Advertisement
Screener

SUNPOWER CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights, 2014

SUNPOWER CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 86 rows in 2014. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2014-11-11: Reporting owner MCDANIEL THOMAS R; Form 4; Security Restricted Stock Units (RSUs); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
  • 2014-11-11: Reporting owner MCDANIEL THOMAS R; Form 4; Security Restricted Stock Units (RSUs); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2014-11-11: Reporting owner LESJAK CATHERINE A; Form 4; Security Restricted Stock Units (RSUs); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
  • 2014-11-11: Reporting owner LESJAK CATHERINE A; Form 4; Security Restricted Stock Units (RSUs); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2014-11-11MCDANIEL THOMAS R
Director
4Restricted Stock Units (RSUs)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,553
2,553 owned after
$0.002014-11-13
2014-11-11MCDANIEL THOMAS R
Director
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,553
0 owned after
$0.002014-11-13
2014-11-11LESJAK CATHERINE A
Director
4Restricted Stock Units (RSUs)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,553
2,553 owned after
$0.002014-11-13
2014-11-11LESJAK CATHERINE A
Director
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,553
0 owned after
$0.002014-11-13
2014-11-11Wood Patrick III
Director
4Restricted Stock Units (RSUs)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,553
2,553 owned after
$0.002014-11-13
2014-11-11Wood Patrick III
Director
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,553
0 owned after
$0.002014-11-13
2014-09-14Branderiz Eric
Officer (SVP & Prin Acct Off)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−3,334
0 owned after
$0.002014-09-16
2014-08-15Branderiz Eric
Officer (SVP & Prin Acct Off)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−4,333
4,334 owned after
$0.002014-08-19
2014-08-15BODENSTEINER LISA MARIE
Officer (EVP & General Counsel)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−33,333
33,334 owned after
$0.002014-08-19
2014-08-11Wood Patrick III
Director
4Restricted Stock Units (RSUs)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,122
2,122 owned after
$0.002014-08-13
2014-08-11Wood Patrick III
Director
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,122
0 owned after
$0.002014-08-13
2014-08-11MCDANIEL THOMAS R
Director
4Restricted Stock Units (RSUs)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,122
2,122 owned after
$0.002014-08-13
2014-08-11MCDANIEL THOMAS R
Director
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,122
0 owned after
$0.002014-08-13
2014-08-11LESJAK CATHERINE A
Director
4Restricted Stock Units (RSUs)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,122
2,122 owned after
$0.002014-08-13
2014-08-11LESJAK CATHERINE A
Director
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,122
0 owned after
$0.002014-08-13
2014-06-01WERNER THOMAS H
Director, Officer (Director, Pres and CEO)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−100,000
0 owned after
$0.002014-06-03
2014-06-01Wenger Howard
Officer (President, Regions)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−40,000
0 owned after
$0.002014-06-03
2014-06-01Richards Douglas J.
Officer (EVP, Administration)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−33,334
0 owned after
$0.002014-06-03
2014-06-01NEESE MARTY T
Officer (Chief Operating Officer)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−40,000
0 owned after
$0.002014-06-03
2014-06-01Branderiz Eric
Officer (SVP & Prin Acct Off)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−6,667
0 owned after
$0.002014-06-03
2014-06-01BOYNTON CHARLES D
Officer (EVP & CFO)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−6,667
0 owned after
$0.002014-06-03
2014-05-15Branderiz Eric
Officer (SVP & Prin Acct Off)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−5,000
10,000 owned after
$0.002014-05-19
2014-05-12Wood Patrick III
Director
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,198
2,198 owned after
$0.002014-05-14
2014-05-12Wood Patrick III
Director
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,198
0 owned after
$0.002014-05-14
2014-05-12MCDANIEL THOMAS R
Director
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,198
2,198 owned after
$0.002014-05-14
2014-05-12MCDANIEL THOMAS R
Director
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,198
0 owned after
$0.002014-05-14
2014-05-12LESJAK CATHERINE A
Director
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,198
2,198 owned after
$0.002014-05-14
2014-05-12LESJAK CATHERINE A
Director
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,198
0 owned after
$0.002014-05-14
2014-03-01WERNER THOMAS H
Director, Officer (Director, Pres and CEO)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−33,334
0 owned after
$0.002014-03-04
2014-03-01WERNER THOMAS H
Director, Officer (Director, Pres and CEO)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−75,000
75,000 owned after
$0.002014-03-04
2014-03-01WERNER THOMAS H
Director, Officer (Director, Pres and CEO)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−87,833
175,667 owned after
$0.002014-03-04
2014-03-01WERNER THOMAS H
Director, Officer (Director, Pres and CEO)
4Performance-Based Restricted Stock Units (PSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−15,100
0 owned after
$0.002014-03-04
2014-03-01WERNER THOMAS H
Director, Officer (Director, Pres and CEO)
4Performance-Based Restricted Stock Units (PSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−92,231
92,232 owned after
$0.002014-03-04
2014-03-01WERNER THOMAS H
Director, Officer (Director, Pres and CEO)
4Performance-Based Restricted Stock Units (PSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−120,593
241,185 owned after
$0.002014-03-04
2014-03-01Wenger Howard
Officer (President, Regions)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−11,667
0 owned after
$0.002014-03-04
2014-03-01Wenger Howard
Officer (President, Regions)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−25,000
25,000 owned after
$0.002014-03-04
2014-03-01Wenger Howard
Officer (President, Regions)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−23,333
46,667 owned after
$0.002014-03-04
2014-03-01Wenger Howard
Officer (President, Regions)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−3,333
3,334 owned after
$0.002014-03-04
2014-03-01Wenger Howard
Officer (President, Regions)
4Performance-Based Restricted Stock Units (PSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−5,285
0 owned after
$0.002014-03-04
2014-03-01Wenger Howard
Officer (President, Regions)
4Performance-Based Restricted Stock Units (PSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−30,744
30,744 owned after
$0.002014-03-04
2014-03-01Wenger Howard
Officer (President, Regions)
4Performance-Based Restricted Stock Units (PSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−32,036
64,072 owned after
$0.002014-03-04
2014-03-01Richards Douglas J.
Officer (EVP, Administration)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−10,000
0 owned after
$0.002014-03-04
2014-03-01Richards Douglas J.
Officer (EVP, Administration)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−20,833
20,834 owned after
$0.002014-03-04
2014-03-01Richards Douglas J.
Officer (EVP, Administration)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−18,333
36,667 owned after
$0.002014-03-04
2014-03-01Richards Douglas J.
Officer (EVP, Administration)
4Performance-Based Restricted Stock Units (PSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−4,530
0 owned after
$0.002014-03-04
2014-03-01Richards Douglas J.
Officer (EVP, Administration)
4Performance-Based Restricted Stock Units (PSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−25,620
25,620 owned after
$0.002014-03-04
2014-03-01Richards Douglas J.
Officer (EVP, Administration)
4Performance-Based Restricted Stock Units (PSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−25,172
50,342 owned after
$0.002014-03-04
2014-03-01NEESE MARTY T
Officer (Chief Operating Officer)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−10,000
0 owned after
$0.002014-03-04
2014-03-01NEESE MARTY T
Officer (Chief Operating Officer)
4Performance-Based Restricted Stock Units (PSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−30,744
30,744 owned after
$0.002014-03-04
2014-03-01NEESE MARTY T
Officer (Chief Operating Officer)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−23,333
46,667 owned after
$0.002014-03-04
2014-03-01NEESE MARTY T
Officer (Chief Operating Officer)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−25,000
25,000 owned after
$0.002014-03-04
2014-03-01NEESE MARTY T
Officer (Chief Operating Officer)
4Performance-Based Restricted Stock Units (PSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−26,100
0 owned after
$0.002014-03-04
2014-03-01NEESE MARTY T
Officer (Chief Operating Officer)
4Performance-Based Restricted Stock Units (PSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−4,530
0 owned after
$0.002014-03-04
2014-03-01NEESE MARTY T
Officer (Chief Operating Officer)
4Performance-Based Restricted Stock Units (PSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−32,036
64,072 owned after
$0.002014-03-04
2014-03-01Branderiz Eric
Officer (SVP & Prin Acct Off)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,334
0 owned after
$0.002014-03-04
2014-03-01Branderiz Eric
Officer (SVP & Prin Acct Off)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,120
0 owned after
$0.002014-03-04
2014-03-01Branderiz Eric
Officer (SVP & Prin Acct Off)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−9,999
20,001 owned after
$0.002014-03-04
2014-03-01BOYNTON CHARLES D
Officer (EVP & CFO)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,334
0 owned after
$0.002014-03-04
2014-03-01BOYNTON CHARLES D
Officer (EVP & CFO)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−1,120
0 owned after
$0.002014-03-04
2014-03-01BOYNTON CHARLES D
Officer (EVP & CFO)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−16,667
16,667 owned after
$0.002014-03-04
2014-03-01BOYNTON CHARLES D
Officer (EVP & CFO)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−25,000
25,000 owned after
$0.002014-03-04
2014-03-01BOYNTON CHARLES D
Officer (EVP & CFO)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−23,333
46,667 owned after
$0.002014-03-04
2014-03-01BOYNTON CHARLES D
Officer (EVP & CFO)
4Performance-Based Restricted Stock Units (PSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−20,496
20,496 owned after
$0.002014-03-04
2014-03-01BOYNTON CHARLES D
Officer (EVP & CFO)
4Performance-Based Restricted Stock Units (PSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−32,036
64,072 owned after
$0.002014-03-04
2014-03-01BODENSTEINER LISA MARIE
Officer (EVP & General Counsel)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−16,666
33,334 owned after
$0.002014-03-04
2014-03-01BODENSTEINER LISA MARIE
Officer (EVP & General Counsel)
4Performance-Based Restricted Stock Units (PSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−22,883
45,766 owned after
$0.002014-03-04
2014-02-19WERNER THOMAS H
Director, Officer (Director, Pres and CEO)
4Performance-Based Restricted Stock Units (PSUs)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+361,778
361,778 owned after
$0.002014-02-21
2014-02-19Wenger Howard
Officer (President, Regions)
4Performance-Based Restricted Stock Units (PSUs)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+96,108
96,108 owned after
$0.002014-02-21
2014-02-19Richards Douglas J.
Officer (EVP, Administration)
4Performance-Based Restricted Stock Units (PSUs)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+75,514
75,514 owned after
$0.002014-02-21
2014-02-19NEESE MARTY T
Officer (Chief Operating Officer)
4Performance-Based Restricted Stock Units (PSUs)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+96,108
96,108 owned after
$0.002014-02-21
2014-02-19BOYNTON CHARLES D
Officer (EVP & CFO)
4Performance-Based Restricted Stock Units (PSUs)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+96,108
96,108 owned after
$0.002014-02-21
2014-02-19BODENSTEINER LISA MARIE
Officer (EVP & General Counsel)
4Performance-Based Restricted Stock Units (PSUs)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+68,649
68,649 owned after
$0.002014-02-21
2014-02-11LESJAK CATHERINE A
Director
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,410
2,410 owned after
$0.002014-02-13
2014-02-11LESJAK CATHERINE A
Director
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,410
0 owned after
$0.002014-02-13
2014-02-11MCDANIEL THOMAS R
Director
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,410
2,410 owned after
$0.002014-02-13
2014-02-11MCDANIEL THOMAS R
Director
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,410
0 owned after
$0.002014-02-13
2014-02-11Wood Patrick III
Director
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,410
2,410 owned after
$0.002014-02-13
2014-02-11Wood Patrick III
Director
4Restricted Stock Units
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,410
0 owned after
$0.002014-02-13
2014-02-05NEESE MARTY T
Officer (Chief Operating Officer)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+17,000
17,000 owned after
$0.002014-02-07
2014-02-05NEESE MARTY T
Officer (Chief Operating Officer)
4Performance-Based Restricted Stock Units (PSUs)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+26,100
52,200 owned after
$0.002014-02-07
2014-02-05Wenger Howard
Officer (President, Regions)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+17,000
17,000 owned after
$0.002014-02-07
2014-02-05WERNER THOMAS H
Director, Officer (Director, Pres and CEO)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+50,000
50,000 owned after
$0.002014-02-07
2014-02-05Richards Douglas J.
Officer (EVP, Administration)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+13,400
13,400 owned after
$0.002014-02-07
2014-02-05BOYNTON CHARLES D
Officer (EVP & CFO)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+17,000
17,000 owned after
$0.002014-02-07
2014-02-05Branderiz Eric
Officer (SVP & Prin Acct Off)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+15,000
15,000 owned after
$0.002014-02-07
2014-02-05BODENSTEINER LISA MARIE
Officer (EVP & General Counsel)
4Restricted Stock Units
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+13,400
13,400 owned after
$0.002014-02-07