SATCON TECHNOLOGY CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 17 rows in 2011. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-11-23: Reporting owner Peacock John W; Form 4; Security Stock Option (right to buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-08-02: Reporting owner Michael Brian; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-06-30: Reporting owner Prend David J; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-06-30: Reporting owner DEUTCH PHILIP J; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-11-23 | Peacock John W Other (Corporate Controller) | 4 | Stock Option (right to buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $0.73 exercise price | 2011-11-28 | |
| 2011-08-02 | Michael Brian Other (Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.57 exercise price | 2011-08-04 | |
| 2011-06-30 | Prend David J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +23,000 0 owned after | $2.39 exercise price | 2011-07-06 | |
| 2011-06-30 | DEUTCH PHILIP J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,000 0 owned after | $2.39 exercise price | 2011-07-01 | |
| 2011-06-30 | Carroll John M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 0 owned after | $2.39 exercise price | 2011-07-01 | |
| 2011-06-30 | KIRTLEY JAMES L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 0 owned after | $2.39 exercise price | 2011-07-01 | |
| 2011-06-30 | SCHOENBERGER ROBERT G Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 0 owned after | $2.39 exercise price | 2011-07-01 | |
| 2011-06-30 | DWIGHT DANIEL R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +28,000 0 owned after | $2.39 exercise price | 2011-07-01 | |
| 2011-05-13 holding as of filing | Michael Brian Other (Vice President) | 3 | Stock Option (Right to Buy) Derivative · Direct | Holding | $2.99 exercise price | 2011-05-13 | ||
| 2011-05-10 | RHOADES C STEVE Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +300,000 300,000 owned after | $2.99 exercise price | 2011-05-17 | |
| 2011-05-10 | DeGraff Peter Officer (Exec. VP of Sales & Marketing) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $2.99 exercise price | 2011-05-17 | |
| 2011-05-10 | Gomolak Aaron Other (Vice President) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +400,000 400,000 owned after | $2.99 exercise price | 2011-05-13 | |
| 2011-05-10 | Casey Leo Francis Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $2.99 exercise price | 2011-05-13 | |
| 2011-05-10 | Daniel E Gladkowski Officer (VP of Administration) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $2.99 exercise price | 2011-05-13 | |
| 2011-05-10 | Peacock John W Other (Corporate Controller) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +25,000 25,000 owned after | $2.99 exercise price | 2011-05-13 | |
| 2011-03-03 | Casey Leo Francis Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −41,236 0 owned after | $2.05 exercise price | 2011-03-07 | |
| 2011-03-02 | Casey Leo Francis Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | +38,764 0 owned after | $2.05 exercise price | 2011-03-04 |