ZIX CORP Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 15 rows, 15 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-05-04: Reporting owner SPURR RICHARD; Form 4; Security Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-11-25: Reporting owner MORGAN RUSSELL J; Form 4; Security Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-11-25: Reporting owner MORGAN RUSSELL J; Form 4; Security Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2015-11-25: Reporting owner MORGAN RUSSELL J; Form 4; Security Common Stock; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-05-04 | SPURR RICHARD Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 121,582 owned after | $4.87 exercise price | 2017-05-05 | |
| 2015-11-25 | MORGAN RUSSELL J Officer (Vice President) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −812 2,438 owned after | $2.49 exercise price | 2015-11-25 | |
| 2015-11-25 | MORGAN RUSSELL J Officer (Vice President) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,300 0 owned after | $3.86 exercise price | 2015-11-25 | |
| 2015-11-25 | MORGAN RUSSELL J Officer (Vice President) | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,000 0 owned after | $4.87 exercise price | 2015-11-25 | |
| 2010-03-01 | Kahn Charles Newman III Director | 4 | Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,667 0 owned after | $1.32 exercise price | 2010-03-03 | |
| 2010-02-18 | ROBERTSON DAVE Officer (Vice President) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,000 80,000 owned after | $2.05 exercise price | 2010-02-22 | |
| 2006-03-02 | SPURR RICHARD Director, Officer (CEO, President & COO) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −350,000 350,000 owned after | $4.00 exercise price | 2006-03-06 | |
| 2006-02-22 | ALMOND BRADLEY Officer (Chief Financial Officer) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $3.00 exercise price | 2006-02-24 | |
| 2006-02-22 | WOESSNER RONALD A Officer (Sr. Vice President) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +80,000 80,000 owned after | $3.00 exercise price | 2006-02-24 | |
| 2006-01-03 | SANCHEZ ANTONIO R III Director | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $1.93 exercise price | 2006-01-05 | |
| 2006-01-03 | Kahn Charles Newman III Director | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $1.93 exercise price | 2006-01-05 | |
| 2006-01-03 | KEANE MICHAEL E Director | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $1.93 exercise price | 2006-01-05 | |
| 2006-01-03 | MARSTON JAMES S Director | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $1.93 exercise price | 2006-01-05 | |
| 2006-01-03 | Schlosberg Paul E Director | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $1.93 exercise price | 2006-01-05 | |
| 2006-01-03 | STREETMAN BEN G Director | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,500 2,500 owned after | $1.93 exercise price | 2006-01-05 |