IMAGEWARE SYSTEMS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 59 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-01-29: Reporting owner WETHERELL WAYNE G; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-01-29: Reporting owner MILLER S JAMES; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-01-29: Reporting owner LOESCH DAVID R; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-01-29: Reporting owner HOLLERAN JOHN L; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-01-29 | WETHERELL WAYNE G Officer (Sr. VP and CFO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 120,000 owned after | $0.73 exercise price | 2010-02-02 | |
| 2010-01-29 | MILLER S JAMES Director, Officer (Chairman and CEO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +183,000 283,000 owned after | $0.73 exercise price | 2010-02-02 | |
| 2010-01-29 | LOESCH DAVID R Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 12,500 owned after | $0.73 exercise price | 2010-02-02 | |
| 2010-01-29 | HOLLERAN JOHN L Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 12,500 owned after | $0.73 exercise price | 2010-02-02 | |
| 2010-01-29 | Hamm G Steve Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 15,000 owned after | $0.73 exercise price | 2010-02-02 | |
| 2010-01-29 | CALLAN JOHN G Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 12,500 owned after | $0.73 exercise price | 2010-02-02 | |
| 2010-01-29 | Carey David W Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,500 12,500 owned after | $0.73 exercise price | 2010-02-02 | |
| 2010-01-16 | WETHERELL WAYNE G Officer (Sr. VP and CFO) | 4/A | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 60,000 owned after | $2.40 exercise price | 2010-01-22 | |
| 2010-01-16 | HOLLERAN JOHN L Director | 4/A | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 5,000 owned after | $2.74 exercise price | 2010-01-22 | |
| 2010-01-16 | HOLLERAN JOHN L Director | 4/A | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 5,000 owned after | $3.07 exercise price | 2010-01-22 | |
| 2010-01-16 | MILLER S JAMES Director, Officer (Chairman and CEO) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 100,000 owned after | $1.45 exercise price | 2010-01-20 | |
| 2010-01-16 | MILLER S JAMES Director, Officer (Chairman and CEO) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 100,000 owned after | $1.97 exercise price | 2010-01-20 | |
| 2010-01-16 | MILLER S JAMES Director, Officer (Chairman and CEO) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −109,700 100,000 owned after | $2.36 exercise price | 2010-01-20 | |
| 2010-01-16 | MILLER S JAMES Director, Officer (Chairman and CEO) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 100,000 owned after | $2.40 exercise price | 2010-01-20 | |
| 2010-01-16 | MILLER S JAMES Director, Officer (Chairman and CEO) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −18,000 100,000 owned after | $2.49 exercise price | 2010-01-20 | |
| 2010-01-16 | MILLER S JAMES Director, Officer (Chairman and CEO) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −100,000 100,000 owned after | $2.62 exercise price | 2010-01-20 | |
| 2010-01-16 | MILLER S JAMES Director, Officer (Chairman and CEO) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 100,000 owned after | $3.00 exercise price | 2010-01-20 | |
| 2010-01-16 | WETHERELL WAYNE G Officer (Sr. VP and CFO) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 60,000 owned after | $1.45 exercise price | 2010-01-20 | |
| 2010-01-16 | WETHERELL WAYNE G Officer (Sr. VP and CFO) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 60,000 owned after | $1.97 exercise price | 2010-01-20 | |
| 2010-01-16 | WETHERELL WAYNE G Officer (Sr. VP and CFO) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −52,600 60,000 owned after | $2.36 exercise price | 2010-01-20 | |
| 2010-01-16 | WETHERELL WAYNE G Officer (Sr. VP and CFO) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −50,000 60,000 owned after | $2.40 exercise price | 2010-01-20 | |
| 2010-01-16 | WETHERELL WAYNE G Officer (Sr. VP and CFO) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,000 60,000 owned after | $2.49 exercise price | 2010-01-20 | |
| 2010-01-16 | WETHERELL WAYNE G Officer (Sr. VP and CFO) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −60,000 60,000 owned after | $2.62 exercise price | 2010-01-20 | |
| 2010-01-16 | WETHERELL WAYNE G Officer (Sr. VP and CFO) | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 60,000 owned after | $3.00 exercise price | 2010-01-20 | |
| 2010-01-16 | Hamm G Steve Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 5,000 owned after | $1.45 exercise price | 2010-01-20 | |
| 2010-01-16 | Hamm G Steve Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 5,000 owned after | $1.99 exercise price | 2010-01-20 | |
| 2010-01-16 | Hamm G Steve Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 5,000 owned after | $2.45 exercise price | 2010-01-20 | |
| 2010-01-16 | Hamm G Steve Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 5,000 owned after | $2.49 exercise price | 2010-01-20 | |
| 2010-01-16 | Hamm G Steve Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 5,000 owned after | $2.74 exercise price | 2010-01-20 | |
| 2010-01-16 | LOESCH DAVID R Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 5,000 owned after | $1.45 exercise price | 2010-01-20 | |
| 2010-01-16 | LOESCH DAVID R Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 5,000 owned after | $1.99 exercise price | 2010-01-20 | |
| 2010-01-16 | LOESCH DAVID R Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 5,000 owned after | $2.15 exercise price | 2010-01-20 | |
| 2010-01-16 | LOESCH DAVID R Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −9,000 5,000 owned after | $2.36 exercise price | 2010-01-20 | |
| 2010-01-16 | LOESCH DAVID R Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 5,000 owned after | $2.49 exercise price | 2010-01-20 | |
| 2010-01-16 | LOESCH DAVID R Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 5,000 owned after | $2.74 exercise price | 2010-01-20 | |
| 2010-01-16 | LOESCH DAVID R Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 5,000 owned after | $3.03 exercise price | 2010-01-20 | |
| 2010-01-16 | LOESCH DAVID R Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 5,000 owned after | $3.07 exercise price | 2010-01-20 | |
| 2010-01-16 | LOESCH DAVID R Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 5,000 owned after | $6.51 exercise price | 2010-01-20 | |
| 2010-01-16 | Carey David W Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 5,000 owned after | $1.45 exercise price | 2010-01-20 | |
| 2010-01-16 | Carey David W Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −10,000 5,000 owned after | $2.20 exercise price | 2010-01-20 | |
| 2010-01-16 | Carey David W Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 5,000 owned after | $2.49 exercise price | 2010-01-20 | |
| 2010-01-16 | HOLLERAN JOHN L Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 5,000 owned after | $1.45 exercise price | 2010-01-20 | |
| 2010-01-16 | HOLLERAN JOHN L Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 5,000 owned after | $1.99 exercise price | 2010-01-20 | |
| 2010-01-16 | HOLLERAN JOHN L Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 5,000 owned after | $2.15 exercise price | 2010-01-20 | |
| 2010-01-16 | HOLLERAN JOHN L Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,000 5,000 owned after | $2.36 exercise price | 2010-01-20 | |
| 2010-01-16 | HOLLERAN JOHN L Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 5,000 owned after | $2.49 exercise price | 2010-01-20 | |
| 2010-01-16 | HOLLERAN JOHN L Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 5,000 owned after | $2.34 exercise price | 2010-01-20 | |
| 2010-01-16 | HOLLERAN JOHN L Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 5,000 owned after | $3.03 exercise price | 2010-01-20 | |
| 2010-01-16 | HOLLERAN JOHN L Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,261 5,000 owned after | $4.90 exercise price | 2010-01-20 | |
| 2010-01-16 | HOLLERAN JOHN L Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | +2,000 5,000 owned after | $3.07 exercise price | 2010-01-20 | |
| 2010-01-16 | CALLAN JOHN G Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 5,000 owned after | $1.45 exercise price | 2010-01-20 | |
| 2010-01-16 | CALLAN JOHN G Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 5,000 owned after | $1.99 exercise price | 2010-01-20 | |
| 2010-01-16 | CALLAN JOHN G Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 5,000 owned after | $2.15 exercise price | 2010-01-20 | |
| 2010-01-16 | CALLAN JOHN G Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,000 5,000 owned after | $2.36 exercise price | 2010-01-20 | |
| 2010-01-16 | CALLAN JOHN G Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −5,000 5,000 owned after | $2.49 exercise price | 2010-01-20 | |
| 2010-01-16 | CALLAN JOHN G Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 5,000 owned after | $2.74 exercise price | 2010-01-20 | |
| 2010-01-16 | CALLAN JOHN G Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −7,535 5,000 owned after | $3.00 exercise price | 2010-01-20 | |
| 2010-01-16 | CALLAN JOHN G Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 5,000 owned after | $3.03 exercise price | 2010-01-20 | |
| 2010-01-16 | CALLAN JOHN G Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −2,000 5,000 owned after | $3.07 exercise price | 2010-01-20 |