IMAGEWARE SYSTEMS, INC. Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 8 rows in 2021. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-11-18: Reporting owner Demitrieus James M; Form 4; Security Stock Options; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2021-11-18: Reporting owner Morgan Douglas J; Form 4; Security Stock Options; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2021-11-18: Reporting owner Anderson Lauren C; Form 4; Security Stock Options; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2021-05-12: Reporting owner SIGHT JAMES W; Form 4; Security Stock Options; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-11-18 | Demitrieus James M Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,300,000 0 owned after | $0.07 exercise price | 2021-11-19 | |
| 2021-11-18 | Morgan Douglas J Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −1,300,000 0 owned after | $0.07 exercise price | 2021-11-19 | |
| 2021-11-18 | Anderson Lauren C Director | 4 | Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −750,000 0 owned after | $0.07 exercise price | 2021-11-19 | |
| 2021-05-12 | SIGHT JAMES W Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +750,000 750,000 owned after | $0.07 exercise price | 2021-05-14 | |
| 2021-04-16 | Morgan Douglas J Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,300,000 1,300,000 owned after | $0.07 exercise price | 2021-04-26 | |
| 2021-04-16 | Taylor Kristin Officer (PRESIDENT & CEO) | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,000,000 27,000,000 owned after | $0.07 exercise price | 2021-04-21 | |
| 2021-04-16 | Demitrieus James M Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,300,000 1,300,000 owned after | $0.07 exercise price | 2021-04-21 | |
| 2021-04-16 | Anderson Lauren C Director | 4 | Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +750,000 750,000 owned after | $0.07 exercise price | 2021-04-21 |