Sonic Foundry, Inc. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 25 rows in 2007. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2007-12-27: Reporting owner POLLARD ARNOLD B; Form 4; Security Non-qualified Stock Option Plan; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-12-04: Reporting owner Coulson Darrin T; Form 4; Security Non-Qualified Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-12-04: Reporting owner MINOR KENNETH A; Form 4; Security Non-Qualified Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2007-12-04: Reporting owner SCHMIDT MONTY; Form 4; Security Non-Qualified Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2007-12-27 | POLLARD ARNOLD B Director | 4 | Non-qualified Stock Option Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +68,000 610,830 owned after | $1.28 | 2008-03-10 | |
| 2007-12-04 | Coulson Darrin T Officer (Chief Operating Officer) | 4 | Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 500,000 owned after | $1.55 exercise price | 2007-12-05 | |
| 2007-12-04 | MINOR KENNETH A Officer (Chief Financial Officer) | 4 | Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120,000 451,941 owned after | $1.55 exercise price | 2007-12-05 | |
| 2007-12-04 | SCHMIDT MONTY Director, Officer (Chief Technology Officer), 10% Owner | 4 | Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 229,802 owned after | $1.55 exercise price | 2007-12-05 | |
| 2007-12-04 | BUINEVICIUS RIMAS Director, Officer (Chairman and CEO) | 4 | Non-Qualified Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 1,230,000 owned after | $1.55 exercise price | 2007-12-05 | |
| 2007-03-15 | KLEINMAN DAVID Director | 4 | Non-Employee Director Stock Option Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 255,000 owned after | $3.76 exercise price | 2007-03-19 | |
| 2007-03-15 | KLEINMAN DAVID Director | 4 | Non-qualified Stock Option Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 260,000 owned after | $3.76 exercise price | 2007-03-19 | |
| 2007-03-15 | KOPKO FREDERICK H JR Director | 4 | Non-Employee Director Stock Option Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 80,000 owned after | $3.76 exercise price | 2007-03-19 | |
| 2007-03-15 | POLLARD ARNOLD B Director | 4 | Non-Employee Director Stock Option Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 562,830 owned after | $3.76 exercise price | 2007-03-19 | |
| 2007-03-15 | PEERCY PAUL S Director | 4 | Non-Employee Director Stock Option Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 100,000 owned after | $3.76 exercise price | 2007-03-19 | |
| 2007-03-15 | WEIS GARY Director | 4 | Non-Employee Director Stock Option Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 100,000 owned after | $3.76 exercise price | 2007-03-19 | |
| 2007-03-15 | WEIS GARY Director | 4 | Non-Employee Director Stock Option Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 100,000 owned after | $3.76 exercise price | 2007-03-19 | |
| 2007-03-15 | WEIS GARY Director | 4 | Non-Employee Director Stock Option Plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 100,000 owned after | $3.76 exercise price | 2007-03-19 | |
| 2007-02-23 holding as of filing | KOPKO FREDERICK H JR Director | 4 | Non-Employee Director Stock Option Plan Derivative · Direct | Holding | 60,000 owned after | $1.74 exercise price | 2007-02-23 | |
| 2007-02-23 holding as of filing | KOPKO FREDERICK H JR Director | 4 | Non-Employee Director Stock Option Plan Derivative · Direct | Holding | 60,000 owned after | $4.19 exercise price | 2007-02-23 | |
| 2007-02-23 holding as of filing | KOPKO FREDERICK H JR Director | 4 | Non-Employee Director Stock Option Plan Derivative · Direct | Holding | 60,000 owned after | $59.88 exercise price | 2007-02-23 | |
| 2007-02-21 | KOPKO FREDERICK H JR Director | 4 | Non-Employee Director Stock Option Plan Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −40,000 180,000 owned after | $1.09 exercise price | 2007-02-23 | |
| 2007-02-21 | KOPKO FREDERICK H JR Director | 4 | Non-Employee Director Stock Option Plan Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −20,000 160,000 owned after | $2.50 exercise price | 2007-02-23 | |
| 2007-02-21 | KOPKO FREDERICK H JR Director | 4 | Non-Employee Director Stock Option Plan Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −20,000 140,000 owned after | $2.00 exercise price | 2007-02-23 | |
| 2007-02-21 | KOPKO FREDERICK H JR Director | 4 | Non-Employee Director Stock Option Plan Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −20,000 120,000 owned after | $1.75 exercise price | 2007-02-23 | |
| 2007-02-21 | KOPKO FREDERICK H JR Director | 4 | Non-Employee Director Stock Option Plan Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −20,000 100,000 owned after | $1.03 exercise price | 2007-02-23 | |
| 2007-02-21 | KOPKO FREDERICK H JR Director | 4 | Non-Employee Director Stock Option Plan Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −20,000 80,000 owned after | $1.34 exercise price | 2007-02-23 | |
| 2007-02-21 | KOPKO FREDERICK H JR Director | 4 | Non-Employee Director Stock Option Plan Derivative · Direct | X Exercise of in-the-money or at-the-money derivative security | −20,000 60,000 owned after | $1.23 exercise price | 2007-02-23 | |
| 2007-01-15 | POLLARD ARNOLD B Director | 4/A | Non-qualified stock option plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,085 542,830 owned after | $4.26 exercise price | 2007-04-18 | |
| 2007-01-15 | POLLARD ARNOLD B Director | 4 | Non-qualified stock option plan Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,085 542,830 owned after | $4.16 exercise price | 2007-01-19 |