SUNPOWER CORP Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 11 rows, 11 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2024-06-03: Reporting owner GIP III Sol Holdings, L.P. | GIP III Sol Acquisition, LLC; Form 4; Security Warrant (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2024-06-03: Reporting owner TotalEnergies Delaware, Inc. | TotalEnergies Renewables USA, LLC | TotalEnergies Holdings USA, Inc. | TotalEnergies Gestion USA SARL | Sol Holding, LLC | TotalEnergies SE; Form 4; Security Warrant (right to buy); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2024-05-30: Reporting owner TotalEnergies Renewables USA, LLC | Sol Holding, LLC | TotalEnergies SE | TotalEnergies Gestion USA SARL | TotalEnergies Delaware, Inc. | TotalEnergies Holdings USA, Inc.; Form 4; Security Warrant (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2024-05-30: Reporting owner GIP III Sol Holdings, L.P. | GIP III Sol Acquisition, LLC; Form 4; Security Warrant (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2024-06-03 | GIP III Sol Holdings, L.P. | GIP III Sol Acquisition, LLC Director, 10% Owner | Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · See Footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1 0 owned after | $0.01 exercise price | 2024-06-05 | |
| 2024-06-03 | TotalEnergies Delaware, Inc. | TotalEnergies Renewables USA, LLC | TotalEnergies Holdings USA, Inc. | TotalEnergies Gestion USA SARL | Sol Holding, LLC | TotalEnergies SE Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · See Footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1 0 owned after | $0.01 exercise price | 2024-06-05 | |
| 2024-05-30 | TotalEnergies Renewables USA, LLC | Sol Holding, LLC | TotalEnergies SE | TotalEnergies Gestion USA SARL | TotalEnergies Delaware, Inc. | TotalEnergies Holdings USA, Inc. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 1 owned after | $0.01 exercise price | 2024-06-03 | |
| 2024-05-30 | GIP III Sol Holdings, L.P. | GIP III Sol Acquisition, LLC Director, 10% Owner | Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 1 owned after | $0.01 exercise price | 2024-06-03 | |
| 2024-05-01 | GIP III Sol Holdings, L.P. | GIP III Sol Acquisition, LLC Director, 10% Owner | Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · See Footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −0 0 owned after | $0.01 exercise price | 2024-05-03 | |
| 2024-05-01 | TotalEnergies Holdings USA, Inc. | TotalEnergies Gestion USA SARL | TotalEnergies SE | TotalEnergies Renewables USA, LLC | Sol Holding, LLC | TotalEnergies Delaware, Inc. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · See Footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −0 0 owned after | $0.01 exercise price | 2024-05-03 | |
| 2024-03-05 | GIP III Sol Acquisition, LLC | GIP III Sol Holdings, L.P. Director, 10% Owner | Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · See Footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1 0 owned after | $0.01 exercise price | 2024-03-07 | |
| 2024-03-05 | TotalEnergies Holdings USA, Inc. | TotalEnergies SE | TotalEnergies Gestion USA SARL | Sol Holding, LLC | TotalEnergies Renewables USA, LLC | TotalEnergies Delaware, Inc. Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · See Footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1 0 owned after | $0.01 exercise price | 2024-03-07 | |
| 2024-02-14 | GIP III Sol Holdings, L.P. | GIP III Sol Acquisition, LLC Director, 10% Owner | Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 1 owned after | $0.01 exercise price | 2024-02-16 | |
| 2024-02-14 | TotalEnergies SE | Sol Holding, LLC | TotalEnergies Gestion USA SARL | TotalEnergies Delaware, Inc. | TotalEnergies Holdings USA, Inc. | TotalEnergies Renewables USA, LLC Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | Director, 10% Owner | 4 | Warrant (right to buy) Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1 1 owned after | $0.01 exercise price | 2024-02-16 | |
| 2012-02-28 | TOTAL GAS & POWER USA, SAS 10% Owner | 4 | Common Stock Warrant (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,531,677 9,531,677 owned after | $7.87 exercise price | 2012-03-01 |