ZIX CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-08-05: Reporting owner COOK DAVID P /; Form 3; Security Common Stock Option; Transaction Holding.
- 2009-02-04: Reporting owner Hausmann Robert C; Form 4; Security Common Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-02-04: Reporting owner Kahn Charles Newman III; Form 4; Security Common Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-02-04: Reporting owner MARSTON JAMES S; Form 4; Security Common Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-08-05 holding as of filing | COOK DAVID P / Director | 3 | Common Stock Option Derivative · Direct | Holding | $1.80 exercise price | 2009-08-05 | ||
| 2009-02-04 | Hausmann Robert C Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $1.32 exercise price | 2009-02-06 | |
| 2009-02-04 | Kahn Charles Newman III Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $1.32 exercise price | 2009-02-06 | |
| 2009-02-04 | MARSTON JAMES S Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $1.32 exercise price | 2009-02-06 | |
| 2009-02-04 | SANCHEZ ANTONIO R III Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | −6,000 6,000 owned after | $1.32 exercise price | 2009-02-06 | |
| 2009-02-04 | Schlosberg Paul E Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,000 9,000 owned after | $1.32 exercise price | 2009-02-06 | |
| 2009-01-02 | Hausmann Robert C Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.30 exercise price | 2009-01-06 | |
| 2009-01-02 | SANCHEZ ANTONIO R III Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.30 exercise price | 2009-01-06 | |
| 2009-01-02 | Kahn Charles Newman III Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.30 exercise price | 2009-01-06 | |
| 2009-01-02 | Schlosberg Paul E Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.30 exercise price | 2009-01-06 | |
| 2009-01-02 | MARSTON JAMES S Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $1.30 exercise price | 2009-01-06 |