CAPRIN ASSET MANAGEMENT LLC /ADV Last Quarter Change: USA ETF, Added

CAPRIN ASSET MANAGEMENT LLC /ADV quarter change: USA ETF, Added

In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), from the quarter ended 2016-06-30 to 2016-09-30, CAPRIN ASSET MANAGEMENT LLC /ADV opened 8 positions, added to 4, reduced 9, sold out of 0 and left 1 unchanged. The largest increase in value was ITM - Vaneck Vectors AMT Free Int Muni (+$14,335,000); the largest decrease was MUB (-$20,480,000).

ITM - Vaneck Vectors AMT Free Int Muni: Country of operation —; Class COM; Shares 2016-06-30 1,022,324; Shares 2016-09-30 1,615,713.
SHM: Country of operation —; Class COM; Shares 2016-06-30 477,486; Shares 2016-09-30 670,991.
AGG: Country of operation —; Class COM; Shares 2016-06-30 91,261; Shares 2016-09-30 95,777.
NYF: Country of operation —; Class COM; Shares 2016-06-30 8,914; Shares 2016-09-30 10,068.

Two Form 13F-HR filings compared (SEC CIK 1034369): 2016-06-30 (filed 2016-08-01) and 2016-09-30 (filed 2016-10-31). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move; share change is the position change.

Stock	Class	Shares 2016-06-30	Shares 2016-09-30	Share change	Value 2016-06-30	Value 2016-09-30	Value change
ITM - Vaneck Vectors AMT Free Int Muni CUSIP 92189F544	COM	1,022,324	1,615,713	+593,389	$25,395,000	$39,730,000	+$14,335,000
SHM SHM - SPDR Nuveen Barclays ST Muni ETF	COM	477,486	670,991	+193,505	$23,435,000	$32,778,000	+$9,343,000
AGG AGG - iShares Barclays Aggregate Bond Fund	COM	91,261	95,777	+4,516	$10,277,000	$10,767,000	+$490,000
NYF NYF - iShares S&P New York AMT-Free Bond F	COM	8,914	10,068	+1,154	$1,028,000	$1,148,000	+$120,000

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