SUNPOWER CORP Forms 3, 4 and 5: Corporate Securities (Bonds and Notes)
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 4 rows, 4 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2020-02-21: Reporting owner TOTAL S.A. | Total Solar INTL SAS | Total Gaz Electricite Holdings France SAS; Form 4; Security 0.875% senior convertible debentures due 2021; Transaction D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e).
- 2015-12-09: Reporting owner TOTAL ENERGIES NOUVELLES ACTIVITES USA; Form 4; Security 4.00% senior convertible debentures due 2023; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2014-06-11: Reporting owner TOTAL ENERGIES NOUVELLES ACTIVITES USA; Form 4; Security 0.875% senior convertible debentures due 2021; Transaction P Open market or private purchase of non-derivative or derivative security.
- 2013-05-29: Reporting owner TOTAL ENERGIES NOUVELLES ACTIVITES USA; Form 4; Security 0.75% senior convertible debentures due 2018; Transaction P Open market or private purchase of non-derivative or derivative security.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2020-02-21 | TOTAL S.A. | Total Solar INTL SAS | Total Gaz Electricite Holdings France SAS Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | 0.875% senior convertible debentures due 2021 Derivative · Indirect · See Footnote | D Disposition to the issuer of issuer equity securities pursuant to Rule 16b-3(e) | −56,439,000 193,561,000 owned after | $54,463,635.00 | 2020-02-25 | |
| 2015-12-09 | TOTAL ENERGIES NOUVELLES ACTIVITES USA 10% Owner | 4 | 4.00% senior convertible debentures due 2023 Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | $100,000,000.00 | 2015-12-10 | ||
| 2014-06-11 | TOTAL ENERGIES NOUVELLES ACTIVITES USA 10% Owner | 4 | 0.875% senior convertible debentures due 2021 Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | $250,000,000.00 | 2014-06-18 | ||
| 2013-05-29 | TOTAL ENERGIES NOUVELLES ACTIVITES USA 10% Owner | 4 | 0.75% senior convertible debentures due 2018 Derivative · Direct | P Open market or private purchase of non-derivative or derivative security | $0.00 | 2013-06-05 |