SATCON TECHNOLOGY CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 30 rows in 2010. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2010-10-26: Reporting owner PECK DONALD R; Form 4/A; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-10-26: Reporting owner RHOADES C STEVE; Form 4/A; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-10-26: Reporting owner RHOADES C STEVE; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2010-10-26: Reporting owner PECK DONALD R; Form 4; Security Stcok Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2010-10-26 | PECK DONALD R Officer (CFO and Treasurer) | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +0 0 owned after | $0.00 | 2010-11-05 | |
| 2010-10-26 | RHOADES C STEVE Director, Officer (President and CEO) | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $4.29 exercise price | 2010-11-04 | |
| 2010-10-26 | RHOADES C STEVE Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $4.29 exercise price | 2010-10-28 | |
| 2010-10-26 | PECK DONALD R Officer (CFO and Treasurer) | 4 | Stcok Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $4.29 exercise price | 2010-10-28 | |
| 2010-10-26 | Casey Leo Francis Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $4.29 exercise price | 2010-10-28 | |
| 2010-10-26 | DeGraff Peter Officer (Exec. VP of Sales & Marketing) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +150,000 150,000 owned after | $4.29 exercise price | 2010-10-28 | |
| 2010-10-26 | Gomolak Aaron Other (Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $4.29 exercise price | 2010-10-28 | |
| 2010-10-26 | Daniel E Gladkowski Officer (VP of Administration) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $4.29 exercise price | 2010-10-28 | |
| 2010-10-26 | Peacock John W Other (Corporate Controller) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $4.29 exercise price | 2010-10-28 | |
| 2010-08-10 | Peacock John W Other (Corporate Controller) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,938 24,062 owned after | $1.14 exercise price | 2010-08-12 | |
| 2010-08-10 | Peacock John W Other (Corporate Controller) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,500 7,500 owned after | $2.40 exercise price | 2010-08-12 | |
| 2010-08-10 | Peacock John W Other (Corporate Controller) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $2.95 exercise price | 2010-08-12 | |
| 2010-08-10 | Peacock John W Other (Corporate Controller) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −10,000 0 owned after | $2.08 exercise price | 2010-08-12 | |
| 2010-08-10 | Peacock John W Other (Corporate Controller) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −15,000 0 owned after | $1.49 exercise price | 2010-08-12 | |
| 2010-06-08 | NGP Energy Technology Partners, L.P. | NGP ETP, L.L.C. | Energy Technology Partners, L.L.C. 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,500 36,500 owned after | $2.25 exercise price | 2010-07-12 | |
| 2010-06-08 | ELLIS ALEXANDER III | MCDERMOTT CHARLES J | JAMES WILLIAM E | Wilson Stoddard Moran | RockPort Capital II, L.L.C. | RockPort Capital Partners II, LP | James Janet Burrows 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,000 86,000 owned after | $2.25 exercise price | 2010-07-12 | |
| 2010-06-08 | Prend David J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,000 23,000 owned after | $2.25 exercise price | 2010-06-14 | |
| 2010-06-08 | Carroll John M Director | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 24,000 owned after | $2.25 exercise price | 2010-06-14 | |
| 2010-06-08 | DEUTCH PHILIP J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,000 19,000 owned after | $2.25 exercise price | 2010-06-14 | |
| 2010-06-08 | DWIGHT DANIEL R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,000 28,000 owned after | $2.25 exercise price | 2010-06-14 | |
| 2010-06-08 | KIRTLEY JAMES L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $2.25 exercise price | 2010-06-14 | |
| 2010-06-08 | SCHOENBERGER ROBERT G Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 24,000 owned after | $2.25 exercise price | 2010-06-14 | |
| 2010-06-08 | Carroll John M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 24,000 owned after | $2.25 exercise price | 2010-06-14 | |
| 2010-03-18 | DeGraff Peter Other (VP, Marketing & Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $2.35 exercise price | 2010-03-23 | |
| 2010-03-18 | Casey Leo Francis Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +200,000 200,000 owned after | $2.35 exercise price | 2010-03-22 | |
| 2010-03-18 | RHOADES C STEVE Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $2.35 exercise price | 2010-03-22 | |
| 2010-03-18 | Daniel E Gladkowski Officer (VP of Administration) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $2.35 exercise price | 2010-03-22 | |
| 2010-03-18 | Peacock John W Other (Corporate Controller) | 4 | Stock Option (Right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $2.35 exercise price | 2010-03-22 | |
| 2010-03-15 | PECK DONALD R Officer (CFO and Treasurer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +1,000,000 1,000,000 owned after | $2.33 exercise price | 2010-03-17 | |
| 2010-02-01 | Gomolak Aaron Other (Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 0 owned after | $2.35 exercise price | 2010-02-04 |