ZIX CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-07-28: Reporting owner Brashear James F; Form 4; Security Common Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-07-28: Reporting owner English Michael W; Form 4; Security Common Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-07-28: Reporting owner MORGAN RUSSELL J; Form 4; Security Common Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-07-28: Reporting owner ROBERTSON DAVE; Form 4; Security Common Stock Option; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-07-28 | Brashear James F Officer (VP, General Counsel) | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $3.86 exercise price | 2011-07-29 | |
| 2011-07-28 | English Michael W Officer (CFO) | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $3.86 exercise price | 2011-07-29 | |
| 2011-07-28 | MORGAN RUSSELL J Officer (Vice President) | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $3.86 exercise price | 2011-07-29 | |
| 2011-07-28 | ROBERTSON DAVE Officer (Vice President) | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $3.86 exercise price | 2011-07-29 | |
| 2011-07-28 | SPURR RICHARD Director, Officer (Chairman/CEO) | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $3.86 exercise price | 2011-07-29 | |
| 2011-07-26 | ELGAMAL TAHER Director | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 27,708 owned after | $3.86 exercise price | 2021-03-12 | |
| 2011-07-26 | ELGAMAL TAHER Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $3.86 exercise price | 2011-07-28 | |
| 2011-05-10 | English Michael W Officer (Corporate Controller) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,100 0 owned after | $1.84 exercise price | 2011-05-11 | |
| 2011-05-10 | English Michael W Officer (Corporate Controller) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −840 630 owned after | $1.11 exercise price | 2011-05-11 | |
| 2011-04-13 | COOK DAVID P / Other (Former Director) | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +1,499 0 owned after | $2.46 exercise price | 2011-04-13 | |
| 2011-04-13 | COOK DAVID P / Other (Former Director) | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +25,000 0 owned after | $1.80 exercise price | 2011-04-13 |