IMAGEWARE SYSTEMS, INC. Form D Notices of Exempt Offering of Securities
Notices filed with the SEC for securities sold without registration under Regulation D or Section 4(a)(5), newest first. Values are as filed.
- 2020-12-01: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2020-11-12; Total offering amount $15,000,000.
- 2018-09-26: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2018-09-10; Total offering amount $10,000,000.
- 2018-09-19: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2018-09-10; Total offering amount $8,900,000.
- 2017-01-04: Federal exemption Rule 506(b); Types of securities offered Equity; Date of first sale 2016-12-29; Total offering amount $1,625,000.
| Filed | Federal exemption | Types of securities offered | Date of first sale | Total offering amount | Total amount sold | Total remaining to be sold | Investors who have already invested |
|---|---|---|---|---|---|---|---|
| 2020-12-01 | Rule 506(b) | Equity | 2020-11-12 | $15,000,000 | $11,560,000 | $3,440,000 | 25 |
| 2018-09-26 D/A | Rule 506(b) | Equity | 2018-09-10 | $10,000,000 | $10,000,000 | $0 | 10 |
| 2018-09-19 | Rule 506(b) | Equity | 2018-09-10 | $8,900,000 | $8,900,000 | $0 | 8 |
| 2017-01-04 | Rule 506(b) | Equity | 2016-12-29 | $1,625,000 | $1,625,000 | $0 | 6 |
| 2016-09-09 | Rule 506(b) | Equity | 2016-09-07 | $2,000,000 | $2,000,000 | $0 | 1 |