IMAGEWARE SYSTEMS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows in 2006. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2006-03-23: Reporting owner Carey David W; Form 3; Security Stock Options; Transaction Holding.
- 2006-01-16: Reporting owner AuBuchon Charles T; Form 4; Security Employee Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-01-13: Reporting owner Hamm G Steve; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2006-01-13: Reporting owner HOLLERAN JOHN L; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2006-03-23 holding as of filing | Carey David W Director | 3 | Stock Options Derivative · Direct | Holding | $2.20 exercise price | 2006-03-23 | ||
| 2006-01-16 | AuBuchon Charles T Officer (Vice President, Sales) | 4 | Employee Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 200,000 owned after | $1.99 exercise price | 2006-01-17 | |
| 2006-01-13 | Hamm G Steve Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 17,000 owned after | $1.99 exercise price | 2006-01-17 | |
| 2006-01-13 | HOLLERAN JOHN L Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 30,261 owned after | $1.99 exercise price | 2006-01-17 | |
| 2006-01-13 | LOESCH DAVID R Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 37,000 owned after | $1.99 exercise price | 2006-01-17 | |
| 2006-01-13 | DOWNS PATRICK J Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 36,261 owned after | $1.99 exercise price | 2006-01-17 | |
| 2006-01-13 | CALLAN JOHN G Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 35,000 owned after | $1.99 exercise price | 2006-01-17 | |
| 2006-01-13 | WILLIS BILL Officer (Sr. VP of Tech & Business Dev.) | 4 | Employee Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 237,500 owned after | $1.99 exercise price | 2006-01-17 |