CATAWBA CAPITAL MANAGEMENT /VA current holdings: USA ETF
CATAWBA CAPITAL MANAGEMENT /VA reported $0.01 billion in exchange-traded fund shares (known by the fund name on the filing) (listed in the US), 17 positions, in its Form 13F for the quarter ended 2016-09-30; the largest are VNQ, VTI, IWV.
- VNQ: Country of operation —; Class COM; Shares 13,040; Value $1,131,000.
- VTI: Country of operation —; Class COM; Shares 9,334; Value $1,039,000.
- IWV: Country of operation —; Class COM; Shares 7,844; Value $1,006,000.
- IWR: Country of operation —; Class FUND; Shares 4,295; Value $749,000.
Form 13F-HR as filed (SEC CIK 1080366): quarter ended 2016-09-30, filed 2016-10-07. The manager files one row per sub-manager; rows for the same security, class and put/call are added together.
Performance is each holding's price change from its close on the 2016-09-30 quarter end to its latest retained close (2026-09-29, or the date shown for a stock that stopped trading). Price only; dividends are not included. A stock that split in the period is restated by the split ratio in its own Form 8-K; a dash marks a holding with no retained closes.
| Stock | Country of operation | Class | Shares | Value | Quarter end | Filed | Performance |
|---|
VNQ
Vanguard Index Fds REIT ETF | | COM | 13,040 | $1,131,000 | 2016-09-30 | 2016-10-07 | |
|---|
VTI
Vanguard Index Fds Stk Mrk ETF | | COM | 9,334 | $1,039,000 | 2016-09-30 | 2016-10-07 | |
|---|
IWV
iShares Tr Russell 3000 ETF | | COM | 7,844 | $1,006,000 | 2016-09-30 | 2016-10-07 | |
|---|
IWR
iShares TR Russell Midcap ETF | | FUND | 4,295 | $749,000 | 2016-09-30 | 2016-10-07 | |
|---|
Vanguard Index Fds 500 Index A
CUSIP 922908710 | United States | FUND | 3,734 | $748,000 | 2016-09-30 | 2016-10-07 | |
|---|
Guggenheim S&P 500 Top 50 ETF
CUSIP 78355W205 | | COM | 2,945 | $450,000 | 2016-09-30 | 2016-10-07 | |
|---|
VOO
Vanguard Index Fds S&P 500 ETF | | COM | 1,999 | $397,000 | 2016-09-30 | 2016-10-07 | |
|---|
UTG
Reaves Util Income Fd Com Sh B | | FUND | 12,637 | $386,000 | 2016-09-30 | 2016-10-07 | |
|---|
SPY
SPDR S&P 500 ETF Trust | | COM | 1,692 | $366,000 | 2016-09-30 | 2016-10-07 | |
|---|
DVY
iShares Tr DJ Sel Div Inx ETF | | FUND | 3,920 | $336,000 | 2016-09-30 | 2016-10-07 | |
|---|
IWM
iShares TR Russell 2000 ETF | | FUND | 2,511 | $312,000 | 2016-09-30 | 2016-10-07 | |
|---|
XLU
Select Sector Spdr Tr SBI Int- | | COM | 5,955 | $292,000 | 2016-09-30 | 2016-10-07 | |
|---|
SPDR Series Trust S&P Biotech
CUSIP 7846AA870 | | COM | 3,900 | $259,000 | 2016-09-30 | 2016-10-07 | |
|---|
DSI
iShares MSCI KLD 400 Social ET | | COM | 3,185 | $256,000 | 2016-09-30 | 2016-10-07 | |
|---|
IIM
Invesco Value Mun Income Tr | | FUND | 14,480 | $237,000 | 2016-09-30 | 2016-10-07 | |
|---|
VTHR
Vanguard Scottsdale Fd Vng RUS | | COM | 2,240 | $223,000 | 2016-09-30 | 2016-10-07 | |
|---|
Vanguard Mun Bd Fd Inc Lt Txex
CUSIP 922907860 | United States | FUND | 12,810 | $154,000 | 2016-09-30 | 2016-10-07 | |
|---|
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