IMAGEWARE SYSTEMS, INC. Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 9 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-09-10: Reporting owner Frischer Charles L; Form 4; Security Warrant; Transaction J Other acquisition or disposition (describe transaction).
- 2018-09-10: Reporting owner GOLDMAN NEAL I; Form 4; Security Warrant; Transaction J Other acquisition or disposition (describe transaction).
- 2018-09-10: Reporting owner MILLER S JAMES; Form 4; Security Warrant; Transaction J Other acquisition or disposition (describe transaction).
- 2018-09-10: Reporting owner Clutterbuck Robert T; Form 4; Security Warrant; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-09-10 | Frischer Charles L Director | 4 | Warrant Derivative · Direct | J Other acquisition or disposition (describe transaction) | +123,795 123,795 owned after | $0.01 exercise price | 2018-09-24 | |
| 2018-09-10 | GOLDMAN NEAL I Director, 10% Owner | 4 | Warrant Derivative · Direct | J Other acquisition or disposition (describe transaction) | +376,128 376,128 owned after | $0.01 exercise price | 2018-09-21 | |
| 2018-09-10 | MILLER S JAMES Director, Officer (CHAIRMAN AND CEO) | 4 | Warrant Derivative · Direct | J Other acquisition or disposition (describe transaction) | +3,987 3,987 owned after | $0.01 exercise price | 2018-09-21 | |
| 2018-09-10 | Clutterbuck Robert T Director | 4 | Warrant Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +2,353 2,353 owned after | $0.01 exercise price | 2018-09-21 | |
| 2018-09-10 | Clutterbuck Robert T Director | 4 | Warrant Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +9,968 9,968 owned after | $0.01 exercise price | 2018-09-21 | |
| 2018-09-10 | Clutterbuck Robert T Director | 4 | Warrant Derivative · Direct · (m) | J Other acquisition or disposition (describe transaction) | +11,403 11,403 owned after | $0.01 exercise price | 2018-09-21 | |
| 2018-09-10 | Clutterbuck Robert T Director | 4 | Warrant Derivative · Indirect · (m) | J Other acquisition or disposition (describe transaction) | +61,918 61,918 owned after | $0.01 exercise price | 2018-09-21 | |
| 2018-09-10 | WETHERELL WAYNE G Officer (SR. VP AND CFO) | 4 | Warrant Derivative · Direct | J Other acquisition or disposition (describe transaction) | +997 997 owned after | $0.01 exercise price | 2018-09-21 | |
| 2018-09-10 | CROCKER CHARLES Director | 4 | Warrant Derivative · Direct | J Other acquisition or disposition (describe transaction) | +23,763 23,763 owned after | $0.01 exercise price | 2018-09-21 |