ZIX CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows in 2021. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2021-12-23: Reporting owner BONNEY MARK J; Form 4; Security Common Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2021-12-23: Reporting owner BONNEY MARK J; Form 4; Security Common Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2021-12-23: Reporting owner BONNEY MARK J; Form 4; Security Common Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2021-12-23: Reporting owner ELGAMAL TAHER; Form 4; Security Common Stock Option; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2021-12-23 | BONNEY MARK J Director | 4 | Common Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,375 63,519 owned after | $4.96 exercise price | 2021-12-28 | |
| 2021-12-23 | BONNEY MARK J Director | 4 | Common Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −38,519 25,000 owned after | $3.61 exercise price | 2021-12-28 | |
| 2021-12-23 | BONNEY MARK J Director | 4 | Common Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −25,000 0 owned after | $2.90 exercise price | 2021-12-28 | |
| 2021-12-23 | ELGAMAL TAHER Director | 4 | Common Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −12,300 15,408 owned after | $4.96 exercise price | 2021-12-28 | |
| 2021-12-23 | ELGAMAL TAHER Director | 4 | Common Stock Option Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −15,408 0 owned after | $3.61 exercise price | 2021-12-28 | |
| 2021-12-23 | Allphin Ryan Officer (Chief Product Officer) | 4 | Common Stock Options Derivative · Direct | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −75,000 72,457 owned after | $6.70 exercise price | 2021-12-28 | |
| 2021-12-16 | Di Leo John P. Officer (Chief Revenue Officer) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −43,750 82,139 owned after | $8.03 exercise price | 2021-12-28 | |
| 2021-12-15 | Rockvam David E Officer (CFO) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 96,634 owned after | $3.94 exercise price | 2021-12-28 | |
| 2021-12-15 | Allphin Ryan Officer (Chief Product Officer) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 147,457 owned after | $6.70 exercise price | 2021-12-28 | |
| 2021-12-15 | WAGNER DAVID Director, Officer (President, CEO) | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −200,000 210,379 owned after | $3.61 exercise price | 2021-12-28 | |
| 2021-12-08 | Miller Maribess L Director | 4 | Common Stock Options Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,408 0 owned after | $3.61 exercise price | 2021-12-28 |