ZIX CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-07-26: Reporting owner MORGAN RUSSELL J; Form 4; Security Common Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-07-26: Reporting owner ROBERTSON DAVE; Form 4; Security Common Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-07-26: Reporting owner Brashear James F; Form 4; Security Common Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-07-26: Reporting owner English Michael W; Form 4; Security Common Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-07-26 | MORGAN RUSSELL J Officer (Vice President) | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,000 13,000 owned after | $2.49 exercise price | 2012-07-30 | |
| 2012-07-26 | ROBERTSON DAVE Officer (Vice President) | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $2.49 exercise price | 2012-07-30 | |
| 2012-07-26 | Brashear James F Officer (VP, General Counsel) | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,000 18,000 owned after | $2.49 exercise price | 2012-07-30 | |
| 2012-07-26 | English Michael W Officer (CFO) | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,000 18,000 owned after | $2.49 exercise price | 2012-07-30 | |
| 2012-07-26 | SPURR RICHARD Director, Officer (Chairman/CEO) | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $2.49 exercise price | 2012-07-30 | |
| 2012-05-31 | Brashear James F Officer (VP, General Counsel) | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −70,000 0 owned after | $1.82 exercise price | 2012-06-01 | |
| 2012-03-08 | ROBERTSON DAVE Officer (Vice President) | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $2.93 exercise price | 2012-03-12 | |
| 2012-03-08 | MORGAN RUSSELL J Officer (Vice President) | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $2.93 exercise price | 2012-03-12 | |
| 2012-03-08 | English Michael W Officer (CFO) | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $2.93 exercise price | 2012-03-12 | |
| 2012-03-08 | Brashear James F Officer (VP, General Counsel) | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $2.93 exercise price | 2012-03-12 | |
| 2012-02-23 | SPURR RICHARD Director, Officer (Chairman/CEO) | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $2.90 exercise price | 2012-02-24 |