IMAGEWARE SYSTEMS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 22 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-10-29: Reporting owner GOLDMAN NEAL I; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-10-29: Reporting owner WETHERELL WAYNE G; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-10-29: Reporting owner Harding David E.; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-10-29: Reporting owner Carey David W; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-10-29 | GOLDMAN NEAL I Director, 10% Owner | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.93 | 2013-10-31 | |
| 2013-10-29 | WETHERELL WAYNE G Officer (SR. VP AND CFO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.93 | 2013-10-31 | |
| 2013-10-29 | Harding David E. Officer (CHIEF TECHNICAL OFFICER) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $1.93 | 2013-10-31 | |
| 2013-10-29 | Carey David W Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.93 | 2013-10-31 | |
| 2013-10-29 | LOESCH DAVID R Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.93 | 2013-10-31 | |
| 2013-10-29 | Cronin John E Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.93 | 2013-10-31 | |
| 2013-10-29 | CROCKER CHARLES Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.93 | 2013-10-31 | |
| 2013-10-29 | MILLER S JAMES Director, Officer (CHAIRMAN AND CEO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.93 | 2013-10-31 | |
| 2013-10-29 | Hamm G Steve Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.93 | 2013-10-31 | |
| 2013-05-29 holding as of filing | GOLDMAN NEAL I Director, 10% Owner | 4 | Stock Option Derivative · Direct · (m) | Holding | 10,000 owned after | $0.93 exercise price | 2013-05-29 | |
| 2013-04-05 holding as of filing | GOLDMAN NEAL I Director, 10% Owner | 4 | Stock Option Derivative · Direct · (m) | Holding | 10,000 owned after | $0.93 exercise price | 2013-04-05 | |
| 2013-02-27 holding as of filing | Harding David E. Officer (CHIEF TECHNICAL OFFICER) | 3 | Stock Option Derivative · Direct | Holding | $0.20 exercise price | 2013-02-27 | ||
| 2013-02-27 holding as of filing | Harding David E. Officer (CHIEF TECHNICAL OFFICER) | 3 | Stock Option Derivative · Direct | Holding | $0.73 exercise price | 2013-02-27 | ||
| 2013-02-27 holding as of filing | Harding David E. Officer (CHIEF TECHNICAL OFFICER) | 3 | Stock Option Derivative · Direct | Holding | $0.92 exercise price | 2013-02-27 | ||
| 2013-02-27 holding as of filing | Harding David E. Officer (CHIEF TECHNICAL OFFICER) | 3 | Stock Option Derivative · Direct | Holding | $0.93 exercise price | 2013-02-27 | ||
| 2013-02-08 | Hamm G Steve Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.93 | 2013-02-12 | |
| 2013-02-08 | MILLER S JAMES Director, Officer (CHIEF EXECUTIVE OFFICER) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.93 | 2013-02-12 | |
| 2013-02-08 | Carey David W Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.93 | 2013-02-12 | |
| 2013-02-08 | Cronin John E Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.93 | 2013-02-12 | |
| 2013-02-08 | LOESCH DAVID R Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.93 | 2013-02-12 | |
| 2013-02-08 | GOLDMAN NEAL I Director, 10% Owner | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.93 | 2013-02-12 | |
| 2013-02-08 | CROCKER CHARLES Director | 4 | Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.93 | 2013-02-12 |