IMAGEWARE SYSTEMS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2015-09-14: Reporting owner Harding David E.; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-09-14: Reporting owner GOLDMAN NEAL I; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-09-14: Reporting owner GOLDMAN NEAL I; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2015-09-14: Reporting owner CROCKER CHARLES; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2015-09-14 | Harding David E. Officer (CHIEF TECHNICAL OFFICER) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $1.73 exercise price | 2015-09-16 | |
| 2015-09-14 | GOLDMAN NEAL I Director, 10% Owner | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.73 exercise price | 2015-09-16 | |
| 2015-09-14 | GOLDMAN NEAL I Director, 10% Owner | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 24,000 owned after | $1.73 exercise price | 2015-09-16 | |
| 2015-09-14 | CROCKER CHARLES Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.73 exercise price | 2015-09-16 | |
| 2015-09-14 | CROCKER CHARLES Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 24,000 owned after | $1.73 exercise price | 2015-09-16 | |
| 2015-09-14 | WETHERELL WAYNE G Officer (SR. VP AND CFO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $1.73 exercise price | 2015-09-16 | |
| 2015-09-14 | Hamm G Steve Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.73 exercise price | 2015-09-16 | |
| 2015-09-14 | Hamm G Steve Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 24,000 owned after | $1.73 exercise price | 2015-09-16 | |
| 2015-09-14 | Cronin John E Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.73 exercise price | 2015-09-16 | |
| 2015-09-14 | Cronin John E Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 24,000 owned after | $1.73 exercise price | 2015-09-16 | |
| 2015-09-14 | Carey David W Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.73 exercise price | 2015-09-16 | |
| 2015-09-14 | Carey David W Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 24,000 owned after | $1.73 exercise price | 2015-09-16 | |
| 2015-09-14 | MILLER S JAMES Director, Officer (CHAIRMAN AND CEO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $1.73 exercise price | 2015-09-16 | |
| 2015-09-14 | LOESCH DAVID R Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.73 exercise price | 2015-09-16 | |
| 2015-09-14 | LOESCH DAVID R Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 24,000 owned after | $1.73 exercise price | 2015-09-16 |