,000 | 0.40% | 2016-09-30 | 2016-10-18 | +217.08% |
| DHR DANAHER CORP | United States | COM | 7,143 | $560,000 | 0.39% | 2016-09-30 | 2016-10-18 | +225.38% |
| ETN EATON CORP PLC F | COM | 8,079 | $531,000 | 0.37% | 2016-09-30 | 2016-10-18 | +559.37% | |
| WDC WESTERN DIGITAL CORP | United States | COM | 8,715 | $510,000 | 0.36% | 2016-09-30 | 2016-10-18 | +925.97% |
| WFC WELLS FARGO BK N A | United States | COM | 11,098 | $491,000 | 0.35% | 2016-09-30 | 2016-10-18 | +81.75% |
| VTR VENTAS INC REIT | United States | COM | 6,890 | $487,000 | 0.34% | 2016-09-30 | 2016-10-18 | +23.05% |
| CAG CONAGRA FOODS INC | United States | COM | 10,295 | $485,000 | 0.34% | 2016-09-30 | 2016-10-18 | -61.46% |
| ABT ABBOTT LABORATORIES | United States | COM | 11,398 | $482,000 | 0.34% | 2016-09-30 | 2016-10-18 | +138.71% |
| MO ALTRIA GROUP INC | United States | COM | 7,305 | $462,000 | 0.33% | 2016-09-30 | 2016-10-18 | +8.68% |
| EMR EMERSON ELECTRIC CO | United States | COM | 8,446 | $460,000 | 0.32% | 2016-09-30 | 2016-10-18 | +188.46% |
| BUD ANHEUSER-BUSCH INBEV F ADR 1 A | COM | 3,400 | $447,000 | 0.32% | 2016-09-30 | 2016-10-18 | -43.47% | |
| IBM IBM CORP | United States | COM | 2,806 | $446,000 | 0.31% | 2016-09-30 | 2016-10-18 | +44.86% |
| AXP AMERICAN EXPRESS CO | United States | COM | 6,745 | $432,000 | 0.30% | 2016-09-30 | 2016-10-18 | +376.89% |
| ADBE ADOBE SYSTEMS INC | United States | COM | 3,910 | $424,000 | 0.30% | 2016-09-30 | 2016-10-18 | +114.82% |
| BFA BROWN FORMAN CORP CL A | United States | COM | 8,360 | $416,000 | 0.29% | 2016-09-30 | 2016-10-18 | |
| RCL ROYAL CARIBBEAN CRUI F | United States | COM | 5,530 | $414,000 | 0.29% | 2016-09-30 | 2016-10-18 | +247.79% |
| BIDU BAIDU INC F ADR 1 ADR REPS 0.1 | COM | 2,250 | $410,000 | 0.29% | 2016-09-30 | 2016-10-18 | -52.38% | |
| DVN DEVON ENERGY CORP | United States | COM | 9,281 | $409,000 | 0.29% | 2016-09-30 | 2016-10-18 | +5.64% |
| PNC PNC FINANCIAL SRVCS | United States | COM | 4,538 | $409,000 | 0.29% | 2016-09-30 | 2016-10-18 | +146.03% |
| LOW LOWES COMPANIES INC | United States | COM | 5,487 | $396,000 | 0.28% | 2016-09-30 | 2016-10-18 | +159.33% |
| TSM TAIWAN SEMICONDUCTR F ADR 1 AD | COM | 12,785 | $391,000 | 0.28% | 2016-09-30 | 2016-10-18 | +1393.76% | |
| JBL JABIL CIRCUIT INC | United States | COM | 17,750 | $387,000 | 0.27% | 2016-09-30 | 2016-10-18 | +1361.23% |
| PYPL PAYPAL HOLDINGS INCO | United States | COM | 9,350 | $383,000 | 0.27% | 2016-09-30 | 2016-10-18 | +31.54% |
| AAL AMERICAN AIRLS GROUP | United States | COM | 10,400 | $381,000 | 0.27% | 2016-09-30 | 2016-10-18 | -62.82% |
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