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SUNPOWER CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights, 2015

SUNPOWER CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights

Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 81 rows in 2015. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.

  • 2015-11-11: Reporting owner MCDANIEL THOMAS R; Form 4; Security Restricted Stock Units (RSUs); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
  • 2015-11-11: Reporting owner MCDANIEL THOMAS R; Form 4; Security Restricted Stock Units (RSUs); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
  • 2015-11-11: Reporting owner LESJAK CATHERINE A; Form 4; Security Restricted Stock Units (RSUs); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
  • 2015-11-11: Reporting owner LESJAK CATHERINE A; Form 4; Security Restricted Stock Units (RSUs); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
Transaction dateReporting ownerFormSecurityTransactionSharesPricePrice that dayFiling
2015-11-11MCDANIEL THOMAS R
Director
4Restricted Stock Units (RSUs)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,928
2,928 owned after
$0.002015-11-13
2015-11-11MCDANIEL THOMAS R
Director
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,928
0 owned after
$0.002015-11-13
2015-11-11LESJAK CATHERINE A
Director
4Restricted Stock Units (RSUs)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,928
2,928 owned after
$0.002015-11-13
2015-11-11LESJAK CATHERINE A
Director
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,928
0 owned after
$0.002015-11-13
2015-11-11Wood Patrick III
Director
4Restricted Stock Units (RSUs)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,928
2,928 owned after
$0.002015-11-13
2015-11-11Wood Patrick III
Director
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,928
0 owned after
$0.002015-11-13
2015-08-15Branderiz Eric
Officer (SVP & Prin Acct Off)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−4,334
0 owned after
$0.002015-08-18
2015-08-15BODENSTEINER LISA MARIE
Officer (EVP & General Counsel)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−33,334
0 owned after
$0.002015-08-18
2015-08-11Wood Patrick III
Director
4Restrictive Stock Units (RSUs)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,009
3,009 owned after
$0.002015-08-13
2015-08-11Wood Patrick III
Director
4Restrictive Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−3,009
0 owned after
$0.002015-08-13
2015-08-11MCDANIEL THOMAS R
Director
4Restrictive Stock Units (RSUs)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,009
3,009 owned after
$0.002015-08-13
2015-08-11MCDANIEL THOMAS R
Director
4Restrictive Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−3,009
0 owned after
$0.002015-08-13
2015-08-11LESJAK CATHERINE A
Director
4Restrictive Stock Units (RSUs)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+3,009
3,009 owned after
$0.002015-08-13
2015-08-11LESJAK CATHERINE A
Director
4Restrictive Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−3,009
0 owned after
$0.002015-08-13
2015-07-21BOYNTON CHARLES D
Officer (EVP & CFO)
4Restricted Stock Units (RSUs)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+7,500
7,500 owned after
$0.002015-07-23
2015-05-15Branderiz Eric
Officer (SVP & Prin Acct Off)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−5,000
5,000 owned after
$0.002015-05-19
2015-05-11MCDANIEL THOMAS R
Director
4Restricted Stock Units (RSUs)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,281
2,281 owned after
$0.002015-05-13
2015-05-11MCDANIEL THOMAS R
Director
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,281
0 owned after
$0.002015-05-13
2015-05-11LESJAK CATHERINE A
Director
4Restricted Stock Units (RSUs)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,281
2,281 owned after
$0.002015-05-13
2015-05-11LESJAK CATHERINE A
Director
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,281
0 owned after
$0.002015-05-13
2015-05-11Wood Patrick III
Director
4Restricted Stock Units (RSUs)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,281
2,281 owned after
$0.002015-05-13
2015-05-11Wood Patrick III
Director
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,281
0 owned after
$0.002015-05-13
2015-03-01Wenger Howard
Officer (President, Business Units)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−25,000
0 owned after
$0.002015-03-03
2015-03-01Wenger Howard
Officer (President, Business Units)
4Performance-Based Restricted Stock Units (PSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−30,744
0 owned after
$0.002015-03-03
2015-03-01Wenger Howard
Officer (President, Business Units)
4Performance-Based Restricted Stock Units (PSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−32,036
32,036 owned after
$0.002015-03-03
2015-03-01Wenger Howard
Officer (President, Business Units)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−23,333
23,334 owned after
$0.002015-03-03
2015-03-01Wenger Howard
Officer (President, Business Units)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−3,334
0 owned after
$0.002015-03-03
2015-03-01Wenger Howard
Officer (President, Business Units)
4Performance-Based Restricted Stock Units (PSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−7,046
14,092 owned after
$0.002015-03-03
2015-03-01Wenger Howard
Officer (President, Business Units)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−5,667
11,333 owned after
$0.002015-03-03
2015-03-01WERNER THOMAS H
Director, Officer (Director, Pres and CEO)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−75,000
0 owned after
$0.002015-03-03
2015-03-01WERNER THOMAS H
Director, Officer (Director, Pres and CEO)
4Performance-Based Restricted Stock Units (PSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−20,723
41,447 owned after
$0.002015-03-03
2015-03-01WERNER THOMAS H
Director, Officer (Director, Pres and CEO)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−16,667
33,333 owned after
$0.002015-03-03
2015-03-01WERNER THOMAS H
Director, Officer (Director, Pres and CEO)
4Performance-Based Restricted Stock Units (PSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−90,538
0 owned after
$0.002015-03-03
2015-03-01WERNER THOMAS H
Director, Officer (Director, Pres and CEO)
4Performance-Based Restricted Stock Units (PSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−120,593
0 owned after
$0.002015-03-03
2015-03-01WERNER THOMAS H
Director, Officer (Director, Pres and CEO)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−87,833
83,148 owned after
$0.002015-03-03
2015-03-01Branderiz Eric
Officer (SVP & Prin Acct Off)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−10,000
10,001 owned after
$0.002015-03-03
2015-03-01Branderiz Eric
Officer (SVP & Prin Acct Off)
4Performance-Based Restricted Stock Units (PSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−3,108
6,218 owned after
$0.002015-03-03
2015-03-01Branderiz Eric
Officer (SVP & Prin Acct Off)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−5,000
10,000 owned after
$0.002015-03-03
2015-03-01NEESE MARTY T
Officer (Chief Operating Officer)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−25,000
0 owned after
$0.002015-03-03
2015-03-01NEESE MARTY T
Officer (Chief Operating Officer)
4Performance-Based Restricted Stock Units (PSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−30,744
0 owned after
$0.002015-03-03
2015-03-01NEESE MARTY T
Officer (Chief Operating Officer)
4Performance-Based Restricted Stock Units (PSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−32,036
32,036 owned after
$0.002015-03-03
2015-03-01NEESE MARTY T
Officer (Chief Operating Officer)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−23,333
23,334 owned after
$0.002015-03-03
2015-03-01NEESE MARTY T
Officer (Chief Operating Officer)
4Performance-Based Restricted Stock Units (PSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−7,046
14,092 owned after
$0.002015-03-03
2015-03-01NEESE MARTY T
Officer (Chief Operating Officer)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−5,667
11,333 owned after
$0.002015-03-03
2015-03-01Richards Douglas J.
Officer (EVP, Administration)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−20,834
0 owned after
$0.002015-03-03
2015-03-01Richards Douglas J.
Officer (EVP, Administration)
4Performance-Based Restricted Stock Units (PSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−25,620
0 owned after
$0.002015-03-03
2015-03-01Richards Douglas J.
Officer (EVP, Administration)
4Performance-Based Restricted Stock Units (PSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−25,171
25,171 owned after
$0.002015-03-03
2015-03-01Richards Douglas J.
Officer (EVP, Administration)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−18,333
18,334 owned after
$0.002015-03-03
2015-03-01Richards Douglas J.
Officer (EVP, Administration)
4Performance-Based Restricted Stock Units (PSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−5,554
11,108 owned after
$0.002015-03-03
2015-03-01Richards Douglas J.
Officer (EVP, Administration)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−4,467
8,933 owned after
$0.002015-03-03
2015-03-01BOYNTON CHARLES D
Officer (EVP & CFO)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−16,667
0 owned after
$0.002015-03-03
2015-03-01BOYNTON CHARLES D
Officer (EVP & CFO)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−25,000
0 owned after
$0.002015-03-03
2015-03-01BOYNTON CHARLES D
Officer (EVP & CFO)
4Performance-Based Restricted Stock Units (PSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−20,496
0 owned after
$0.002015-03-03
2015-03-01BOYNTON CHARLES D
Officer (EVP & CFO)
4Performance-Based Restricted Stock Units (PSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−32,036
32,036 owned after
$0.002015-03-03
2015-03-01BOYNTON CHARLES D
Officer (EVP & CFO)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−23,333
23,334 owned after
$0.002015-03-03
2015-03-01BOYNTON CHARLES D
Officer (EVP & CFO)
4Performance-Based Restricted Stock Units (PSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−7,046
14,092 owned after
$0.002015-03-03
2015-03-01BOYNTON CHARLES D
Officer (EVP & CFO)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−5,667
11,333 owned after
$0.002015-03-03
2015-03-01BODENSTEINER LISA MARIE
Officer (EVP & General Counsel)
4Performance-Based Restricted Stock Units (PSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−22,883
22,883 owned after
$0.002015-03-03
2015-03-01BODENSTEINER LISA MARIE
Officer (EVP & General Counsel)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−16,667
16,667 owned after
$0.002015-03-03
2015-03-01BODENSTEINER LISA MARIE
Officer (EVP & General Counsel)
4Performance-Based Restricted Stock Units (PSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−5,554
11,108 owned after
$0.002015-03-03
2015-03-01BODENSTEINER LISA MARIE
Officer (EVP & General Counsel)
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−4,467
8,933 owned after
$0.002015-03-03
2015-02-23WERNER THOMAS H
Director, Officer (Director, Pres and CEO)
4Restricted Stock Units (RSUs)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+41,700
41,700 owned after
$0.002015-02-25
2015-02-23WERNER THOMAS H
Director, Officer (Director, Pres and CEO)
4Performance-Based Restricted Stock Units (PSUs)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+62,170
62,170 owned after
$0.002015-02-25
2015-02-23Wenger Howard
Officer (President, Business Units)
4Performance-Based Restricted Stock Units (PSUs)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+21,138
21,138 owned after
$0.002015-02-25
2015-02-23Richards Douglas J.
Officer (EVP, Administration)
4Performance-Based Restricted Stock Units (PSUs)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+16,662
16,662 owned after
$0.002015-02-25
2015-02-23NEESE MARTY T
Officer (Chief Operating Officer)
4Performance-Based Restricted Stock Units (PSUs)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+21,138
21,138 owned after
$0.002015-02-25
2015-02-23Branderiz Eric
Officer (SVP & Prin Acct Off)
4Performance-Based Restricted Stock Units (PSUs)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+9,326
9,326 owned after
$0.002015-02-25
2015-02-23BOYNTON CHARLES D
Officer (EVP & CFO)
4Performance-Based Restricted Stock Units (PSUs)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+21,138
21,138 owned after
$0.002015-02-25
2015-02-23BODENSTEINER LISA MARIE
Officer (EVP & General Counsel)
4Performance-Based Restricted Stock Units (PSUs)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+16,662
16,662 owned after
$0.002015-02-25
2015-02-11Wood Patrick III
Director
4Restricted Stock Units (RSUs)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,735
2,735 owned after
$0.002015-02-13
2015-02-11Wood Patrick III
Director
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,735
0 owned after
$0.002015-02-13
2015-02-11MCDANIEL THOMAS R
Director
4Restricted Stock Units (RSUs)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,735
2,735 owned after
$0.002015-02-13
2015-02-11MCDANIEL THOMAS R
Director
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,735
0 owned after
$0.002015-02-13
2015-02-11LESJAK CATHERINE A
Director
4Restricted Stock Units (RSUs)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+2,735
2,735 owned after
$0.002015-02-13
2015-02-11LESJAK CATHERINE A
Director
4Restricted Stock Units (RSUs)
Derivative · Direct
M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3−2,735
0 owned after
$0.002015-02-13
2015-02-03Wenger Howard
Officer (President, Business Units)
4Restricted Stock Units (RSUs)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+20,000
20,000 owned after
$0.002015-02-05
2015-02-03Richards Douglas J.
Officer (EVP, Administration)
4Restricted Stock Units (RSUs)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+15,000
15,000 owned after
$0.002015-02-05
2015-02-03NEESE MARTY T
Officer (Chief Operating Officer)
4Restricted Stock Units (RSUs)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+8,400
8,400 owned after
$0.002015-02-05
2015-02-03Branderiz Eric
Officer (SVP & Prin Acct Off)
4Restricted Stock Units (RSUs)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+8,800
8,800 owned after
$0.002015-02-05
2015-02-03BOYNTON CHARLES D
Officer (EVP & CFO)
4Restricted Stock Units (RSUs)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+16,700
16,700 owned after
$0.002015-02-05
2015-02-03BODENSTEINER LISA MARIE
Officer (EVP & General Counsel)
4Restricted Stock Units (RSUs)
Derivative · Direct
A Grant, award or other acquisition pursuant to Rule 16b-3(d)+13,400
13,400 owned after
$0.002015-02-05