ZIX CORP Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 5 rows, 5 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2005-11-21: Reporting owner ALMOND BRADLEY; Form 5; Security Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2005-11-21: Reporting owner SPURR RICHARD; Form 5; Security Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2005-11-21: Reporting owner Kahn Charles Newman III; Form 5; Security Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2005-11-21: Reporting owner SANCHEZ ANTONIO R III; Form 5; Security Warrant; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2005-11-21 | ALMOND BRADLEY Officer (Chief Financial Officer) | 5 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +441 1,104 owned after | $2.99 | 2006-02-14 | |
| 2005-11-21 | SPURR RICHARD Director, Officer (CEO, President & COO) | 5 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +2,207 5,519 owned after | $2.99 | 2006-02-14 | |
| 2005-11-21 | Kahn Charles Newman III Director | 5 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +441 1,104 owned after | $2.99 | 2006-02-14 | |
| 2005-11-21 | SANCHEZ ANTONIO R III Director | 5 | Warrant Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +4,414 11,037 owned after | $2.99 | 2006-02-14 | |
| 2005-08-09 | HAYWOOD GEORGE WEAVER 10% Owner | 4/A | Warrants (Right to Buy) Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | +264,000 264,000 owned after | $3.04 exercise price | 2006-02-17 |