CAPRIN ASSET MANAGEMENT LLC /ADV Last Quarter Change: USA ETF, Reduced

CAPRIN ASSET MANAGEMENT LLC /ADV quarter change: USA ETF, Reduced

In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, CAPRIN ASSET MANAGEMENT LLC /ADV opened 8 positions, added to 4, reduced 9, sold out of 0 and left 1 unchanged. The largest increase in value was ITM - Vaneck Vectors AMT Free Int Muni (+$14,335,000); the largest decrease was MUB (-$20,480,000).

MUB: Country of operation —; Class COM; Shares 2016-06-30 396,275; Shares 2016-09-30 218,760.
FLOT: Country of operation —; Class COM; Shares 2016-06-30 251,073; Shares 2016-09-30 246,195.
TFI: Country of operation —; Class COM; Shares 2016-06-30 93,460; Shares 2016-09-30 92,471.
IEF: Country of operation —; Class COM; Shares 2016-06-30 6,492; Shares 2016-09-30 6,051.

Two Form 13F-HR filings compared (SEC CIK 1034369): 2016-06-30 (filed 2016-08-01) and 2016-09-30 (filed 2016-10-31). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

Stock	Class	Shares 2016-06-30	Shares 2016-09-30	Share change	Value 2016-06-30	Value 2016-09-30	Value change
MUB MUB - iShares S&P National AMT-Free Bond F	COM	396,275	218,760	-177,515	$45,145,000	$24,665,000	-$20,480,000
FLOT FLOT - iShares Floating Rate Bond ETF	COM	251,073	246,195	-4,878	$12,709,000	$12,494,000	-$215,000
TFI TFI - SPDR Nuveen Barclays Capital Municip	COM	93,460	92,471	-989	$4,728,000	$4,631,000	-$97,000
IEF IEF - iShares Barclays 7-10 Year Treasury	COM	6,492	6,051	-441	$733,000	$677,000	-$56,000
IGSB CSJ - iShares 1-3 Yr Credit Bond ETF	COM	3,975	3,609	-366	$422,000	$382,000	-$40,000
IGIB CIU - iShares Intermediate Credit ETF	COM	3,386	3,072	-314	$377,000	$342,000	-$35,000
CMF CMF - iShares S&P California AMT-Free Bond	COM	6,185	6,001	-184	$755,000	$724,000	-$31,000
IEI IEI - iShares Barclays 3-7 Year Treasury B	COM	2,191	2,151	-40	$279,000	$272,000	-$7,000
TLH TLH - iShares Barclays 10-20 Year Treasury	COM	89	64	-25	$13,000	$9,000	-$4,000

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