SUNPOWER CORP Forms 3, 4 and 5: Restricted Stock Units and Performance Rights
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 102 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-12-21: Reporting owner Richards Douglas J.; Form 4; Security Restricted Stock Units (RSUs); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-12-21: Reporting owner NEESE MARTY T; Form 4; Security Restricted Stock Units (RSUs); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-12-21: Reporting owner Wenger Howard; Form 4; Security Restricted Stock Units (RSUs); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-12-21: Reporting owner WERNER THOMAS H; Form 4; Security Restricted Stock Units (RSUs); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-12-21 | Richards Douglas J. Officer (EVP, Administration) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.00 | 2011-12-23 | |
| 2011-12-21 | NEESE MARTY T Officer (Chief Operating Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120,000 120,000 owned after | $0.00 | 2011-12-23 | |
| 2011-12-21 | Wenger Howard Officer (President, Regions) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +120,000 120,000 owned after | $0.00 | 2011-12-23 | |
| 2011-12-21 | WERNER THOMAS H Director, Officer (Director, Pres and CEO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $0.00 | 2011-12-23 | |
| 2011-12-21 | Branderiz Eric Officer (Principal Accounting Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $0.00 | 2011-12-23 | |
| 2011-11-12 | ARRIOLA DENNIS V Officer (EVP and CFO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,668 0 owned after | $0.00 | 2011-11-15 | |
| 2011-11-11 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,157 9,157 owned after | $0.00 | 2011-11-15 | |
| 2011-11-11 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,157 0 owned after | $0.00 | 2011-11-15 | |
| 2011-11-11 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,157 9,157 owned after | $0.00 | 2011-11-15 | |
| 2011-11-11 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,157 0 owned after | $0.00 | 2011-11-15 | |
| 2011-11-11 | ATKINS BETSY S Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,157 9,157 owned after | $0.00 | 2011-11-15 | |
| 2011-11-11 | ATKINS BETSY S Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,157 0 owned after | $0.00 | 2011-11-15 | |
| 2011-11-11 | ALBRECHT W STEVE Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,157 9,157 owned after | $0.00 | 2011-11-15 | |
| 2011-11-11 | ALBRECHT W STEVE Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −9,157 0 owned after | $0.00 | 2011-11-15 | |
| 2011-11-04 | PAPE JAMES S Officer (President, R & C) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +52,501 52,501 owned after | $0.00 | 2011-11-08 | |
| 2011-11-04 | PAPE JAMES S Officer (President, R & C) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −52,501 0 owned after | $0.00 | 2011-11-08 | |
| 2011-11-04 | PAPE JAMES S Officer (President, R & C) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −35,000 0 owned after | $0.00 | 2011-11-08 | |
| 2011-11-04 | PAPE JAMES S Officer (President, R & C) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,000 0 owned after | $0.00 | 2011-11-08 | |
| 2011-09-16 holding as of filing | Branderiz Eric Officer (Principal Accounting Officer) | 3 | Restricted Stock Units (RSUs) Derivative · Direct | Holding | no price filed | 2011-09-16 | ||
| 2011-09-16 holding as of filing | Branderiz Eric Officer (Principal Accounting Officer) | 3 | Restricted Stock Units (RSUs) Derivative · Direct | Holding | no price filed | 2011-09-16 | ||
| 2011-09-14 | Branderiz Eric Officer (Principal Accounting Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,000 10,000 owned after | $0.00 | 2011-09-16 | |
| 2011-09-11 | Richards Douglas J. Officer (EVP, HR and Corp. Svcs.) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,250 0 owned after | $0.00 | 2011-09-13 | |
| 2011-08-11 | ATKINS BETSY S Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,719 4,719 owned after | $0.00 | 2011-08-15 | |
| 2011-08-11 | ATKINS BETSY S Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,719 0 owned after | $0.00 | 2011-08-15 | |
| 2011-08-11 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,719 4,719 owned after | $0.00 | 2011-08-15 | |
| 2011-08-11 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,719 0 owned after | $0.00 | 2011-08-15 | |
| 2011-08-11 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,719 4,719 owned after | $0.00 | 2011-08-15 | |
| 2011-08-11 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,719 0 owned after | $0.00 | 2011-08-15 | |
| 2011-08-11 | ALBRECHT W STEVE Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,719 4,719 owned after | $0.00 | 2011-08-15 | |
| 2011-08-11 | ALBRECHT W STEVE Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,719 0 owned after | $0.00 | 2011-08-15 | |
| 2011-07-02 | NEESE MARTY T Officer (Chief Operating Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +16,668 0 owned after | $0.00 | 2011-07-06 | |
| 2011-06-28 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,960 0 owned after | $0.00 | 2011-06-30 | |
| 2011-06-28 | BUFE UWE-ERNST Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,960 0 owned after | $0.00 | 2011-06-30 | |
| 2011-05-11 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,808 2,808 owned after | $0.00 | 2011-05-13 | |
| 2011-05-11 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,808 0 owned after | $0.00 | 2011-05-13 | |
| 2011-05-11 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,574 2,574 owned after | $0.00 | 2011-05-13 | |
| 2011-05-11 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,574 0 owned after | $0.00 | 2011-05-13 | |
| 2011-05-11 | BUFE UWE-ERNST Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,574 2,574 owned after | $0.00 | 2011-05-13 | |
| 2011-05-11 | BUFE UWE-ERNST Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,574 0 owned after | $0.00 | 2011-05-13 | |
| 2011-05-11 | ATKINS BETSY S Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,808 2,808 owned after | $0.00 | 2011-05-13 | |
| 2011-05-11 | ATKINS BETSY S Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,808 0 owned after | $0.00 | 2011-05-13 | |
| 2011-05-11 | ALBRECHT W STEVE Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +2,808 2,808 owned after | $0.00 | 2011-05-13 | |
| 2011-05-11 | ALBRECHT W STEVE Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,808 0 owned after | $0.00 | 2011-05-13 | |
| 2011-05-03 | Wenger Howard Officer (President, U&PP) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,000 5,000 owned after | $0.00 | 2011-05-05 | |
| 2011-05-03 | Richards Douglas J. Officer (EVP, HR and Corporate Services) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,333 3,334 owned after | $0.00 | 2011-05-05 | |
| 2011-05-03 | LEDESMA BRUCE Officer (EVP, Gen Counsel & Corp. Sec.) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,333 3,334 owned after | $0.00 | 2011-05-05 | |
| 2011-05-03 | ARRIOLA DENNIS V Officer (EVP & Chief Financial Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,667 6,667 owned after | $0.00 | 2011-05-05 | |
| 2011-03-01 | NEESE MARTY T Officer (Chief Operating Officer) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,366 32,734 owned after | $0.00 | 2011-03-02 | |
| 2011-03-01 | NEESE MARTY T Officer (Chief Operating Officer) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −11,300 0 owned after | $0.00 | 2011-03-02 | |
| 2011-03-01 | NEESE MARTY T Officer (Chief Operating Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −13,333 26,667 owned after | $0.00 | 2011-03-02 | |
| 2011-03-01 | LEDESMA BRUCE Officer (EVP, Gen Counsel & Corp. Sec.) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,229 20,459 owned after | $0.00 | 2011-03-02 | |
| 2011-03-01 | LEDESMA BRUCE Officer (EVP, Gen Counsel & Corp. Sec.) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,333 16,667 owned after | $0.00 | 2011-03-02 | |
| 2011-03-01 | WERNER THOMAS H Director, Officer (Director, Pres and CEO) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −40,916 81,833 owned after | $0.00 | 2011-03-02 | |
| 2011-03-01 | WERNER THOMAS H Director, Officer (Director, Pres and CEO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −33,333 66,667 owned after | $0.00 | 2011-03-02 | |
| 2011-03-01 | Wenger Howard Officer (President, Util. & Pwr Plants) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,229 20,459 owned after | $0.00 | 2011-03-02 | |
| 2011-03-01 | Wenger Howard Officer (President, Util. & Pwr Plants) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −23,333 46,667 owned after | $0.00 | 2011-03-02 | |
| 2011-03-01 | Richards Douglas J. Officer (EVP, HR and Corp. Svcs.) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −8,183 16,368 owned after | $0.00 | 2011-03-02 | |
| 2011-03-01 | Richards Douglas J. Officer (EVP, HR and Corp. Svcs.) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −6,666 13,334 owned after | $0.00 | 2011-03-02 | |
| 2011-03-01 | PAPE JAMES S Officer (President, R & C) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,000 40,000 owned after | $0.00 | 2011-03-02 | |
| 2011-03-01 | ARRIOLA DENNIS V Officer (EVP & Chief Financial Officer) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −20,458 40,918 owned after | $0.00 | 2011-03-02 | |
| 2011-03-01 | ARRIOLA DENNIS V Officer (EVP & Chief Financial Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,666 33,334 owned after | $0.00 | 2011-03-02 | |
| 2011-02-28 | NEESE MARTY T Officer (Chief Operating Officer) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +49,100 49,100 owned after | $0.00 | 2011-03-02 | |
| 2011-02-28 | NEESE MARTY T Officer (Chief Operating Officer) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +11,300 11,300 owned after | $0.00 | 2011-03-02 | |
| 2011-02-28 | LEDESMA BRUCE Officer (EVP, Gen Counsel & Corp. Sec.) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,688 30,688 owned after | $0.00 | 2011-03-02 | |
| 2011-02-28 | WERNER THOMAS H Director, Officer (Director, Pres and CEO) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +122,749 122,749 owned after | $0.00 | 2011-03-02 | |
| 2011-02-28 | Wenger Howard Officer (President, Util. & Pwr Plants) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,688 30,688 owned after | $0.00 | 2011-03-02 | |
| 2011-02-28 | Richards Douglas J. Officer (EVP, HR and Corp. Svcs.) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,551 24,551 owned after | $0.00 | 2011-03-02 | |
| 2011-02-28 | ARRIOLA DENNIS V Officer (EVP & Chief Financial Officer) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +61,376 61,376 owned after | $0.00 | 2011-03-02 | |
| 2011-02-16 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,320 3,960 owned after | $0.00 | 2011-02-18 | |
| 2011-02-11 | WERNER THOMAS H Director, Officer (Director, Pres and CEO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −16,666 16,668 owned after | $0.00 | 2011-02-15 | |
| 2011-02-11 | Wenger Howard Officer (President, U&PP) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,999 5,001 owned after | $0.00 | 2011-02-15 | |
| 2011-02-11 | Richards Douglas J. Officer (EVP, HR and Corporate Services) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,333 3,334 owned after | $0.00 | 2011-02-15 | |
| 2011-02-11 | NEESE MARTY T Officer (Chief Operating Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,499 2,501 owned after | $0.00 | 2011-02-15 | |
| 2011-02-11 | LEDESMA BRUCE Officer (EVP, Gen Counsel & Corp. Sec.) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,333 3,334 owned after | $0.00 | 2011-02-15 | |
| 2011-02-11 | ARRIOLA DENNIS V Officer (EVP & Chief Financial Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −833 834 owned after | $0.00 | 2011-02-15 | |
| 2011-02-11 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,740 3,740 owned after | $0.00 | 2011-02-15 | |
| 2011-02-11 | Wood Patrick III Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,740 0 owned after | $0.00 | 2011-02-15 | |
| 2011-02-11 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,428 3,428 owned after | $0.00 | 2011-02-15 | |
| 2011-02-11 | MCDANIEL THOMAS R Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,428 0 owned after | $0.00 | 2011-02-15 | |
| 2011-02-11 | RODGERS THURMAN J Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +5,455 5,455 owned after | $0.00 | 2011-02-15 | |
| 2011-02-11 | RODGERS THURMAN J Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −5,455 0 owned after | $0.00 | 2011-02-15 | |
| 2011-02-11 | BUFE UWE-ERNST Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,428 3,428 owned after | $0.00 | 2011-02-15 | |
| 2011-02-11 | BUFE UWE-ERNST Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,428 0 owned after | $0.00 | 2011-02-15 | |
| 2011-02-11 | ATKINS BETSY S Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,740 3,740 owned after | $0.00 | 2011-02-15 | |
| 2011-02-11 | ATKINS BETSY S Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,740 0 owned after | $0.00 | 2011-02-15 | |
| 2011-02-11 | ALBRECHT W STEVE Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +3,740 3,740 owned after | $0.00 | 2011-02-15 | |
| 2011-02-11 | ALBRECHT W STEVE Director | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,740 0 owned after | $0.00 | 2011-02-15 | |
| 2011-01-31 | Richards Douglas J. Officer (EVP, HR and Corp. Svcs.) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $0.00 | 2011-02-02 | |
| 2011-01-31 | Richards Douglas J. Officer (EVP, HR and Corp. Svcs.) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −834 0 owned after | $0.00 | 2011-02-02 | |
| 2011-01-31 | Richards Douglas J. Officer (EVP, HR and Corp. Svcs.) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,231 0 owned after | $0.00 | 2011-02-02 | |
| 2011-01-31 | LEDESMA BRUCE Officer (EVP, Gen Counsel & Corp. Sec.) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $0.00 | 2011-02-02 | |
| 2011-01-31 | LEDESMA BRUCE Officer (EVP, Gen Counsel & Corp. Sec.) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −834 0 owned after | $0.00 | 2011-02-02 | |
| 2011-01-31 | LEDESMA BRUCE Officer (EVP, Gen Counsel & Corp. Sec.) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −2,231 0 owned after | $0.00 | 2011-02-02 | |
| 2011-01-31 | PAPE JAMES S Officer (President, R & C) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $0.00 | 2011-02-02 | |
| 2011-01-31 | Wenger Howard Officer (President, Util. & Pwr Plants) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $0.00 | 2011-02-02 | |
| 2011-01-31 | Wenger Howard Officer (President, Util. & Pwr Plants) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −1,334 0 owned after | $0.00 | 2011-02-02 | |
| 2011-01-31 | Wenger Howard Officer (President, Util. & Pwr Plants) | 4 | Performance-Based Restricted Stock Units (PSUs) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −3,569 0 owned after | $0.00 | 2011-02-02 | |
| 2011-01-31 | ARRIOLA DENNIS V Officer (EVP and CFO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $0.00 | 2011-02-02 | |
| 2011-01-31 | NEESE MARTY T Officer (Chief Operating Officer) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,000 30,000 owned after | $0.00 | 2011-02-02 | |
| 2011-01-31 | WERNER THOMAS H Director, Officer (Director, Pres and CEO) | 4 | Restricted Stock Units (RSUs) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $0.00 | 2011-02-02 |