ZIX CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 33 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-11-09: Reporting owner MORGAN RUSSELL J; Form 4; Security Common Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-11-03: Reporting owner SPURR RICHARD; Form 4/A; Security Common Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-11-03: Reporting owner SPURR RICHARD; Form 4/A; Security Common Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2010-11-03: Reporting owner SPURR RICHARD; Form 4; Security Common Stock Option; Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-11-09 | MORGAN RUSSELL J Officer (Vice President) | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −45,000 0 owned after | $1.50 exercise price | 2010-11-12 | |
| 2010-11-03 | SPURR RICHARD Director, Officer (Chairman/CEO) | 4/A | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −58,333 0 owned after | $1.11 exercise price | 2010-11-16 | |
| 2010-11-03 | SPURR RICHARD Director, Officer (Chairman/CEO) | 4/A | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −126,667 0 owned after | $1.50 exercise price | 2010-11-16 | |
| 2010-11-03 | SPURR RICHARD Director, Officer (Chairman/CEO) | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −58,333 0 owned after | $1.11 exercise price | 2010-11-04 | |
| 2010-11-03 | SPURR RICHARD Director, Officer (Chairman/CEO) | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −126,667 0 owned after | $1.50 exercise price | 2010-11-04 | |
| 2010-10-20 | Schlosberg Paul E Other (None - Former Member of BOD) | 4 | Common Stock Option Derivative · Direct | C Conversion of derivative security | +96,754 67,750 owned after | $1.93 | 2010-10-25 | |
| 2010-09-15 holding as of filing | English Michael W Officer (Corporate Controller) | 3 | Common Stock Option Derivative · Direct | Holding | $1.84 exercise price | 2010-09-15 | ||
| 2010-09-15 holding as of filing | English Michael W Officer (Corporate Controller) | 3 | Common Stock Option Derivative · Direct | Holding | $4.87 exercise price | 2010-09-15 | ||
| 2010-09-15 holding as of filing | English Michael W Officer (Corporate Controller) | 3 | Common Stock Option Derivative · Direct | Holding | $1.11 exercise price | 2010-09-15 | ||
| 2010-07-30 | Miller Maribess L Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,000 2,000 owned after | $2.28 exercise price | 2010-08-02 | |
| 2010-06-07 | Hausmann Robert C Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $2.40 exercise price | 2010-06-08 | |
| 2010-04-09 | Hausmann Robert C Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $2.46 exercise price | 2010-04-13 | |
| 2010-04-09 | MARSTON JAMES S Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,000 8,000 owned after | $2.46 exercise price | 2010-04-13 | |
| 2010-04-09 | Miller Maribess L Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,000 3,000 owned after | $2.46 exercise price | 2010-04-13 | |
| 2010-04-09 | COOK DAVID P / Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $2.46 exercise price | 2010-04-13 | |
| 2010-04-09 | SANCHEZ ANTONIO R III Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,000 6,000 owned after | $2.46 exercise price | 2010-04-13 | |
| 2010-04-09 | Schlosberg Paul E Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,000 5,000 owned after | $2.46 exercise price | 2010-04-13 | |
| 2010-04-07 holding as of filing | Miller Maribess L Director | 3 | Common Stock Option Derivative · Direct | Holding | $2.34 exercise price | 2010-04-07 | ||
| 2010-03-01 | Kahn Charles Newman III Director | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 0 owned after | $1.93 exercise price | 2010-03-03 | |
| 2010-03-01 | Kahn Charles Newman III Director | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −38,838 0 owned after | $1.93 exercise price | 2010-03-03 | |
| 2010-03-01 | Kahn Charles Newman III Director | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $1.21 exercise price | 2010-03-03 | |
| 2010-03-01 | Kahn Charles Newman III Director | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,084 0 owned after | $1.67 exercise price | 2010-03-03 | |
| 2010-03-01 | Kahn Charles Newman III Director | 4 | Common Stock Option Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,334 0 owned after | $1.30 exercise price | 2010-03-03 | |
| 2010-02-18 | ROBERTSON DAVE Officer (Vice President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −50,828 209,172 owned after | $2.05 exercise price | 2019-11-27 | |
| 2010-02-18 | ROBERTSON DAVE Officer (Vice President) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −29,172 180,000 owned after | $2.05 exercise price | 2019-11-27 | |
| 2010-02-18 | MORGAN RUSSELL J Officer (Vice President) | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +56,572 56,572 owned after | $2.05 exercise price | 2010-02-22 | |
| 2010-02-18 | Conner Susan K Officer (CFO) | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $2.05 exercise price | 2010-02-22 | |
| 2010-02-09 holding as of filing | Brashear James F Officer (VP, General Counsel) | 3 | Stock Option Derivative · Direct | Holding | $1.82 exercise price | 2010-02-09 | ||
| 2010-01-04 | SANCHEZ ANTONIO R III Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,000 36,000 owned after | $1.78 exercise price | 2010-01-06 | |
| 2010-01-04 | Kahn Charles Newman III Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,000 36,000 owned after | $1.78 exercise price | 2010-01-06 | |
| 2010-01-04 | Hausmann Robert C Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,000 36,000 owned after | $1.78 exercise price | 2010-01-06 | |
| 2010-01-04 | MARSTON JAMES S Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,000 36,000 owned after | $1.78 exercise price | 2010-01-06 | |
| 2010-01-04 | Schlosberg Paul E Director | 4 | Common Stock Option Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,000 36,000 owned after | $1.78 exercise price | 2010-01-06 |