SUNPOWER CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 81 rows in 2013. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2013-11-11: Reporting owner Wood Patrick III; Form 4; Security Restricted Stock Units (RSUs); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-11-11: Reporting owner Wood Patrick III; Form 4; Security Restricted Stock Units (RSUs); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
- 2013-11-11: Reporting owner MCDANIEL THOMAS R; Form 4; Security Restricted Stock Units (RSUs); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2013-11-11: Reporting owner MCDANIEL THOMAS R; Form 4; Security Restricted Stock Units (RSUs); Transaction M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3.
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2013-11-11 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,313 2,313 owned after | $0.00 | 2013-11-13 | |
| 2013-11-11 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,313 0 owned after | $0.00 | 2013-11-13 | |
| 2013-11-11 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,313 2,313 owned after | $0.00 | 2013-11-13 | |
| 2013-11-11 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,313 0 owned after | $0.00 | 2013-11-13 | |
| 2013-11-11 | LESJAK CATHERINE A Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,313 2,313 owned after | $0.00 | 2013-11-13 | |
| 2013-11-11 | LESJAK CATHERINE A Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,313 0 owned after | $0.00 | 2013-11-13 | |
| 2013-09-14 | Branderiz Eric Officer (SVP & Prin Acct Off) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,333 3,334 owned after | $0.00 | 2013-09-17 | |
| 2013-09-02 | Branderiz Eric Officer (SVP & Prin Acct Off) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,668 0 owned after | $0.00 | 2013-09-04 | |
| 2013-08-15 | Branderiz Eric Officer (SVP & Prin Acct Off) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,333 8,667 owned after | $0.00 | 2013-08-19 | |
| 2013-08-15 | BODENSTEINER LISA MARIE Officer (EVP & General Counsel) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,333 66,667 owned after | $0.00 | 2013-08-19 | |
| 2013-08-12 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,375 3,375 owned after | $0.00 | 2013-08-14 | |
| 2013-08-12 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,375 0 owned after | $0.00 | 2013-08-14 | |
| 2013-08-12 | LESJAK CATHERINE A Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,375 3,375 owned after | $0.00 | 2013-08-14 | |
| 2013-08-12 | LESJAK CATHERINE A Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,375 0 owned after | $0.00 | 2013-08-14 | |
| 2013-08-12 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,375 3,375 owned after | $0.00 | 2013-08-14 | |
| 2013-08-12 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,375 0 owned after | $0.00 | 2013-08-14 | |
| 2013-08-05 | BOYNTON CHARLES D Officer (EVP & CFO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,001 0 owned after | $0.00 | 2013-08-07 | |
| 2013-06-06 | LESJAK CATHERINE A Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,032 1,032 owned after | $0.00 | 2013-06-10 | |
| 2013-06-06 | LESJAK CATHERINE A Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,032 0 owned after | $0.00 | 2013-06-10 | |
| 2013-06-01 | WERNER THOMAS H Director, Officer (Director, Pres and CEO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −100,000 100,000 owned after | $0.00 | 2013-06-04 | |
| 2013-06-01 | Wenger Howard Officer (President, Regions) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 40,000 owned after | $0.00 | 2013-06-04 | |
| 2013-06-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,333 33,334 owned after | $0.00 | 2013-06-04 | |
| 2013-06-01 | NEESE MARTY T Officer (Chief Operating Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 40,000 owned after | $0.00 | 2013-06-04 | |
| 2013-06-01 | Branderiz Eric Officer (SVP & Prin Acct Off) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,667 6,667 owned after | $0.00 | 2013-06-04 | |
| 2013-06-01 | BOYNTON CHARLES D Officer (EVP & CFO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,667 6,667 owned after | $0.00 | 2013-06-04 | |
| 2013-05-13 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,004 4,004 owned after | $0.00 | 2013-05-15 | |
| 2013-05-13 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,004 0 owned after | $0.00 | 2013-05-15 | |
| 2013-05-13 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,004 4,004 owned after | $0.00 | 2013-05-15 | |
| 2013-05-13 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,004 0 owned after | $0.00 | 2013-05-15 | |
| 2013-04-29 | Branderiz Eric Officer (SVP & Prin Acct Off) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $0.00 | 2013-05-01 | |
| 2013-03-01 | WERNER THOMAS H Director, Officer (Director, Pres and CEO) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,917 0 owned after | $0.00 | 2013-03-05 | |
| 2013-03-01 | WERNER THOMAS H Director, Officer (Director, Pres and CEO) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −92,231 184,463 owned after | $0.00 | 2013-03-05 | |
| 2013-03-01 | WERNER THOMAS H Director, Officer (Director, Pres and CEO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,334 0 owned after | $0.00 | 2013-03-05 | |
| 2013-03-01 | WERNER THOMAS H Director, Officer (Director, Pres and CEO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,333 33,334 owned after | $0.00 | 2013-03-05 | |
| 2013-03-01 | WERNER THOMAS H Director, Officer (Director, Pres and CEO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −75,000 150,000 owned after | $0.00 | 2013-03-05 | |
| 2013-03-01 | WERNER THOMAS H Director, Officer (Director, Pres and CEO) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,100 15,100 owned after | $0.00 | 2013-03-05 | |
| 2013-03-01 | Wenger Howard Officer (President, Regions) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,230 0 owned after | $0.00 | 2013-03-05 | |
| 2013-03-01 | Wenger Howard Officer (President, Regions) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,743 61,488 owned after | $0.00 | 2013-03-05 | |
| 2013-03-01 | Wenger Howard Officer (President, Regions) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,334 0 owned after | $0.00 | 2013-03-05 | |
| 2013-03-01 | Wenger Howard Officer (President, Regions) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,667 11,667 owned after | $0.00 | 2013-03-05 | |
| 2013-03-01 | Wenger Howard Officer (President, Regions) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 50,000 owned after | $0.00 | 2013-03-05 | |
| 2013-03-01 | Wenger Howard Officer (President, Regions) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,333 6,667 owned after | $0.00 | 2013-03-05 | |
| 2013-03-01 | Wenger Howard Officer (President, Regions) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,285 5,285 owned after | $0.00 | 2013-03-05 | |
| 2013-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,184 0 owned after | $0.00 | 2013-03-05 | |
| 2013-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,619 51,240 owned after | $0.00 | 2013-03-05 | |
| 2013-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,667 0 owned after | $0.00 | 2013-03-05 | |
| 2013-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 10,000 owned after | $0.00 | 2013-03-05 | |
| 2013-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,833 41,667 owned after | $0.00 | 2013-03-05 | |
| 2013-03-01 | Richards Douglas J. Officer (EVP, Administration) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,530 4,530 owned after | $0.00 | 2013-03-05 | |
| 2013-03-01 | NEESE MARTY T Officer (Chief Operating Officer) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,368 0 owned after | $0.00 | 2013-03-05 | |
| 2013-03-01 | NEESE MARTY T Officer (Chief Operating Officer) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −36,000 0 owned after | $0.00 | 2013-03-05 | |
| 2013-03-01 | NEESE MARTY T Officer (Chief Operating Officer) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,743 61,488 owned after | $0.00 | 2013-03-05 | |
| 2013-03-01 | NEESE MARTY T Officer (Chief Operating Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,334 0 owned after | $0.00 | 2013-03-05 | |
| 2013-03-01 | NEESE MARTY T Officer (Chief Operating Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 10,000 owned after | $0.00 | 2013-03-05 | |
| 2013-03-01 | NEESE MARTY T Officer (Chief Operating Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 50,000 owned after | $0.00 | 2013-03-05 | |
| 2013-03-01 | NEESE MARTY T Officer (Chief Operating Officer) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,530 4,530 owned after | $0.00 | 2013-03-05 | |
| 2013-03-01 | Branderiz Eric Officer (SVP & Prin Acct Off) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,333 2,334 owned after | $0.00 | 2013-03-05 | |
| 2013-03-01 | Branderiz Eric Officer (SVP & Prin Acct Off) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,120 1,120 owned after | $0.00 | 2013-03-05 | |
| 2013-03-01 | BOYNTON CHARLES D Officer (EVP & CFO) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,496 40,992 owned after | $0.00 | 2013-03-05 | |
| 2013-03-01 | BOYNTON CHARLES D Officer (EVP & CFO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,666 33,334 owned after | $0.00 | 2013-03-05 | |
| 2013-03-01 | BOYNTON CHARLES D Officer (EVP & CFO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,333 2,334 owned after | $0.00 | 2013-03-05 | |
| 2013-03-01 | BOYNTON CHARLES D Officer (EVP & CFO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −25,000 50,000 owned after | $0.00 | 2013-03-05 | |
| 2013-03-01 | BOYNTON CHARLES D Officer (EVP & CFO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,120 1,120 owned after | $0.00 | 2013-03-05 | |
| 2013-02-19 | Branderiz Eric Officer (SVP & Prin Acct Off) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $0.00 | 2013-02-21 | |
| 2013-02-19 | WERNER THOMAS H Director, Officer (Director, Pres and CEO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +263,500 263,500 owned after | $0.00 | 2013-02-21 | |
| 2013-02-19 | WERNER THOMAS H Director, Officer (Director, Pres and CEO) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +276,694 276,694 owned after | $0.00 | 2013-02-21 | |
| 2013-02-19 | Wenger Howard Officer (President, Regions) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,000 70,000 owned after | $0.00 | 2013-02-21 | |
| 2013-02-19 | Wenger Howard Officer (President, Regions) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +92,231 92,231 owned after | $0.00 | 2013-02-21 | |
| 2013-02-19 | Wenger Howard Officer (President, Regions) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2013-02-21 | |
| 2013-02-19 | Richards Douglas J. Officer (EVP, Administration) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +55,000 55,000 owned after | $0.00 | 2013-02-21 | |
| 2013-02-19 | Richards Douglas J. Officer (EVP, Administration) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +76,859 76,859 owned after | $0.00 | 2013-02-21 | |
| 2013-02-19 | NEESE MARTY T Officer (Chief Operating Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,000 70,000 owned after | $0.00 | 2013-02-21 | |
| 2013-02-19 | NEESE MARTY T Officer (Chief Operating Officer) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +92,231 92,231 owned after | $0.00 | 2013-02-21 | |
| 2013-02-19 | NEESE MARTY T Officer (Chief Operating Officer) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +36,000 36,000 owned after | $0.00 | 2013-02-21 | |
| 2013-02-19 | BOYNTON CHARLES D Officer (EVP & CFO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +70,000 70,000 owned after | $0.00 | 2013-02-21 | |
| 2013-02-19 | BOYNTON CHARLES D Officer (EVP & CFO) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +61,488 61,488 owned after | $0.00 | 2013-02-21 | |
| 2013-02-19 | BODENSTEINER LISA MARIE Officer (EVP & General Counsel) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.00 | 2013-02-21 | |
| 2013-02-11 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,944 7,944 owned after | $0.00 | 2013-02-13 | |
| 2013-02-11 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,944 0 owned after | $0.00 | 2013-02-13 | |
| 2013-02-11 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,944 7,944 owned after | $0.00 | 2013-02-13 | |
| 2013-02-11 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,944 0 owned after | $0.00 | 2013-02-13 |