ZIX CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 14 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-11-22: Reporting owner MORGAN RUSSELL J; Form 4; Security Common Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-09-20: Reporting owner SPURR RICHARD; Form 4; Security Common Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-09-20: Reporting owner SPURR RICHARD; Form 4; Security Common Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-09-19: Reporting owner SPURR RICHARD; Form 4; Security Common Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-11-22 | MORGAN RUSSELL J Officer (Vice President) | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $3.00 exercise price | 2013-11-25 | |
| 2013-09-20 | SPURR RICHARD Director, Officer (Chairman/CEO) | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −215 0 owned after | $1.11 exercise price | 2013-09-20 | |
| 2013-09-20 | SPURR RICHARD Director, Officer (Chairman/CEO) | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −273,334 0 owned after | $1.50 exercise price | 2013-09-20 | |
| 2013-09-19 | SPURR RICHARD Director, Officer (Chairman/CEO) | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,904 215 owned after | $1.11 exercise price | 2013-09-20 | |
| 2013-09-18 | SPURR RICHARD Director, Officer (Chairman/CEO) | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −39,547 2,119 owned after | $1.11 exercise price | 2013-09-20 | |
| 2013-08-20 | English Michael W Officer (CFO) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −630 0 owned after | $1.11 exercise price | 2013-08-20 | |
| 2013-08-20 | English Michael W Officer (CFO) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,500 13,500 owned after | $2.49 exercise price | 2013-08-20 | |
| 2013-03-15 | Brashear James F Officer (VP, General Counsel) | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,000 0 owned after | $1.82 exercise price | 2013-03-18 | |
| 2013-02-26 | MORGAN RUSSELL J Officer (Vice President) | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $1.50 exercise price | 2013-02-28 | |
| 2013-02-21 | SPURR RICHARD Director, Officer (Chairman/CEO) | 4 | Common Stock Options Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $3.45 exercise price | 2013-02-22 | |
| 2013-01-04 | BONNEY MARK J Director | 4/A | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $2.90 exercise price | 2015-07-22 | |
| 2013-01-04 | Dailey Michael E. Director | 4/A | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $2.90 exercise price | 2015-07-22 | |
| 2013-01-04 | Dailey Michael E. Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $2.90 exercise price | 2013-01-08 | |
| 2013-01-04 | BONNEY MARK J Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $2.90 exercise price | 2013-01-08 |