Sonic Foundry, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2008. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2008-11-10: Reporting owner Lipps Robert M; Form 4; Security 1995 Incentive Stock Option Plan; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-11-10: Reporting owner MINOR KENNETH A; Form 4; Security 1995 Incentive Stock Option Plan; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-11-03: Reporting owner BUINEVICIUS RIMAS; Form 4; Security 1995 Incentive Stock Option Plan; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2008-11-03: Reporting owner SCHMIDT MONTY; Form 4; Security 1995 Incentive Stock Option Plan; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2008-11-10 | Lipps Robert M Officer (Executive Vice President Sales) | 4 | 1995 Incentive Stock Option Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 232,500 owned after | $0.53 exercise price | 2008-11-13 | |
| 2008-11-10 | MINOR KENNETH A Officer (Chief Financial Officer) | 4 | 1995 Incentive Stock Option Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 501,941 owned after | $0.53 exercise price | 2008-11-13 | |
| 2008-11-03 | BUINEVICIUS RIMAS Director, Officer (Chairman and CEO) | 4 | 1995 Incentive Stock Option Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 1,290,000 owned after | $0.50 exercise price | 2008-11-13 | |
| 2008-11-03 | SCHMIDT MONTY Director, Officer (Chief Technology Officer), 10% Owner | 4 | 1995 Incentive Stock Option Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 289,802 owned after | $0.50 exercise price | 2008-11-13 | |
| 2008-11-03 | WEIS GARY Director | 4 | 1999 Non-qualified Stock Option Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 170,000 owned after | $0.50 exercise price | 2008-11-13 | |
| 2008-04-23 holding as of filing | Lipps Robert M Officer (Executive Vice President Sales) | 3 | 1995 Incentive Stock Option Plan Derivative · Direct | Holding | $2.26 exercise price | 2008-04-23 | ||
| 2008-04-23 holding as of filing | Lipps Robert M Officer (Executive Vice President Sales) | 3 | 1995 Incentive Stock Option Plan Derivative · Direct | Holding | $3.71 exercise price | 2008-04-23 | ||
| 2008-04-23 holding as of filing | Lipps Robert M Officer (Executive Vice President Sales) | 3 | 1995 Incentive Stock Option Plan Derivative · Direct | Holding | $1.55 exercise price | 2008-04-23 | ||
| 2008-04-23 holding as of filing | Lipps Robert M Officer (Executive Vice President Sales) | 3 | 1995 Incentive Stock Option Plan Derivative · Direct | Holding | $0.75 exercise price | 2008-04-23 | ||
| 2008-04-23 holding as of filing | Lipps Robert M Officer (Executive Vice President Sales) | 3 | 1995 Incentive Stock Option Plan Derivative · Direct | Holding | $0.78 exercise price | 2008-04-23 | ||
| 2008-03-06 | KLEINMAN DAVID Director | 4 | 2008 Non-employee Director Stock Option Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 260,000 owned after | $0.80 exercise price | 2008-03-10 | |
| 2008-03-06 | KLEINMAN DAVID Director | 4 | 1999 Non-qualified Stock Option Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 265,000 owned after | $0.80 exercise price | 2008-03-10 | |
| 2008-03-06 | KOPKO FREDERICK H JR Director | 4 | 2008 Non-employee Director Stock Option Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 100,000 owned after | $0.80 exercise price | 2008-03-10 | |
| 2008-03-06 | PEERCY PAUL S Director | 4 | 2008 Non-employee Director Stock Option Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 120,000 owned after | $0.80 exercise price | 2008-03-10 | |
| 2008-03-06 | WEIS GARY Director | 4 | 2008 Non-employee Director Stock Option Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 120,000 owned after | $0.80 exercise price | 2008-03-10 | |
| 2008-03-06 | POLLARD ARNOLD B Director | 4 | 2008 Non-employee Director Stock Option Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 630,830 owned after | $0.80 exercise price | 2008-03-10 |