IMAGEWARE SYSTEMS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 19 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-09-22: Reporting owner CROCKER CHARLES; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-09-22: Reporting owner CROCKER CHARLES; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-09-22: Reporting owner Hamm G Steve; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-09-22: Reporting owner Hamm G Steve; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-09-22 | CROCKER CHARLES Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.37 | 2016-09-26 | |
| 2016-09-22 | CROCKER CHARLES Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 24,000 owned after | $1.37 | 2016-09-26 | |
| 2016-09-22 | Hamm G Steve Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.37 | 2016-09-26 | |
| 2016-09-22 | Hamm G Steve Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 24,000 owned after | $1.37 | 2016-09-26 | |
| 2016-09-22 | Harding David E. Officer (CHIEF TECHNICAL OFFICER) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 1 owned after | $1.37 | 2016-09-26 | |
| 2016-09-22 | WETHERELL WAYNE G Officer (SR. VP AND CFO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $1.37 | 2016-09-26 | |
| 2016-09-22 | KAMMERSGARD DANA Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.37 | 2016-09-26 | |
| 2016-09-22 | KAMMERSGARD DANA Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 24,000 owned after | $1.37 | 2016-09-26 | |
| 2016-09-22 | GOLDMAN NEAL I Director, 10% Owner | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.37 | 2016-09-26 | |
| 2016-09-22 | GOLDMAN NEAL I Director, 10% Owner | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 24,000 owned after | $1.37 | 2016-09-26 | |
| 2016-09-22 | Cronin John E Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.37 | 2016-09-26 | |
| 2016-09-22 | Cronin John E Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 24,000 owned after | $1.37 | 2016-09-26 | |
| 2016-09-22 | LOESCH DAVID R Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.37 | 2016-09-26 | |
| 2016-09-22 | LOESCH DAVID R Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 24,000 owned after | $1.37 | 2016-09-26 | |
| 2016-09-22 | Carey David W Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.37 | 2016-09-26 | |
| 2016-09-22 | Carey David W Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 24,000 owned after | $1.37 | 2016-09-26 | |
| 2016-09-22 | MILLER S JAMES Director, Officer (CHAIRMAN AND CEO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $1.37 | 2016-09-26 | |
| 2016-05-12 | KAMMERSGARD DANA Director | 4/A | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,000 16,000 owned after | $1.29 exercise price | 2016-07-11 | |
| 2016-05-12 | KAMMERSGARD DANA Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.29 exercise price | 2016-05-16 |