SUNPOWER CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 99 rows in 2018. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2018-12-14: Reporting owner Sial Manavendra; Form 4; Security Restricted Stock Units (RSUs); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-12-05: Reporting owner Mulligan William P III; Form 4; Security Restricted Stock Units (RSUs); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2018-11-12: Reporting owner Wood Patrick III; Form 4; Security Restricted Stock Units (RSUs); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2018-11-12: Reporting owner Wood Patrick III; Form 4; Security Restricted Stock Units (RSUs); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2018-12-14 | Sial Manavendra Officer (EVP and CFO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +160,000 160,000 owned after | $0.00 | 2018-12-19 | |
| 2018-12-05 | Mulligan William P III Officer (EVP, Global Operations) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $0.00 | 2018-12-07 | |
| 2018-11-12 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,830 11,830 owned after | $0.00 | 2018-11-14 | |
| 2018-11-12 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,830 0 owned after | $0.00 | 2018-11-14 | |
| 2018-11-12 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,830 11,830 owned after | $0.00 | 2018-11-14 | |
| 2018-11-12 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,830 0 owned after | $0.00 | 2018-11-14 | |
| 2018-11-12 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,830 11,830 owned after | $0.00 | 2018-11-14 | |
| 2018-11-12 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,830 0 owned after | $0.00 | 2018-11-14 | |
| 2018-11-12 | LESJAK CATHERINE A Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,830 11,830 owned after | $0.00 | 2018-11-14 | |
| 2018-11-12 | LESJAK CATHERINE A Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,830 0 owned after | $0.00 | 2018-11-14 | |
| 2018-11-01 | MAHAFFEY KENNETH LAWRENCE Officer (EVP & General Counsel) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −12,500 25,000 owned after | $0.00 | 2018-11-05 | |
| 2018-08-13 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,745 10,745 owned after | $0.00 | 2018-08-15 | |
| 2018-08-13 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,745 0 owned after | $0.00 | 2018-08-15 | |
| 2018-08-13 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,745 10,745 owned after | $0.00 | 2018-08-15 | |
| 2018-08-13 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,745 0 owned after | $0.00 | 2018-08-15 | |
| 2018-08-13 | LESJAK CATHERINE A Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,745 10,745 owned after | $0.00 | 2018-08-15 | |
| 2018-08-13 | LESJAK CATHERINE A Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,745 0 owned after | $0.00 | 2018-08-15 | |
| 2018-05-18 | Sial Manavendra Officer (EVP and CFO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.00 | 2018-05-22 | |
| 2018-05-11 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,611 8,727 owned after | $0.00 | 2018-05-23 | |
| 2018-05-11 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,611 0 owned after | $0.00 | 2018-05-23 | |
| 2018-05-11 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,611 8,611 owned after | $0.00 | 2018-05-15 | |
| 2018-05-11 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,611 0 owned after | $0.00 | 2018-05-15 | |
| 2018-05-11 | LESJAK CATHERINE A Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,611 8,611 owned after | $0.00 | 2018-05-15 | |
| 2018-05-11 | LESJAK CATHERINE A Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,611 0 owned after | $0.00 | 2018-05-15 | |
| 2018-04-12 | Prakash Vidul Officer (Principal Accounting Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $0.00 | 2018-04-16 | |
| 2018-03-05 holding as of filing | Prakash Vidul Officer (Principal Accounting Officer) | 3 | Restricted Stock Units (RSUs) Derivative · Direct | Holding | no price filed | 2018-03-05 | ||
| 2018-03-05 holding as of filing | Prakash Vidul Officer (Principal Accounting Officer) | 3 | Restricted Stock Units (RSUs) Derivative · Direct | Holding | no price filed | 2018-03-05 | ||
| 2018-03-05 holding as of filing | Prakash Vidul Officer (Principal Accounting Officer) | 3 | Restricted Stock Units (RSUs) Derivative · Direct | Holding | no price filed | 2018-03-05 | ||
| 2018-03-05 holding as of filing | Prakash Vidul Officer (Principal Accounting Officer) | 3 | Restricted Stock Units (RSUs) Derivative · Direct | Holding | no price filed | 2018-03-05 | ||
| 2018-03-05 holding as of filing | Prakash Vidul Officer (Principal Accounting Officer) | 3 | Restricted Stock Units (RSUs) Derivative · Direct | Holding | no price filed | 2018-03-05 | ||
| 2018-03-05 holding as of filing | Prakash Vidul Officer (Principal Accounting Officer) | 3 | Restricted Stock Units (RSUs) Derivative · Direct | Holding | no price filed | 2018-03-05 | ||
| 2018-03-05 holding as of filing | Prakash Vidul Officer (Principal Accounting Officer) | 3 | Restricted Stock Units (RSUs) Derivative · Direct | Holding | no price filed | 2018-03-05 | ||
| 2018-03-05 holding as of filing | Prakash Vidul Officer (Principal Accounting Officer) | 3 | Restricted Stock Units (RSUs) Derivative · Direct | Holding | no price filed | 2018-03-05 | ||
| 2018-03-01 | Prakash Vidul Officer (Principal Accounting Officer) | 4/A | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,934 0 owned after | $0.00 | 2018-04-16 | |
| 2018-03-01 | Prakash Vidul Officer (Principal Accounting Officer) | 4/A | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −834 0 owned after | $0.00 | 2018-04-16 | |
| 2018-03-01 | Prakash Vidul Officer (Principal Accounting Officer) | 4/A | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −67 0 owned after | $0.00 | 2018-04-16 | |
| 2018-03-01 | Prakash Vidul Officer (Principal Accounting Officer) | 4/A | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,150 4,300 owned after | $0.00 | 2018-04-16 | |
| 2018-03-01 | Prakash Vidul Officer (Principal Accounting Officer) | 4/A | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −600 1,200 owned after | $0.00 | 2018-04-16 | |
| 2018-03-01 | Prakash Vidul Officer (Principal Accounting Officer) | 4/A | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 22,500 owned after | $0.00 | 2018-04-16 | |
| 2018-03-01 | Prakash Vidul Officer (Principal Accounting Officer) | 4/A | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,000 36,000 owned after | $0.00 | 2018-04-16 | |
| 2018-03-01 | WERNER THOMAS H Director, Officer (Pres and CEO) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,694 0 owned after | $0.00 | 2018-03-05 | |
| 2018-03-01 | WERNER THOMAS H Director, Officer (Pres and CEO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,900 0 owned after | $0.00 | 2018-03-05 | |
| 2018-03-01 | WERNER THOMAS H Director, Officer (Pres and CEO) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400 0 owned after | $0.00 | 2018-03-05 | |
| 2018-03-01 | WERNER THOMAS H Director, Officer (Pres and CEO) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,137 10,275 owned after | $0.00 | 2018-03-05 | |
| 2018-03-01 | WERNER THOMAS H Director, Officer (Pres and CEO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −17,900 35,800 owned after | $0.00 | 2018-03-05 | |
| 2018-03-01 | WERNER THOMAS H Director, Officer (Pres and CEO) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,500 112,500 owned after | $0.00 | 2018-03-05 | |
| 2018-03-01 | WERNER THOMAS H Director, Officer (Pres and CEO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −37,500 112,500 owned after | $0.00 | 2018-03-05 | |
| 2018-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $0.00 | 2018-03-05 | |
| 2018-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,290 0 owned after | $0.00 | 2018-03-05 | |
| 2018-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 0 owned after | $0.00 | 2018-03-05 | |
| 2018-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,076 2,153 owned after | $0.00 | 2018-03-05 | |
| 2018-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,750 7,500 owned after | $0.00 | 2018-03-05 | |
| 2018-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,875 35,625 owned after | $0.00 | 2018-03-05 | |
| 2018-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,875 35,625 owned after | $0.00 | 2018-03-05 | |
| 2018-03-01 | Prakash Vidul Officer (Principal Accounting Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,934 0 owned after | $0.00 | 2018-03-05 | |
| 2018-03-01 | Prakash Vidul Officer (Principal Accounting Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +834 0 owned after | $0.00 | 2018-03-05 | |
| 2018-03-01 | Prakash Vidul Officer (Principal Accounting Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +67 0 owned after | $0.00 | 2018-03-05 | |
| 2018-03-01 | Prakash Vidul Officer (Principal Accounting Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +2,150 4,300 owned after | $0.00 | 2018-03-05 | |
| 2018-03-01 | Prakash Vidul Officer (Principal Accounting Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +600 1,200 owned after | $0.00 | 2018-03-05 | |
| 2018-03-01 | Prakash Vidul Officer (Principal Accounting Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +7,500 22,500 owned after | $0.00 | 2018-03-05 | |
| 2018-03-01 | Prakash Vidul Officer (Principal Accounting Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,000 36,000 owned after | $0.00 | 2018-03-05 | |
| 2018-03-01 | Mulligan William P III Officer (EVP, Global Operations) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,250 4,500 owned after | $0.00 | 2018-03-05 | |
| 2018-03-01 | Mulligan William P III Officer (EVP, Global Operations) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,375 28,125 owned after | $0.00 | 2018-03-05 | |
| 2018-03-01 | Mulligan William P III Officer (EVP, Global Operations) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,375 28,125 owned after | $0.00 | 2018-03-05 | |
| 2018-03-01 | MAHAFFEY KENNETH LAWRENCE Officer (EVP & General Counsel) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,927 0 owned after | $0.00 | 2018-03-05 | |
| 2018-03-01 | MAHAFFEY KENNETH LAWRENCE Officer (EVP & General Counsel) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −834 0 owned after | $0.00 | 2018-03-05 | |
| 2018-03-01 | MAHAFFEY KENNETH LAWRENCE Officer (EVP & General Counsel) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,125 4,250 owned after | $0.00 | 2018-03-05 | |
| 2018-03-01 | MAHAFFEY KENNETH LAWRENCE Officer (EVP & General Counsel) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −600 1,200 owned after | $0.00 | 2018-03-05 | |
| 2018-03-01 | MAHAFFEY KENNETH LAWRENCE Officer (EVP & General Counsel) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 30,000 owned after | $0.00 | 2018-03-05 | |
| 2018-03-01 | BOYNTON CHARLES D Officer (EVP and CFO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,567 0 owned after | $0.00 | 2018-03-05 | |
| 2018-03-01 | BOYNTON CHARLES D Officer (EVP and CFO) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,878 0 owned after | $0.00 | 2018-03-05 | |
| 2018-03-01 | BOYNTON CHARLES D Officer (EVP and CFO) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −567 0 owned after | $0.00 | 2018-03-05 | |
| 2018-03-01 | BOYNTON CHARLES D Officer (EVP and CFO) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,557 3,114 owned after | $0.00 | 2018-03-05 | |
| 2018-03-01 | BOYNTON CHARLES D Officer (EVP and CFO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,425 10,850 owned after | $0.00 | 2018-03-05 | |
| 2018-03-01 | BOYNTON CHARLES D Officer (EVP and CFO) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,625 46,875 owned after | $0.00 | 2018-03-05 | |
| 2018-03-01 | BOYNTON CHARLES D Officer (EVP and CFO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,625 46,875 owned after | $0.00 | 2018-03-05 | |
| 2018-02-16 | WERNER THOMAS H Director, Officer (Pres and CEO) | 4/A | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.00 | 2018-03-05 | |
| 2018-02-16 | WERNER THOMAS H Director, Officer (Pres and CEO) | 4/A | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +90,000 90,000 owned after | $0.00 | 2018-03-05 | |
| 2018-02-16 | WERNER THOMAS H Director, Officer (Pres and CEO) | 4/A | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,700 17,700 owned after | $0.00 | 2018-03-05 | |
| 2018-02-16 | WERNER THOMAS H Director, Officer (Pres and CEO) | 4/A | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,000 65,000 owned after | $0.00 | 2018-03-05 | |
| 2018-02-16 | Mulligan William P III Officer (EVP, Global Operations) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 37,500 owned after | $0.00 | 2018-02-21 | |
| 2018-02-16 | Mulligan William P III Officer (EVP, Global Operations) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +37,500 37,500 owned after | $0.00 | 2018-02-21 | |
| 2018-02-16 | WERNER THOMAS H Director, Officer (Pres and CEO) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $0.00 | 2018-02-21 | |
| 2018-02-16 | WERNER THOMAS H Director, Officer (Pres and CEO) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +90,000 90,000 owned after | $0.00 | 2018-02-21 | |
| 2018-02-16 | WERNER THOMAS H Director, Officer (Pres and CEO) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,700 17,700 owned after | $0.00 | 2018-02-21 | |
| 2018-02-16 | WERNER THOMAS H Director, Officer (Pres and CEO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,000 65,000 owned after | $0.00 | 2018-02-21 | |
| 2018-02-16 | MAHAFFEY KENNETH LAWRENCE Officer (EVP & General Counsel) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +40,000 40,000 owned after | $0.00 | 2018-02-21 | |
| 2018-02-16 | MAHAFFEY KENNETH LAWRENCE Officer (EVP & General Counsel) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +42,500 42,500 owned after | $0.00 | 2018-02-21 | |
| 2018-02-16 | Richards Douglas J. Officer (EVP, Administration) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +47,500 47,500 owned after | $0.00 | 2018-02-21 | |
| 2018-02-16 | Richards Douglas J. Officer (EVP, Administration) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +45,000 45,000 owned after | $0.00 | 2018-02-21 | |
| 2018-02-16 | BOYNTON CHARLES D Officer (EVP and CFO) | 4 | Performance-Based Restricted Stock Units Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,500 62,500 owned after | $0.00 | 2018-02-21 | |
| 2018-02-16 | BOYNTON CHARLES D Officer (EVP and CFO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.00 | 2018-02-21 | |
| 2018-02-12 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,886 10,886 owned after | $0.00 | 2018-02-14 | |
| 2018-02-12 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,886 0 owned after | $0.00 | 2018-02-14 | |
| 2018-02-12 | LESJAK CATHERINE A Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,886 10,886 owned after | $0.00 | 2018-02-14 | |
| 2018-02-12 | LESJAK CATHERINE A Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,886 0 owned after | $0.00 | 2018-02-14 | |
| 2018-02-12 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,886 10,886 owned after | $0.00 | 2018-02-14 | |
| 2018-02-12 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,886 0 owned after | $0.00 | 2018-02-14 | |
| 2018-01-25 | MAHAFFEY KENNETH LAWRENCE Officer (EVP & General Counsel) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,465 6,930 owned after | $0.00 | 2018-01-29 |