Sonic Foundry, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 6 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-03-05: Reporting owner KLEINMAN DAVID; Form 4; Security non-Employee Directors Stock Option Plan; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-03-05: Reporting owner KOPKO FREDERICK H JR; Form 4; Security Non-Employee Directors Stock Option Plan; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-03-05: Reporting owner POLLARD ARNOLD B; Form 4; Security Non-Employee Directors Stock Option Plan; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-03-05: Reporting owner WEIS GARY; Form 4; Security Non-Employee Directors Stock Option Plan; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-03-05 | KLEINMAN DAVID Director | 4 | non-Employee Directors Stock Option Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 290,000 owned after | $0.55 exercise price | 2009-03-06 | |
| 2009-03-05 | KOPKO FREDERICK H JR Director | 4 | Non-Employee Directors Stock Option Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 120,000 owned after | $0.55 exercise price | 2009-03-06 | |
| 2009-03-05 | POLLARD ARNOLD B Director | 4 | Non-Employee Directors Stock Option Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 650,830 owned after | $0.55 exercise price | 2009-03-06 | |
| 2009-03-05 | WEIS GARY Director | 4 | Non-Employee Directors Stock Option Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 190,000 owned after | $0.55 exercise price | 2009-03-06 | |
| 2009-03-05 | PEERCY PAUL S Director | 4 | Non-Employee Directors Stock Option Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 140,000 owned after | $0.55 exercise price | 2009-03-06 | |
| 2009-03-03 | MINOR KENNETH A Officer (Chief Financial Officer) | 4 | Employee Incentive Stock Option Derivative · Direct | O Exercise of out-of-the-money derivative security | −60,000 441,941 owned after | $0.53 exercise price | 2009-03-04 |