SUNPOWER CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 100 rows in 2012. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2012-11-12: Reporting owner MCDANIEL THOMAS R; Form 4; Security Restricted Stock Units (RSUs); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-11-12: Reporting owner MCDANIEL THOMAS R; Form 4; Security Restricted Stock Units (RSUs); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2012-11-12: Reporting owner Wood Patrick III; Form 4; Security Restricted Stock Units (RSUs); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2012-11-12: Reporting owner Wood Patrick III; Form 4; Security Restricted Stock Units (RSUs); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2012-11-12 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,304 16,304 owned after | $0.00 | 2012-11-14 | |
| 2012-11-12 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,304 0 owned after | $0.00 | 2012-11-14 | |
| 2012-11-12 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,304 16,304 owned after | $0.00 | 2012-11-14 | |
| 2012-11-12 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,304 0 owned after | $0.00 | 2012-11-14 | |
| 2012-09-14 | Branderiz Eric Officer (SVP & Prin Acct Off) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,333 6,667 owned after | $0.00 | 2012-09-18 | |
| 2012-09-04 | Branderiz Eric Officer (SVP & Prin Acct Off) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,666 6,668 owned after | $0.00 | 2012-09-07 | |
| 2012-08-13 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,523 17,523 owned after | $0.00 | 2012-08-15 | |
| 2012-08-13 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,523 0 owned after | $0.00 | 2012-08-15 | |
| 2012-08-13 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,523 17,523 owned after | $0.00 | 2012-08-15 | |
| 2012-08-13 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,523 0 owned after | $0.00 | 2012-08-15 | |
| 2012-08-13 | ATKINS BETSY S Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,523 17,523 owned after | $0.00 | 2012-08-15 | |
| 2012-08-13 | ATKINS BETSY S Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,523 0 owned after | $0.00 | 2012-08-15 | |
| 2012-08-05 | BOYNTON CHARLES D Officer (EVP & CFO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,999 10,001 owned after | $0.00 | 2012-08-07 | |
| 2012-07-25 | Branderiz Eric Officer (Principle Accounting Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,000 13,000 owned after | $0.00 | 2012-07-27 | |
| 2012-07-25 | BODENSTEINER LISA MARIE Officer (EVP & General Counsel) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.00 | 2012-07-27 | |
| 2012-06-01 | Wenger Howard Officer (President, Regions) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 80,000 owned after | $0.00 | 2012-06-05 | |
| 2012-06-01 | BOYNTON CHARLES D Officer (EVP & CFO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,666 13,334 owned after | $0.00 | 2012-06-05 | |
| 2012-06-01 | NEESE MARTY T Officer (Chief Operating Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 80,000 owned after | $0.00 | 2012-06-05 | |
| 2012-06-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,333 66,667 owned after | $0.00 | 2012-06-05 | |
| 2012-06-01 | Branderiz Eric Officer (Principle Accounting Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,666 13,334 owned after | $0.00 | 2012-06-05 | |
| 2012-06-01 | WERNER THOMAS H Director, Officer (Director, Pres and CEO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 200,000 owned after | $0.00 | 2012-06-05 | |
| 2012-06-01 | Jaap Christopher Officer (Acting General Counsel) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,675 3,350 owned after | $0.00 | 2012-06-05 | |
| 2012-05-11 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,537 13,537 owned after | $0.00 | 2012-05-15 | |
| 2012-05-11 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,537 0 owned after | $0.00 | 2012-05-15 | |
| 2012-05-11 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,537 13,537 owned after | $0.00 | 2012-05-15 | |
| 2012-05-11 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,537 0 owned after | $0.00 | 2012-05-15 | |
| 2012-05-11 | ALBRECHT W STEVE Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,537 13,537 owned after | $0.00 | 2012-05-15 | |
| 2012-05-11 | ALBRECHT W STEVE Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,537 0 owned after | $0.00 | 2012-05-15 | |
| 2012-05-11 | ATKINS BETSY S Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,537 13,537 owned after | $0.00 | 2012-05-15 | |
| 2012-05-11 | ATKINS BETSY S Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,537 0 owned after | $0.00 | 2012-05-15 | |
| 2012-05-03 | Wenger Howard Officer (President, Regions) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $0.00 | 2012-05-07 | |
| 2012-05-03 | Richards Douglas J. Officer (EVP, Administration) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,334 0 owned after | $0.00 | 2012-05-07 | |
| 2012-03-19 | Wenger Howard Officer (President, Regions) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.00 | 2012-03-21 | |
| 2012-03-19 | NEESE MARTY T Officer (Chief Operating Officer) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,900 30,900 owned after | $0.00 | 2012-03-21 | |
| 2012-03-19 | NEESE MARTY T Officer (Chief Operating Officer) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,900 0 owned after | $0.00 | 2012-03-21 | |
| 2012-03-19 | NEESE MARTY T Officer (Chief Operating Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $0.00 | 2012-03-21 | |
| 2012-03-19 | WERNER THOMAS H Director, Officer (Director, Pres and CEO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +225,000 225,000 owned after | $0.00 | 2012-03-21 | |
| 2012-03-19 | Richards Douglas J. Officer (EVP, Administration) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,500 62,500 owned after | $0.00 | 2012-03-21 | |
| 2012-03-19 | Jaap Christopher Officer (Acting Gen Counsel & Ass Sec) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +87,500 87,500 owned after | $0.00 | 2012-03-21 | |
| 2012-03-19 | BOYNTON CHARLES D Officer (EVP and CFO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +125,000 125,000 owned after | $0.00 | 2012-03-21 | |
| 2012-03-13 holding as of filing | BOYNTON CHARLES D Officer (Acting CFO) | 3 | Restricted Stock Units (RSUs) Derivative · Direct | Holding | no price filed | 2012-03-13 | ||
| 2012-03-13 holding as of filing | BOYNTON CHARLES D Officer (Acting CFO) | 3 | Restricted Stock Units (RSUs) Derivative · Direct | Holding | no price filed | 2012-03-13 | ||
| 2012-03-13 holding as of filing | BOYNTON CHARLES D Officer (Acting CFO) | 3 | Restricted Stock Units (RSUs) Derivative · Direct | Holding | no price filed | 2012-03-13 | ||
| 2012-03-01 | Wenger Howard Officer (President, Regions) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,229 10,230 owned after | $0.00 | 2012-03-05 | |
| 2012-03-01 | Wenger Howard Officer (President, Regions) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,855 15,855 owned after | $0.00 | 2012-03-05 | |
| 2012-03-01 | Wenger Howard Officer (President, Regions) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,285 10,570 owned after | $0.00 | 2012-03-05 | |
| 2012-03-01 | Wenger Howard Officer (President, Regions) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,333 23,334 owned after | $0.00 | 2012-03-05 | |
| 2012-03-01 | Wenger Howard Officer (President, Regions) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,666 23,334 owned after | $0.00 | 2012-03-05 | |
| 2012-03-01 | WERNER THOMAS H Director, Officer (Director, Pres and CEO) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,916 40,917 owned after | $0.00 | 2012-03-05 | |
| 2012-03-01 | WERNER THOMAS H Director, Officer (Director, Pres and CEO) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,300 45,300 owned after | $0.00 | 2012-03-05 | |
| 2012-03-01 | WERNER THOMAS H Director, Officer (Director, Pres and CEO) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,100 30,200 owned after | $0.00 | 2012-03-05 | |
| 2012-03-01 | WERNER THOMAS H Director, Officer (Director, Pres and CEO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,333 33,334 owned after | $0.00 | 2012-03-05 | |
| 2012-03-01 | WERNER THOMAS H Director, Officer (Director, Pres and CEO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,333 66,667 owned after | $0.00 | 2012-03-05 | |
| 2012-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,184 8,185 owned after | $0.00 | 2012-03-05 | |
| 2012-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,590 13,590 owned after | $0.00 | 2012-03-05 | |
| 2012-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,530 9,060 owned after | $0.00 | 2012-03-05 | |
| 2012-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,667 6,667 owned after | $0.00 | 2012-03-05 | |
| 2012-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 20,000 owned after | $0.00 | 2012-03-05 | |
| 2012-03-01 | NEESE MARTY T Officer (Chief Operating Officer) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,366 16,368 owned after | $0.00 | 2012-03-05 | |
| 2012-03-01 | NEESE MARTY T Officer (Chief Operating Officer) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,590 13,590 owned after | $0.00 | 2012-03-05 | |
| 2012-03-01 | NEESE MARTY T Officer (Chief Operating Officer) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,530 9,060 owned after | $0.00 | 2012-03-05 | |
| 2012-03-01 | NEESE MARTY T Officer (Chief Operating Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,333 13,334 owned after | $0.00 | 2012-03-05 | |
| 2012-03-01 | NEESE MARTY T Officer (Chief Operating Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 20,000 owned after | $0.00 | 2012-03-05 | |
| 2012-03-01 | LEDESMA BRUCE Officer (Legal Counsel & Corp. Sec.) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,229 10,230 owned after | $0.00 | 2012-03-05 | |
| 2012-03-01 | LEDESMA BRUCE Officer (Legal Counsel & Corp. Sec.) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +13,590 13,590 owned after | $0.00 | 2012-03-05 | |
| 2012-03-01 | LEDESMA BRUCE Officer (Legal Counsel & Corp. Sec.) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,530 9,060 owned after | $0.00 | 2012-03-05 | |
| 2012-03-01 | LEDESMA BRUCE Officer (Legal Counsel & Corp. Sec.) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,333 8,334 owned after | $0.00 | 2012-03-05 | |
| 2012-03-01 | LEDESMA BRUCE Officer (Legal Counsel & Corp. Sec.) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 20,000 owned after | $0.00 | 2012-03-05 | |
| 2012-03-01 | Jaap Christopher Officer (Acting Gen Counsel & Ass Sec) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −834 0 owned after | $0.00 | 2012-03-05 | |
| 2012-03-01 | Jaap Christopher Officer (Acting Gen Counsel & Ass Sec) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,100 1,100 owned after | $0.00 | 2012-03-05 | |
| 2012-03-01 | Jaap Christopher Officer (Acting Gen Counsel & Ass Sec) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −570 1,140 owned after | $0.00 | 2012-03-05 | |
| 2012-03-01 | Jaap Christopher Officer (Acting Gen Counsel & Ass Sec) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,116 2,234 owned after | $0.00 | 2012-03-05 | |
| 2012-03-01 | Jaap Christopher Officer (Acting Gen Counsel & Ass Sec) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −233 467 owned after | $0.00 | 2012-03-05 | |
| 2012-03-01 | Branderiz Eric Officer (Principal Accounting Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,453 6,907 owned after | $0.00 | 2012-03-05 | |
| 2012-03-01 | ARRIOLA DENNIS V Officer (EVP & Chief Financial Officer) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,459 20,459 owned after | $0.00 | 2012-03-05 | |
| 2012-03-01 | ARRIOLA DENNIS V Officer (EVP & Chief Financial Officer) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,855 15,855 owned after | $0.00 | 2012-03-05 | |
| 2012-03-01 | ARRIOLA DENNIS V Officer (EVP & Chief Financial Officer) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,285 10,570 owned after | $0.00 | 2012-03-05 | |
| 2012-03-01 | ARRIOLA DENNIS V Officer (EVP & Chief Financial Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,667 16,667 owned after | $0.00 | 2012-03-05 | |
| 2012-03-01 | ARRIOLA DENNIS V Officer (EVP & Chief Financial Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,666 23,334 owned after | $0.00 | 2012-03-05 | |
| 2012-02-29 holding as of filing | Jaap Christopher Officer (Acting Gen Counsel & Ass Sec) | 3 | Restricted Stock Units (RSUs) Derivative · Direct | Holding | no price filed | 2012-02-29 | ||
| 2012-02-29 holding as of filing | Jaap Christopher Officer (Acting Gen Counsel & Ass Sec) | 3 | Restricted Stock Units (RSUs) Derivative · Direct | Holding | no price filed | 2012-02-29 | ||
| 2012-02-29 holding as of filing | Jaap Christopher Officer (Acting Gen Counsel & Ass Sec) | 3 | Restricted Stock Units (RSUs) Derivative · Direct | Holding | no price filed | 2012-02-29 | ||
| 2012-02-29 holding as of filing | Jaap Christopher Officer (Acting Gen Counsel & Ass Sec) | 3 | Restricted Stock Units (RSUs) Derivative · Direct | Holding | no price filed | 2012-02-29 | ||
| 2012-02-29 holding as of filing | Jaap Christopher Officer (Acting Gen Counsel & Ass Sec) | 3 | Restricted Stock Units (RSUs) Derivative · Direct | Holding | no price filed | 2012-02-29 | ||
| 2012-02-29 holding as of filing | Jaap Christopher Officer (Acting Gen Counsel & Ass Sec) | 3 | Restricted Stock Units (RSUs) Derivative · Direct | Holding | no price filed | 2012-02-29 | ||
| 2012-02-29 holding as of filing | Jaap Christopher Officer (Acting Gen Counsel & Ass Sec) | 3 | Restricted Stock Units (RSUs) Derivative · Direct | Holding | no price filed | 2012-02-29 | ||
| 2012-02-13 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,578 9,578 owned after | $0.00 | 2012-02-15 | |
| 2012-02-13 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,578 0 owned after | $0.00 | 2012-02-15 | |
| 2012-02-13 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,578 9,578 owned after | $0.00 | 2012-02-15 | |
| 2012-02-13 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,578 0 owned after | $0.00 | 2012-02-15 | |
| 2012-02-13 | ATKINS BETSY S Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,578 9,578 owned after | $0.00 | 2012-02-15 | |
| 2012-02-13 | ATKINS BETSY S Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,578 0 owned after | $0.00 | 2012-02-15 | |
| 2012-02-13 | ALBRECHT W STEVE Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,578 9,578 owned after | $0.00 | 2012-02-15 | |
| 2012-02-13 | ALBRECHT W STEVE Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,578 0 owned after | $0.00 | 2012-02-15 | |
| 2012-02-11 | WERNER THOMAS H Director, Officer (Director, Pres and CEO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,668 0 owned after | $0.00 | 2012-02-14 | |
| 2012-02-11 | Wenger Howard Officer (President, Regions) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,001 0 owned after | $0.00 | 2012-02-14 | |
| 2012-02-11 | Richards Douglas J. Officer (EVP, Administration) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,334 0 owned after | $0.00 | 2012-02-14 | |
| 2012-02-11 | NEESE MARTY T Officer (Chief Operating Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,501 0 owned after | $0.00 | 2012-02-14 | |
| 2012-02-11 | LEDESMA BRUCE Officer (Legal Counsel and Corp. Sec.) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,334 0 owned after | $0.00 | 2012-02-14 | |
| 2012-02-11 | ARRIOLA DENNIS V Officer (EVP & Chief Financial Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −834 0 owned after | $0.00 | 2012-02-14 |