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Azimuth Capital Management LLC Historic Quarter Change: USA ETF, Added

Azimuth Capital Management LLC historic quarter change: USA ETF, Added

In exchange-traded fund shares (known by the fund name on the filing) (listed in the US), over 13 quarters from 2013-06-30 to 2016-09-30, Azimuth Capital Management LLC opened 25 positions, added to 135, reduced 79 and sold out of 14.

  • Q3 2016: Stock EEM; Country of operation —; Class COM; Shares before 20,317.
  • Q3 2016: Stock Japan Index (ETF); Country of operation —; Class COM; Shares before 276,370.
  • Q3 2016: Stock FXI; Country of operation —; Class COM; Shares before 54,955.
  • Q3 2016: Stock EFA; Country of operation —; Class COM; Shares before 43,333.

Each consecutive pair of Form 13F-HR filings compared (SEC CIK 1352512), 13 quarters: Q3 2016 (2016-06-30 to 2016-09-30, filed 2016-11-10); Q2 2016 (2016-03-31 to 2016-06-30, filed 2016-08-11); Q1 2016 (2015-12-31 to 2016-03-31, filed 2016-05-11); Q4 2015 (2015-09-30 to 2015-12-31, filed 2016-02-09); Q3 2015 (2015-06-30 to 2015-09-30, filed 2015-11-12); Q2 2015 (2015-03-31 to 2015-06-30, filed 2015-08-13); Q1 2015 (2014-12-31 to 2015-03-31, filed 2015-05-12); Q4 2014 (2014-09-30 to 2014-12-31, filed 2015-02-11); Q3 2014 (2014-06-30 to 2014-09-30, filed 2014-11-12); Q2 2014 (2014-03-31 to 2014-06-30, filed 2014-08-12); Q1 2014 (2013-12-31 to 2014-03-31, filed 2014-05-12); Q4 2013 (2013-09-30 to 2013-12-31, filed 2014-02-18); Q3 2013 (2013-06-30 to 2013-09-30, filed 2013-10-30). Rows for the same security, class and put/call are added together. Value change is the filed value at each quarter end, so it includes the price move. Only the filings held here are compared; the firm's 13F-HR filings go back to the quarter ended 2006-12-31.

QuarterStockCountry of operationClassShares beforeShares afterShare changeValue beforeValue afterValue changeFiled
Q3 2016EEM
iShares MSCI Emerging Mkts
COM20,31767,227+46,910$698,000$2,518,000+$1,820,0002016-11-10
Q3 2016Japan Index (ETF)
CUSIP 464286848
COM276,370282,375+6,005$3,178,000$3,541,000+$363,0002016-11-10
Q3 2016FXI
iShares FTSE/China 25
COM54,95557,345+2,390$1,881,000$2,180,000+$299,0002016-11-10
Q3 2016EFA
iShares MSCI EAFE
COM43,33345,523+2,190$2,419,000$2,692,000+$273,0002016-11-10
Q3 2016EUFN
iShares MSCI EU Financial
COM76,12583,565+7,440$1,194,000$1,434,000+$240,0002016-11-10
Q3 2016DXJ
WisdomTree Japan Hedged Eq Fun
COM41,16541,500+335$1,596,000$1,781,000+$185,0002016-11-10
Q3 2016IWM
iShares-Russell 2000
COM13,88513,895+10$1,596,000$1,726,000+$130,0002016-11-10
Q3 2016IVW
iShares S&P 500 Growth Index
COM7,3657,390+25$859,000$899,000+$40,0002016-11-10
Q3 2016IWB
iShares-Russell 1000
COM7,2447,309+65$847,000$880,000+$33,0002016-11-10
Q3 2016PFF
iShares S&P PFD Stock Fund
COM70,38071,750+1,370$2,807,000$2,834,000+$27,0002016-11-10
Q3 2016IVE
iShares S&P 500 Val
COM10,67210,702+30$991,000$1,016,000+$25,0002016-11-10

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