IMAGEWARE SYSTEMS, INC. Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-09-10: Reporting owner GOLDMAN NEAL I; Form 4; Security Convertible Line of Credit; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2018-09-10: Reporting owner CROCKER CHARLES; Form 4; Security Convertible Line of Credit; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2017-09-21: Reporting owner GOLDMAN NEAL I; Form 4; Security Convertible Line of Credit; Transaction Holding.
- 2008-11-14: Reporting owner Hamm G Steve; Form 4; Security Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-09-10 | GOLDMAN NEAL I Director, 10% Owner | 4 | Convertible Line of Credit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −6,301 0 owned after | $1.25 exercise price | 2018-09-21 | |
| 2018-09-10 | CROCKER CHARLES Director | 4 | Convertible Line of Credit Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −596 596 owned after | $1.25 exercise price | 2018-09-21 | |
| 2017-09-21 holding as of filing | GOLDMAN NEAL I Director, 10% Owner | 4 | Convertible Line of Credit Derivative · Direct | Holding | $1.25 exercise price | 2017-09-21 | ||
| 2008-11-14 | Hamm G Steve Director | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,636 13,636 owned after | $0.55 exercise price | 2008-11-17 |