IMAGEWARE SYSTEMS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 10 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2014-12-15: Reporting owner Harding David E.; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-12-15: Reporting owner LOESCH DAVID R; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-12-15: Reporting owner Cronin John E; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2014-12-15: Reporting owner Carey David W; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2014-12-15 | Harding David E. Officer (CHIEF TECHNICAL OFFICER) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.29 exercise price | 2014-12-17 | |
| 2014-12-15 | LOESCH DAVID R Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.29 exercise price | 2014-12-17 | |
| 2014-12-15 | Cronin John E Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.29 exercise price | 2014-12-17 | |
| 2014-12-15 | Carey David W Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.29 exercise price | 2014-12-17 | |
| 2014-12-15 | CROCKER CHARLES Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.29 exercise price | 2014-12-17 | |
| 2014-12-15 | Hamm G Steve Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.29 exercise price | 2014-12-17 | |
| 2014-12-15 | GOLDMAN NEAL I Director, 10% Owner | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.29 exercise price | 2014-12-17 | |
| 2014-12-15 | MILLER S JAMES Director, Officer (CHAIRMAN AND CEO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.29 exercise price | 2014-12-17 | |
| 2014-12-15 | WETHERELL WAYNE G Officer (SR. VP AND CFO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $2.29 exercise price | 2014-12-17 | |
| 2014-12-01 | Harris Jeffrey Dean Officer (SVP OF SALES AND MARKETING) | 5 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $2.01 exercise price | 2015-02-23 |