SUNPOWER CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 73 rows in 2017. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-12-07: Reporting owner Mulligan William P III; Form 3/A; Security Restricted Stock Units (RSUs); Transaction Holding.
- 2017-12-07: Reporting owner Mulligan William P III; Form 3/A; Security Restricted Stock Units (RSUs); Transaction Holding.
- 2017-12-05: Reporting owner Mulligan William P III; Form 4; Security Restricted Stock Units (RSUs); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2017-11-13: Reporting owner Wood Patrick III; Form 4; Security Restricted Stock Units (RSUs); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-12-07 holding as of filing | Mulligan William P III Officer (EVP, Global Operations) | 3/A | Restricted Stock Units (RSUs) Derivative · Direct | Holding | no price filed | 2017-12-07 | ||
| 2017-12-07 holding as of filing | Mulligan William P III Officer (EVP, Global Operations) | 3/A | Restricted Stock Units (RSUs) Derivative · Direct | Holding | no price filed | 2017-12-07 | ||
| 2017-12-05 | Mulligan William P III Officer (EVP, Global Operations) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 5,000 owned after | $0.00 | 2017-12-07 | |
| 2017-11-13 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,651 8,651 owned after | $0.00 | 2017-11-15 | |
| 2017-11-13 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,651 0 owned after | $0.00 | 2017-11-15 | |
| 2017-11-13 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,651 8,651 owned after | $0.00 | 2017-11-15 | |
| 2017-11-13 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,651 0 owned after | $0.00 | 2017-11-15 | |
| 2017-11-13 | LESJAK CATHERINE A Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,651 8,651 owned after | $0.00 | 2017-11-15 | |
| 2017-11-13 | LESJAK CATHERINE A Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,651 0 owned after | $0.00 | 2017-11-15 | |
| 2017-11-01 | MAHAFFEY KENNETH LAWRENCE Officer (EVP & General Counsel) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 37,500 owned after | $0.00 | 2017-11-03 | |
| 2017-08-11 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,065 8,065 owned after | $0.00 | 2017-08-15 | |
| 2017-08-11 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,065 0 owned after | $0.00 | 2017-08-15 | |
| 2017-08-11 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,065 8,065 owned after | $0.00 | 2017-08-15 | |
| 2017-08-11 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,065 0 owned after | $0.00 | 2017-08-15 | |
| 2017-08-11 | LESJAK CATHERINE A Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,065 8,065 owned after | $0.00 | 2017-08-15 | |
| 2017-08-11 | LESJAK CATHERINE A Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,065 0 owned after | $0.00 | 2017-08-15 | |
| 2017-08-01 | BOYNTON CHARLES D Officer (EVP and CFO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 2,500 owned after | $0.00 | 2017-08-03 | |
| 2017-05-11 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,108 10,108 owned after | $0.00 | 2017-05-15 | |
| 2017-05-11 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,108 0 owned after | $0.00 | 2017-05-15 | |
| 2017-05-11 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,108 10,108 owned after | $0.00 | 2017-05-15 | |
| 2017-05-11 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,108 0 owned after | $0.00 | 2017-05-15 | |
| 2017-05-11 | LESJAK CATHERINE A Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,108 10,108 owned after | $0.00 | 2017-05-15 | |
| 2017-05-11 | LESJAK CATHERINE A Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,108 0 owned after | $0.00 | 2017-05-15 | |
| 2017-03-10 | WERNER THOMAS H Director, Officer (Pres and CEO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.00 | 2017-03-14 | |
| 2017-03-10 | Richards Douglas J. Officer (EVP, Administration) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +47,500 47,500 owned after | $0.00 | 2017-03-14 | |
| 2017-03-10 | BOYNTON CHARLES D Officer (EVP and CFO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,500 62,500 owned after | $0.00 | 2017-03-14 | |
| 2017-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Performance-Based Restricted Stock Unites (PSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,305 4,305 owned after | $0.00 | 2017-03-03 | |
| 2017-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,554 0 owned after | $0.00 | 2017-03-03 | |
| 2017-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,466 0 owned after | $0.00 | 2017-03-03 | |
| 2017-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 5,000 owned after | $0.00 | 2017-03-03 | |
| 2017-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,290 5,290 owned after | $0.00 | 2017-03-03 | |
| 2017-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 500 owned after | $0.00 | 2017-03-03 | |
| 2017-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,076 3,229 owned after | $0.00 | 2017-03-03 | |
| 2017-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 11,250 owned after | $0.00 | 2017-03-03 | |
| 2017-03-01 | WERNER THOMAS H Director, Officer (Pres and CEO) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,549 20,549 owned after | $0.00 | 2017-03-03 | |
| 2017-03-01 | WERNER THOMAS H Director, Officer (Pres and CEO) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,610 8,610 owned after | $0.00 | 2017-03-03 | |
| 2017-03-01 | WERNER THOMAS H Director, Officer (Pres and CEO) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,724 0 owned after | $0.00 | 2017-03-03 | |
| 2017-03-01 | WERNER THOMAS H Director, Officer (Pres and CEO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,666 0 owned after | $0.00 | 2017-03-03 | |
| 2017-03-01 | WERNER THOMAS H Director, Officer (Pres and CEO) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,694 14,694 owned after | $0.00 | 2017-03-03 | |
| 2017-03-01 | WERNER THOMAS H Director, Officer (Pres and CEO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,900 13,900 owned after | $0.00 | 2017-03-03 | |
| 2017-03-01 | WERNER THOMAS H Director, Officer (Pres and CEO) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400 1,400 owned after | $0.00 | 2017-03-03 | |
| 2017-03-01 | WERNER THOMAS H Director, Officer (Pres and CEO) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,137 15,412 owned after | $0.00 | 2017-03-03 | |
| 2017-03-01 | WERNER THOMAS H Director, Officer (Pres and CEO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,900 53,700 owned after | $0.00 | 2017-03-03 | |
| 2017-03-01 | Wenger Howard Officer (President, Business Units) | 4 | Performance-Based Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,663 7,663 owned after | $0.00 | 2017-03-03 | |
| 2017-03-01 | Wenger Howard Officer (President, Business Units) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,046 0 owned after | $0.00 | 2017-03-03 | |
| 2017-03-01 | Wenger Howard Officer (President, Business Units) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,666 0 owned after | $0.00 | 2017-03-03 | |
| 2017-03-01 | Wenger Howard Officer (President, Business Units) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,667 6,667 owned after | $0.00 | 2017-03-03 | |
| 2017-03-01 | Wenger Howard Officer (President, Business Units) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,053 7,053 owned after | $0.00 | 2017-03-03 | |
| 2017-03-01 | Wenger Howard Officer (President, Business Units) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,467 4,467 owned after | $0.00 | 2017-03-03 | |
| 2017-03-01 | Wenger Howard Officer (President, Business Units) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −667 667 owned after | $0.00 | 2017-03-03 | |
| 2017-03-01 | Wenger Howard Officer (President, Business Units) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,915 5,748 owned after | $0.00 | 2017-03-03 | |
| 2017-03-01 | Wenger Howard Officer (President, Business Units) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,675 20,025 owned after | $0.00 | 2017-03-03 | |
| 2017-03-01 | MAHAFFEY KENNETH LAWRENCE Officer (EVP & General Counsel) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,630 0 owned after | $0.00 | 2017-03-03 | |
| 2017-03-01 | MAHAFFEY KENNETH LAWRENCE Officer (EVP & General Counsel) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −920 0 owned after | $0.00 | 2017-03-03 | |
| 2017-03-01 | MAHAFFEY KENNETH LAWRENCE Officer (EVP & General Counsel) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,927 2,927 owned after | $0.00 | 2017-03-03 | |
| 2017-03-01 | MAHAFFEY KENNETH LAWRENCE Officer (EVP & General Counsel) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −833 834 owned after | $0.00 | 2017-03-03 | |
| 2017-03-01 | MAHAFFEY KENNETH LAWRENCE Officer (EVP & General Counsel) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,125 6,375 owned after | $0.00 | 2017-03-03 | |
| 2017-03-01 | MAHAFFEY KENNETH LAWRENCE Officer (EVP & General Counsel) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −600 1,800 owned after | $0.00 | 2017-03-03 | |
| 2017-03-01 | BOYNTON CHARLES D Officer (EVP and CFO) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,228 6,228 owned after | $0.00 | 2017-03-03 | |
| 2017-03-01 | BOYNTON CHARLES D Officer (EVP and CFO) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,046 0 owned after | $0.00 | 2017-03-03 | |
| 2017-03-01 | BOYNTON CHARLES D Officer (EVP and CFO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,666 0 owned after | $0.00 | 2017-03-03 | |
| 2017-03-01 | BOYNTON CHARLES D Officer (EVP and CFO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,567 5,567 owned after | $0.00 | 2017-03-03 | |
| 2017-03-01 | BOYNTON CHARLES D Officer (EVP and CFO) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,878 5,878 owned after | $0.00 | 2017-03-03 | |
| 2017-03-01 | BOYNTON CHARLES D Officer (EVP and CFO) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −567 567 owned after | $0.00 | 2017-03-03 | |
| 2017-03-01 | BOYNTON CHARLES D Officer (EVP and CFO) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,557 4,671 owned after | $0.00 | 2017-03-03 | |
| 2017-03-01 | BOYNTON CHARLES D Officer (EVP and CFO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,425 16,275 owned after | $0.00 | 2017-03-03 | |
| 2017-02-13 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,505 10,505 owned after | $0.00 | 2017-02-15 | |
| 2017-02-13 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,505 0 owned after | $0.00 | 2017-02-15 | |
| 2017-02-13 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,505 10,505 owned after | $0.00 | 2017-02-15 | |
| 2017-02-13 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,505 0 owned after | $0.00 | 2017-02-15 | |
| 2017-02-13 | LESJAK CATHERINE A Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,505 10,505 owned after | $0.00 | 2017-02-15 | |
| 2017-02-13 | LESJAK CATHERINE A Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,505 0 owned after | $0.00 | 2017-02-15 | |
| 2017-01-25 | MAHAFFEY KENNETH LAWRENCE Officer (EVP & General Counsel) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,465 10,395 owned after | $0.00 | 2017-01-27 |