SUNPOWER CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 89 rows in 2016. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2016-11-11: Reporting owner Wood Patrick III; Form 4; Security Restricted Stock Units (RSUs); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-11-11: Reporting owner Wood Patrick III; Form 4; Security Restricted Stock Units (RSUs); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2016-11-11: Reporting owner LESJAK CATHERINE A; Form 4; Security Restricted Stock Units (RSUs); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2016-11-11: Reporting owner LESJAK CATHERINE A; Form 4; Security Restricted Stock Units (RSUs); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2016-11-11 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,539 11,539 owned after | $0.00 | 2016-11-15 | |
| 2016-11-11 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,539 0 owned after | $0.00 | 2016-11-15 | |
| 2016-11-11 | LESJAK CATHERINE A Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,539 11,539 owned after | $0.00 | 2016-11-15 | |
| 2016-11-11 | LESJAK CATHERINE A Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,539 0 owned after | $0.00 | 2016-11-15 | |
| 2016-11-11 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,539 11,539 owned after | $0.00 | 2016-11-15 | |
| 2016-11-11 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,539 0 owned after | $0.00 | 2016-11-15 | |
| 2016-11-01 | MAHAFFEY KENNETH LAWRENCE Officer (EVP & General Counsel) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.00 | 2016-11-03 | |
| 2016-09-01 | WERNER THOMAS H Director, Officer (Director, Pres and CEO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −125,278 0 owned after | $0.00 | 2016-09-06 | |
| 2016-08-11 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,056 7,056 owned after | $0.00 | 2016-08-15 | |
| 2016-08-11 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,056 0 owned after | $0.00 | 2016-08-15 | |
| 2016-08-11 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,056 7,056 owned after | $0.00 | 2016-08-15 | |
| 2016-08-11 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,056 0 owned after | $0.00 | 2016-08-15 | |
| 2016-08-11 | LESJAK CATHERINE A Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,056 7,056 owned after | $0.00 | 2016-08-15 | |
| 2016-08-11 | LESJAK CATHERINE A Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,056 0 owned after | $0.00 | 2016-08-15 | |
| 2016-08-01 | BOYNTON CHARLES D Officer (EVP and CFO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 5,000 owned after | $0.00 | 2016-08-03 | |
| 2016-05-15 | Branderiz Eric Officer (SVP and Prin Acct Off) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 0 owned after | $0.00 | 2016-05-17 | |
| 2016-05-11 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,323 4,323 owned after | $0.00 | 2016-05-13 | |
| 2016-05-11 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,323 0 owned after | $0.00 | 2016-05-13 | |
| 2016-05-11 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,323 4,323 owned after | $0.00 | 2016-05-13 | |
| 2016-05-11 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,323 0 owned after | $0.00 | 2016-05-13 | |
| 2016-05-11 | LESJAK CATHERINE A Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,323 4,323 owned after | $0.00 | 2016-05-13 | |
| 2016-05-11 | LESJAK CATHERINE A Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,323 0 owned after | $0.00 | 2016-05-13 | |
| 2016-03-31 | WERNER THOMAS H Director, Officer (Director, Pres and CEO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +71,600 71,600 owned after | $0.00 | 2016-04-04 | |
| 2016-03-01 | WERNER THOMAS H Director, Officer (Director, Pres and CEO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120,000 120,000 owned after | $0.00 | 2016-04-04 | |
| 2016-03-01 | NEESE MARTY T Officer (Chief Operating Officer) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −32,036 0 owned after | $0.00 | 2016-03-03 | |
| 2016-03-01 | NEESE MARTY T Officer (Chief Operating Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,334 0 owned after | $0.00 | 2016-03-03 | |
| 2016-03-01 | NEESE MARTY T Officer (Chief Operating Officer) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,046 7,046 owned after | $0.00 | 2016-03-03 | |
| 2016-03-01 | NEESE MARTY T Officer (Chief Operating Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,667 5,666 owned after | $0.00 | 2016-03-03 | |
| 2016-03-01 | NEESE MARTY T Officer (Chief Operating Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,800 5,600 owned after | $0.00 | 2016-03-03 | |
| 2016-03-01 | Wenger Howard Officer (President, Business Units) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −32,036 0 owned after | $0.00 | 2016-03-03 | |
| 2016-03-01 | Wenger Howard Officer (President, Business Units) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,334 0 owned after | $0.00 | 2016-03-03 | |
| 2016-03-01 | Wenger Howard Officer (President, Business Units) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,046 7,046 owned after | $0.00 | 2016-03-03 | |
| 2016-03-01 | Wenger Howard Officer (President, Business Units) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,667 5,666 owned after | $0.00 | 2016-03-03 | |
| 2016-03-01 | Wenger Howard Officer (President, Business Units) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,666 13,334 owned after | $0.00 | 2016-03-03 | |
| 2016-03-01 | Wenger Howard Officer (President, Business Units) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,053 14,106 owned after | $0.00 | 2016-03-03 | |
| 2016-03-01 | Wenger Howard Officer (President, Business Units) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,466 8,934 owned after | $0.00 | 2016-03-03 | |
| 2016-03-01 | Wenger Howard Officer (President, Business Units) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −666 1,334 owned after | $0.00 | 2016-03-03 | |
| 2016-03-01 | BODENSTEINER LISA MARIE Officer (EVP and General Counsel) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −22,883 0 owned after | $0.00 | 2016-03-03 | |
| 2016-03-01 | BODENSTEINER LISA MARIE Officer (EVP and General Counsel) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,667 0 owned after | $0.00 | 2016-03-03 | |
| 2016-03-01 | BODENSTEINER LISA MARIE Officer (EVP and General Counsel) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,554 5,554 owned after | $0.00 | 2016-03-03 | |
| 2016-03-01 | BODENSTEINER LISA MARIE Officer (EVP and General Counsel) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,467 4,466 owned after | $0.00 | 2016-03-03 | |
| 2016-03-01 | BODENSTEINER LISA MARIE Officer (EVP and General Counsel) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,466 8,934 owned after | $0.00 | 2016-03-03 | |
| 2016-03-01 | BODENSTEINER LISA MARIE Officer (EVP and General Counsel) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,702 9,404 owned after | $0.00 | 2016-03-03 | |
| 2016-03-01 | BODENSTEINER LISA MARIE Officer (EVP and General Counsel) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −466 934 owned after | $0.00 | 2016-03-03 | |
| 2016-03-01 | WERNER THOMAS H Director, Officer (Director, Pres and CEO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −83,148 0 owned after | $0.00 | 2016-03-03 | |
| 2016-03-01 | WERNER THOMAS H Director, Officer (Director, Pres and CEO) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,723 20,724 owned after | $0.00 | 2016-03-03 | |
| 2016-03-01 | WERNER THOMAS H Director, Officer (Director, Pres and CEO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,667 16,666 owned after | $0.00 | 2016-03-03 | |
| 2016-03-01 | WERNER THOMAS H Director, Officer (Director, Pres and CEO) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −14,694 29,388 owned after | $0.00 | 2016-03-03 | |
| 2016-03-01 | WERNER THOMAS H Director, Officer (Director, Pres and CEO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,900 27,800 owned after | $0.00 | 2016-03-03 | |
| 2016-03-01 | WERNER THOMAS H Director, Officer (Director, Pres and CEO) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,400 2,800 owned after | $0.00 | 2016-03-03 | |
| 2016-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,171 0 owned after | $0.00 | 2016-03-03 | |
| 2016-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −18,334 0 owned after | $0.00 | 2016-03-03 | |
| 2016-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,554 5,554 owned after | $0.00 | 2016-03-03 | |
| 2016-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,467 4,466 owned after | $0.00 | 2016-03-03 | |
| 2016-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 10,000 owned after | $0.00 | 2016-03-03 | |
| 2016-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,290 10,580 owned after | $0.00 | 2016-03-03 | |
| 2016-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −500 500 owned after | $0.00 | 2016-03-03 | |
| 2016-03-01 | BOYNTON CHARLES D Officer (EVP and CFO) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −32,036 0 owned after | $0.00 | 2016-03-03 | |
| 2016-03-01 | BOYNTON CHARLES D Officer (EVP and CFO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,334 0 owned after | $0.00 | 2016-03-03 | |
| 2016-03-01 | BOYNTON CHARLES D Officer (EVP and CFO) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,046 7,046 owned after | $0.00 | 2016-03-03 | |
| 2016-03-01 | BOYNTON CHARLES D Officer (EVP and CFO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,667 5,666 owned after | $0.00 | 2016-03-03 | |
| 2016-03-01 | BOYNTON CHARLES D Officer (EVP and CFO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,566 11,134 owned after | $0.00 | 2016-03-03 | |
| 2016-03-01 | BOYNTON CHARLES D Officer (EVP and CFO) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,877 11,756 owned after | $0.00 | 2016-03-03 | |
| 2016-03-01 | BOYNTON CHARLES D Officer (EVP and CFO) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −566 1,134 owned after | $0.00 | 2016-03-03 | |
| 2016-03-01 | Branderiz Eric Officer (SVP and Prin Acct Off) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,001 0 owned after | $0.00 | 2016-03-03 | |
| 2016-03-01 | Branderiz Eric Officer (SVP and Prin Acct Off) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,109 3,109 owned after | $0.00 | 2016-03-03 | |
| 2016-03-01 | Branderiz Eric Officer (SVP and Prin Acct Off) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 2,500 owned after | $0.00 | 2016-03-03 | |
| 2016-03-01 | Branderiz Eric Officer (SVP and Prin Acct Off) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,500 2,500 owned after | $0.00 | 2016-03-03 | |
| 2016-03-01 | Branderiz Eric Officer (SVP and Prin Acct Off) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,933 5,867 owned after | $0.00 | 2016-03-03 | |
| 2016-03-01 | Branderiz Eric Officer (SVP and Prin Acct Off) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,095 6,192 owned after | $0.00 | 2016-03-03 | |
| 2016-03-01 | Branderiz Eric Officer (SVP and Prin Acct Off) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −300 600 owned after | $0.00 | 2016-03-03 | |
| 2016-02-22 | BODENSTEINER LISA MARIE Officer (EVP & General Counsel) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,506 15,506 owned after | $0.00 | 2016-02-24 | |
| 2016-02-22 | BODENSTEINER LISA MARIE Officer (EVP & General Counsel) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +16,700 16,700 owned after | $0.00 | 2016-02-24 | |
| 2016-02-22 | BOYNTON CHARLES D Officer (EVP & CFO) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,333 19,333 owned after | $0.00 | 2016-02-24 | |
| 2016-02-22 | BOYNTON CHARLES D Officer (EVP & CFO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +21,700 21,700 owned after | $0.00 | 2016-02-24 | |
| 2016-02-22 | Branderiz Eric Officer (SVP & Prin Acct Off) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,187 10,187 owned after | $0.00 | 2016-02-24 | |
| 2016-02-22 | Branderiz Eric Officer (SVP & Prin Acct Off) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +8,800 8,800 owned after | $0.00 | 2016-02-24 | |
| 2016-02-22 | WERNER THOMAS H Director, Officer (Director, Pres and CEO) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +48,282 48,282 owned after | $0.00 | 2016-02-24 | |
| 2016-02-22 | Wenger Howard Officer (President, Business Units) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,559 36,559 owned after | $0.00 | 2016-02-24 | |
| 2016-02-22 | Wenger Howard Officer (President, Business Units) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +26,700 26,700 owned after | $0.00 | 2016-02-24 | |
| 2016-02-22 | Richards Douglas J. Officer (EVP, Administration) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +17,370 17,370 owned after | $0.00 | 2016-02-24 | |
| 2016-02-22 | Richards Douglas J. Officer (EVP, Administration) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $0.00 | 2016-02-24 | |
| 2016-02-22 | NEESE MARTY T Officer (Chief Operating Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +31,700 31,700 owned after | $0.00 | 2016-02-24 | |
| 2016-02-11 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,681 3,681 owned after | $0.00 | 2016-02-16 | |
| 2016-02-11 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,681 0 owned after | $0.00 | 2016-02-16 | |
| 2016-02-11 | LESJAK CATHERINE A Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,681 3,681 owned after | $0.00 | 2016-02-16 | |
| 2016-02-11 | LESJAK CATHERINE A Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,681 0 owned after | $0.00 | 2016-02-16 | |
| 2016-02-11 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,681 3,681 owned after | $0.00 | 2016-02-16 | |
| 2016-02-11 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,681 0 owned after | $0.00 | 2016-02-16 |