ZIX CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 59 rows, 59 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-12-23: Reporting owner BONNEY MARK J; Form 4; Security Deferred Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2021-12-23: Reporting owner Di Leo John P.; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2021-12-23: Reporting owner Rockvam David E; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2021-12-23: Reporting owner Allphin Ryan; Form 4; Security Restricted Stock Units; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-12-23 | BONNEY MARK J Director | 4 | Deferred Stock Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −39,049 0 owned after | no price filed | 2021-12-28 | |
| 2021-12-23 | Di Leo John P. Officer (Chief Revenue Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −82,139 0 owned after | no price filed | 2021-12-28 | |
| 2021-12-23 | Rockvam David E Officer (CFO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −96,634 0 owned after | no price filed | 2021-12-28 | |
| 2021-12-23 | Allphin Ryan Officer (Chief Product Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −72,475 0 owned after | no price filed | 2021-12-28 | |
| 2021-12-23 | WAGNER DAVID Director, Officer (President, CEO) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −210,379 0 owned after | no price filed | 2021-12-28 | |
| 2021-12-23 | Hausmann Robert C Director | 4 | Deferred Stock Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −46,711 0 owned after | $8.50 | 2021-12-28 | |
| 2021-12-23 | Webster Noah F Officer (Chief Legal Officer) | 4 | Restricted Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −36,238 0 owned after | no price filed | 2021-12-28 | |
| 2021-12-23 | Miller Maribess L Director | 4 | Deferred Stock Units Non-derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −55,838 0 owned after | $8.50 | 2021-12-28 | |
| 2021-03-04 | Allphin Ryan Officer (Chief Product Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +72,475 172,475 owned after | $0.00 | 2021-03-08 | |
| 2021-03-04 | Di Leo John P. Officer (Chief Revenue Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +82,139 182,139 owned after | $0.00 | 2021-03-08 | |
| 2021-03-04 | Webster Noah F Officer (Chief Legal Officer) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +36,238 36,238 owned after | $0.00 | 2021-03-08 | |
| 2021-03-04 | Rockvam David E Officer (CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +96,634 196,634 owned after | $0.00 | 2021-03-08 | |
| 2021-03-04 | WAGNER DAVID Director, Officer (President, CEO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +210,379 410,379 owned after | $0.00 | 2021-03-08 | |
| 2021-03-01 | Miller Maribess L Director | 4 | Deferred Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,059 113,043 owned after | $0.00 | 2021-03-03 | |
| 2021-03-01 | Hausmann Robert C Director | 4 | Deferred Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,747 114,921 owned after | $0.00 | 2021-03-03 | |
| 2020-02-24 | Hausmann Robert C Director | 4 | Deferred Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,271 101,174 owned after | $0.00 | 2020-02-26 | |
| 2020-02-24 | Miller Maribess L Director | 4 | Deferred Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +14,895 94,984 owned after | $0.00 | 2020-02-26 | |
| 2020-02-24 | BONNEY MARK J Director | 4 | Deferred Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,481 54,694 owned after | $0.00 | 2020-02-26 | |
| 2019-03-07 | Miller Maribess L Director | 4 | Deferred Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,231 36,436 owned after | $0.00 | 2019-03-11 | |
| 2019-03-07 | Miller Maribess L Director | 4 | Deferred Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,653 50,089 owned after | $0.00 | 2019-03-11 | |
| 2019-03-07 | BONNEY MARK J Director | 4 | Deferred Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,231 24,876 owned after | $0.00 | 2019-03-11 | |
| 2019-03-07 | BONNEY MARK J Director | 4 | Deferred Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,337 41,213 owned after | $0.00 | 2019-03-11 | |
| 2019-03-07 | Hausmann Robert C Director | 4 | Deferred Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,832 76,042 owned after | $0.00 | 2019-03-11 | |
| 2019-03-07 | Hausmann Robert C Director | 4 | Deferred Stock Units Non-derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,861 89,903 owned after | $0.00 | 2019-03-11 | |
| 2018-02-26 | Miller Maribess L Director | 4 | Deferred Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,653 45,408 owned after | $0.00 | 2019-03-11 | |
| 2018-02-26 | BONNEY MARK J Director | 4 | Deferred Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −16,337 78,894 owned after | $0.00 | 2019-03-11 | |
| 2018-02-26 | Hausmann Robert C Director | 4 | Deferred Stock Units Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −13,861 0 owned after | $0.00 | 2019-03-11 | |
| 2018-02-26 | Miller Maribess L Director | 4/A | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,653 59,061 owned after | $0.00 | 2018-08-23 | |
| 2018-02-26 | BONNEY MARK J Director | 4/A | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,337 95,231 owned after | $0.00 | 2018-08-23 | |
| 2018-02-26 | Miller Maribess L Director | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,653 13,653 owned after | $0.00 | 2018-02-28 | |
| 2018-02-26 | BONNEY MARK J Director | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,337 16,337 owned after | $0.00 | 2018-02-28 | |
| 2018-02-26 | Hausmann Robert C Director | 4 | Deferred Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,861 13,861 owned after | $0.00 | 2018-02-28 | |
| 2018-02-20 | ROBERTSON DAVE Officer (Vice President) | 4/A | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,666 260,000 owned after | $0.00 | 2018-08-23 | |
| 2018-02-20 | ROBERTSON DAVE Officer (Vice President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,666 0 owned after | $0.00 | 2018-02-22 | |
| 2018-02-19 | ROBERTSON DAVE Officer (Vice President) | 4/A | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,667 266,666 owned after | $0.00 | 2018-08-23 | |
| 2018-02-19 | ROBERTSON DAVE Officer (Vice President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,667 0 owned after | $0.00 | 2018-02-22 | |
| 2017-02-19 | ROBERTSON DAVE Officer (Vice President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,666 13,334 owned after | $0.00 | 2017-02-22 | |
| 2016-02-21 | MORGAN RUSSELL J Officer (Vice President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,750 8,750 owned after | $0.00 | 2016-02-22 | |
| 2016-02-20 | MORGAN RUSSELL J Officer (Vice President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 7,500 owned after | $0.00 | 2016-02-22 | |
| 2016-02-19 | MORGAN RUSSELL J Officer (Vice President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,105 20,000 owned after | $0.00 | 2016-02-22 | |
| 2016-02-19 | ROBERTSON DAVE Officer (Vice President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,807 26,666 owned after | $0.00 | 2016-02-22 | |
| 2016-02-19 | English Michael W Officer (CFO) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,210 40,000 owned after | $0.00 | 2016-02-22 | |
| 2016-02-18 | MORGAN RUSSELL J Officer (Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.00 | 2016-02-22 | |
| 2016-01-19 | SPURR RICHARD Director | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +100,000 100,000 owned after | $0.00 | 2016-03-10 | |
| 2015-07-26 | MORGAN RUSSELL J Officer (Vice President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,250 3,250 owned after | $0.00 | 2015-07-28 | |
| 2015-02-21 | MORGAN RUSSELL J Officer (Vice President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,750 17,500 owned after | $0.00 | 2015-02-23 | |
| 2015-02-20 | MORGAN RUSSELL J Officer (Vice President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 11,250 owned after | $0.00 | 2015-02-23 | |
| 2015-02-19 | MORGAN RUSSELL J Officer (Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $0.00 | 2015-02-23 | |
| 2015-02-19 | SPURR RICHARD Director, Officer (Chairman/CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.00 | 2015-02-23 | |
| 2015-02-19 | ROBERTSON DAVE Officer (Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $0.00 | 2015-02-23 | |
| 2015-02-19 | English Michael W Officer (CFO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +60,000 60,000 owned after | $0.00 | 2015-02-23 | |
| 2015-02-19 | Brashear James F Officer (VP, General Counsel) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $0.00 | 2015-02-23 | |
| 2014-07-26 | MORGAN RUSSELL J Officer (Vice President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,250 6,500 owned after | $0.00 | 2014-07-29 | |
| 2014-02-21 | MORGAN RUSSELL J Officer (Vice President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,750 26,250 owned after | $0.00 | 2014-02-24 | |
| 2014-02-20 | MORGAN RUSSELL J Officer (Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $0.00 | 2014-02-24 | |
| 2014-02-20 | SPURR RICHARD Director, Officer (Chairman/CEO) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.00 | 2014-02-24 | |
| 2013-07-26 | MORGAN RUSSELL J Officer (Vice President) | 4 | Restricted Stock Units Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,250 9,750 owned after | $0.00 | 2013-07-30 | |
| 2013-02-21 | MORGAN RUSSELL J Officer (Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $0.00 | 2013-02-22 | |
| 2012-07-26 | MORGAN RUSSELL J Officer (Vice President) | 4 | Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,000 13,000 owned after | $0.00 | 2012-07-30 |