SUNPOWER CORP Forms 3, 4 and 5: Other
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 7 rows, 7 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2017-03-10: Reporting owner Mulligan William P III; Form 4; Security Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-05-19: Reporting owner ATKINS BETSY S; Form 4; Security Employee Stock Opetion (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2011-05-19: Reporting owner ATKINS BETSY S; Form 4; Security Employee Stock Opetion (Right to Buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2008-09-29: Reporting owner CYPRESS SEMICONDUCTOR CORP /DE/; Form 4; Security Class B Common Stock; Transaction J Other acquisition or disposition (describe transaction).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2017-03-10 | Mulligan William P III Officer (EVP of Global Operations) | 4 | Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 37,500 owned after | $0.00 | 2017-03-14 | |
| 2011-05-19 | ATKINS BETSY S Director | 4 | Employee Stock Opetion (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,499 0 owned after | $9.50 exercise price | 2011-05-23 | |
| 2011-05-19 | ATKINS BETSY S Director | 4 | Employee Stock Opetion (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,199 0 owned after | $10.80 exercise price | 2011-05-23 | |
| 2008-09-29 | CYPRESS SEMICONDUCTOR CORP /DE/ 10% Owner | 4 | Class B Common Stock Derivative · Direct | J Other acquisition or disposition (describe transaction) | −42,033,287 0 owned after | no price filed | 2008-10-01 | |
| 2008-08-11 | ATKINS BETSY S Director | 4 | Employee Stock Optoin (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100 2,699 owned after | $10.80 exercise price | 2008-08-12 | |
| 2008-06-30 holding as of filing | NEESE MARTY T Officer (Chief Operating Officer) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2008-06-30 | |
| 2007-09-18 holding as of filing | Richards Douglas J. Officer (VP, HR and Corporate Services) | 3 | No securities are beneficially owned Non-derivative · Direct | Holding | 0 owned after | no price filed | 2007-09-18 |