SATCON TECHNOLOGY CORP Forms 3, 4 and 5: Stock Options
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 16 rows in 2009. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2009-07-01: Reporting owner RHOADES C STEVE; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-06-09: Reporting owner Energy Technology Partners, L.L.C. | NGP Energy Technology Partners, L.P. | NGP ETP, L.L.C.; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-06-09: Reporting owner ELLIS ALEXANDER III | RockPort Capital Partners II, LP | MCDERMOTT CHARLES J | RockPort Capital II, L.L.C. | James Janet Burrows | Wilson Stoddard Moran | JAMES WILLIAM E; Form 4; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2009-06-09: Reporting owner DEUTCH PHILIP J; Form 4/A; Security Stock Option (Right to Buy); Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2009-07-01 | RHOADES C STEVE Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.82 exercise price | 2009-07-09 | |
| 2009-06-09 | Energy Technology Partners, L.L.C. | NGP Energy Technology Partners, L.P. | NGP ETP, L.L.C. 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +9,000 27,000 owned after | $2.11 exercise price | 2009-07-08 | |
| 2009-06-09 | ELLIS ALEXANDER III | RockPort Capital Partners II, LP | MCDERMOTT CHARLES J | RockPort Capital II, L.L.C. | James Janet Burrows | Wilson Stoddard Moran | JAMES WILLIAM E 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Stock Option (Right to Buy) Derivative · Indirect · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,000 63,000 owned after | $2.11 exercise price | 2009-07-08 | |
| 2009-06-09 | DEUTCH PHILIP J Director | 4/A | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,000 18,000 owned after | $2.11 exercise price | 2009-06-11 | |
| 2009-06-09 | Carroll John M Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +24,000 24,000 owned after | $2.11 exercise price | 2009-06-11 | |
| 2009-06-09 | DWIGHT DANIEL R Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +27,000 27,000 owned after | $2.11 exercise price | 2009-06-11 | |
| 2009-06-09 | KIRTLEY JAMES L Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +15,000 15,000 owned after | $2.11 exercise price | 2009-06-11 | |
| 2009-06-09 | SCHOENBERGER ROBERT G Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +20,000 20,000 owned after | $2.11 exercise price | 2009-06-11 | |
| 2009-06-09 | DEUTCH PHILIP J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +18,000 18,000 owned after | $2.11 exercise price | 2009-06-11 | |
| 2009-06-09 | Prend David J Director | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +22,000 22,000 owned after | $2.11 exercise price | 2009-06-11 | |
| 2009-04-14 | Han Charles J Other (Vice President, Operations) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +50,000 50,000 owned after | $1.79 exercise price | 2009-04-20 | |
| 2009-03-02 | RHOADES C STEVE Director, Officer (President and CEO) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +250,000 250,000 owned after | $1.14 exercise price | 2009-03-05 | |
| 2009-03-02 | DeGraff Peter Other (VP, Marketing & Sales) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.14 exercise price | 2009-03-05 | |
| 2009-03-02 | Casey Leo Francis Officer (Chief Technology Officer) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +100,000 100,000 owned after | $1.14 exercise price | 2009-03-05 | |
| 2009-03-02 | Daniel E Gladkowski Officer (VP of Administration) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +75,000 75,000 owned after | $1.14 exercise price | 2009-03-05 | |
| 2009-03-02 | Peacock John W Other (Corporate Controller) | 4 | Stock Option (Right to Buy) Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +35,000 35,000 owned after | $1.14 exercise price | 2009-03-05 |