SATCON TECHNOLOGY CORP Forms 3, 4 and 5: Warrants
Statements of beneficial ownership filed with the SEC by officers, directors and 10% owners: 66 rows, 66 shown. Transaction codes are the SEC's. Shares and prices are split-adjusted; the as-filed figure is underneath.
- 2011-09-30: Reporting owner MCDERMOTT CHARLES J | ELLIS ALEXANDER III | Wilson Stoddard Moran | RockPort Capital II, L.L.C. | JAMES WILLIAM E | James Janet Burrows | RockPort Capital Partners II, LP; Form 4; Security Warrant to purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-09-30: Reporting owner Prend David J; Form 4; Security Warrant to purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-09-30: Reporting owner DEUTCH PHILIP J; Form 4; Security Warrant to purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
- 2011-09-30: Reporting owner Energy Technology Partners, L.L.C. | NGP Energy Technology Partners, L.P. | NGP ETP, L.L.C.; Form 4; Security Warrant to purchase Common Stock; Transaction A Grant, award or other acquisition pursuant to Rule 16b-3(d).
| Transaction date | Reporting owner | Form | Security | Transaction | Shares | Price | Price that day | Filing |
|---|---|---|---|---|---|---|---|---|
| 2011-09-30 | MCDERMOTT CHARLES J | ELLIS ALEXANDER III | Wilson Stoddard Moran | RockPort Capital II, L.L.C. | JAMES WILLIAM E | James Janet Burrows | RockPort Capital Partners II, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,454 13,226,531 owned after | $1.66 exercise price | 2011-10-03 | |
| 2011-09-30 | Prend David J Director, 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +65,454 13,226,531 owned after | $1.66 exercise price | 2011-10-03 | |
| 2011-09-30 | DEUTCH PHILIP J Director, 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,636 719,560 owned after | $1.66 exercise price | 2011-10-03 | |
| 2011-09-30 | Energy Technology Partners, L.L.C. | NGP Energy Technology Partners, L.P. | NGP ETP, L.L.C. 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +43,636 719,560 owned after | $1.66 exercise price | 2011-10-03 | |
| 2011-03-31 | MCDERMOTT CHARLES J | RockPort Capital II, L.L.C. | Wilson Stoddard Moran | ELLIS ALEXANDER III | RockPort Capital Partners II, LP | JAMES WILLIAM E | James Janet Burrows 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +253,637 13,161,077 owned after | $1.66 exercise price | 2011-04-01 | |
| 2011-03-31 | Prend David J Director, 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +253,637 13,161,077 owned after | $1.66 exercise price | 2011-04-01 | |
| 2011-03-31 | Energy Technology Partners, L.L.C. | NGP ETP, L.L.C. | NGP Energy Technology Partners, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +169,091 675,924 owned after | $1.66 exercise price | 2011-04-01 | |
| 2011-03-31 | DEUTCH PHILIP J Director, 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +169,091 675,924 owned after | $1.66 exercise price | 2011-04-01 | |
| 2010-12-31 | DEUTCH PHILIP J Director, 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +180,088 506,833 owned after | $1.66 exercise price | 2011-01-04 | |
| 2010-12-31 | NGP Energy Technology Partners, L.P. | Energy Technology Partners, L.L.C. | NGP ETP, L.L.C. 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +180,088 506,833 owned after | $1.66 exercise price | 2011-01-04 | |
| 2010-12-31 | Prend David J Director, 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +270,132 12,907,440 owned after | $1.66 exercise price | 2011-01-04 | |
| 2010-12-31 | Wilson Stoddard Moran | ELLIS ALEXANDER III | RockPort Capital II, L.L.C. | JAMES WILLIAM E | RockPort Capital Partners II, LP | James Janet Burrows | MCDERMOTT CHARLES J 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +270,132 12,907,440 owned after | $1.66 exercise price | 2011-01-04 | |
| 2010-09-30 | DEUTCH PHILIP J Director, 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +165,321 11,307,382 owned after | $1.66 exercise price | 2010-10-01 | |
| 2010-09-30 | NGP Energy Technology Partners, L.P. | Energy Technology Partners, L.L.C. | NGP ETP, L.L.C. 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +165,321 11,307,382 owned after | $1.66 exercise price | 2010-10-01 | |
| 2010-09-30 | Prend David J Director, 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +247,982 29,094,104 owned after | $1.66 exercise price | 2010-10-01 | |
| 2010-09-30 | ELLIS ALEXANDER III | RockPort Capital II, L.L.C. | James Janet Burrows | Wilson Stoddard Moran | MCDERMOTT CHARLES J | JAMES WILLIAM E | RockPort Capital Partners II, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Direct | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +247,982 29,094,104 owned after | $1.66 exercise price | 2010-10-01 | |
| 2010-08-10 | Energy Technology Partners, L.L.C. | NGP ETP, L.L.C. | NGP Energy Technology Partners, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,631,036 11,541,317 owned after | $1.25 exercise price | 2010-08-12 | |
| 2010-08-10 | Energy Technology Partners, L.L.C. | NGP ETP, L.L.C. | NGP Energy Technology Partners, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −253,580 11,287,737 owned after | $1.25 exercise price | 2010-08-12 | |
| 2010-08-10 | Energy Technology Partners, L.L.C. | NGP ETP, L.L.C. | NGP Energy Technology Partners, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,951 11,256,786 owned after | $1.66 exercise price | 2010-08-12 | |
| 2010-08-10 | Energy Technology Partners, L.L.C. | NGP ETP, L.L.C. | NGP Energy Technology Partners, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,042 11,252,744 owned after | $1.66 exercise price | 2010-08-12 | |
| 2010-08-10 | Energy Technology Partners, L.L.C. | NGP ETP, L.L.C. | NGP Energy Technology Partners, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −152,000 11,100,744 owned after | $1.80 exercise price | 2010-08-12 | |
| 2010-08-10 | Energy Technology Partners, L.L.C. | NGP ETP, L.L.C. | NGP Energy Technology Partners, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,164 11,093,580 owned after | $1.66 exercise price | 2010-08-12 | |
| 2010-08-10 | Energy Technology Partners, L.L.C. | NGP ETP, L.L.C. | NGP Energy Technology Partners, L.P. 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Direct | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,354 11,074,226 owned after | $1.66 exercise price | 2010-08-12 | |
| 2010-08-10 | DEUTCH PHILIP J Director, 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Indirect · See Footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,631,036 11,541,317 owned after | $1.25 exercise price | 2010-08-12 | |
| 2010-08-10 | DEUTCH PHILIP J Director, 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Indirect · See Footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −253,580 11,287,737 owned after | $1.25 exercise price | 2010-08-12 | |
| 2010-08-10 | DEUTCH PHILIP J Director, 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Indirect · See Footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −30,951 11,256,786 owned after | $1.66 exercise price | 2010-08-12 | |
| 2010-08-10 | DEUTCH PHILIP J Director, 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Indirect · See Footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −4,042 11,252,744 owned after | $1.66 exercise price | 2010-08-12 | |
| 2010-08-10 | DEUTCH PHILIP J Director, 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Indirect · See Footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −152,000 11,100,744 owned after | $1.80 exercise price | 2010-08-12 | |
| 2010-08-10 | DEUTCH PHILIP J Director, 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Indirect · See Footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −7,164 11,093,580 owned after | $1.66 exercise price | 2010-08-12 | |
| 2010-08-10 | DEUTCH PHILIP J Director, 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Indirect · See Footnote | M Exercise or conversion of derivative security exempted pursuant to Rule 16b-3 | −19,354 11,074,226 owned after | $1.66 exercise price | 2010-08-12 | |
| 2010-06-30 | DEUTCH PHILIP J Director, 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +98,454 19,113,344 owned after | $1.66 exercise price | 2010-07-12 | |
| 2010-06-30 | NGP Energy Technology Partners, L.P. | NGP ETP, L.L.C. | Energy Technology Partners, L.L.C. 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +98,454 19,113,344 owned after | $1.66 exercise price | 2010-07-12 | |
| 2010-06-30 | Prend David J Director, 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +147,680 28,670,015 owned after | $1.66 exercise price | 2010-07-12 | |
| 2010-06-30 | ELLIS ALEXANDER III | MCDERMOTT CHARLES J | JAMES WILLIAM E | Wilson Stoddard Moran | RockPort Capital II, L.L.C. | RockPort Capital Partners II, LP | James Janet Burrows 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +147,680 28,670,015 owned after | $1.66 exercise price | 2010-07-12 | |
| 2010-03-31 | DEUTCH PHILIP J Director, 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,970 18,895,027 owned after | $1.66 exercise price | 2010-07-12 | |
| 2010-03-31 | NGP Energy Technology Partners, L.P. | NGP ETP, L.L.C. | Energy Technology Partners, L.L.C. 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +62,970 18,895,027 owned after | $1.66 exercise price | 2010-07-12 | |
| 2010-03-31 | Prend David J Director, 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +94,456 28,342,541 owned after | $1.66 exercise price | 2010-07-12 | |
| 2010-03-31 | ELLIS ALEXANDER III | MCDERMOTT CHARLES J | JAMES WILLIAM E | Wilson Stoddard Moran | RockPort Capital II, L.L.C. | RockPort Capital Partners II, LP | James Janet Burrows 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +94,456 28,342,541 owned after | $1.66 exercise price | 2010-07-12 | |
| 2009-12-31 | DEUTCH PHILIP J Director, 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,354 18,713,511 owned after | $1.66 exercise price | 2010-07-12 | |
| 2009-12-31 | NGP Energy Technology Partners, L.P. | NGP ETP, L.L.C. | Energy Technology Partners, L.L.C. 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +19,354 18,713,511 owned after | $1.66 exercise price | 2010-07-12 | |
| 2009-12-31 | Prend David J Director, 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,030 28,070,266 owned after | $1.66 exercise price | 2010-07-12 | |
| 2009-12-31 | ELLIS ALEXANDER III | MCDERMOTT CHARLES J | JAMES WILLIAM E | Wilson Stoddard Moran | RockPort Capital II, L.L.C. | RockPort Capital Partners II, LP | James Janet Burrows 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +29,030 28,070,266 owned after | $1.66 exercise price | 2010-07-12 | |
| 2009-10-03 | DEUTCH PHILIP J Director, 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,164 18,576,928 owned after | $1.66 exercise price | 2010-07-12 | |
| 2009-10-03 | NGP Energy Technology Partners, L.P. | NGP ETP, L.L.C. | Energy Technology Partners, L.L.C. 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +7,164 18,576,928 owned after | $1.66 exercise price | 2010-07-12 | |
| 2009-10-03 | Prend David J Director, 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,747 27,865,393 owned after | $1.66 exercise price | 2010-07-12 | |
| 2009-10-03 | ELLIS ALEXANDER III | MCDERMOTT CHARLES J | JAMES WILLIAM E | Wilson Stoddard Moran | RockPort Capital II, L.L.C. | RockPort Capital Partners II, LP | James Janet Burrows 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +10,747 27,865,393 owned after | $1.66 exercise price | 2010-07-12 | |
| 2009-07-03 | DEUTCH PHILIP J Director, 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +152,000 17,686,993 owned after | $1.80 exercise price | 2009-07-08 | |
| 2009-07-03 | Energy Technology Partners, L.L.C. | NGP Energy Technology Partners, L.P. | NGP ETP, L.L.C. 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +152,000 17,686,993 owned after | $1.80 exercise price | 2009-07-08 | |
| 2009-07-03 | ELLIS ALEXANDER III | RockPort Capital Partners II, LP | MCDERMOTT CHARLES J | RockPort Capital II, L.L.C. | James Janet Burrows | Wilson Stoddard Moran | JAMES WILLIAM E 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +228,000 26,530,489 owned after | $1.80 exercise price | 2009-07-08 | |
| 2009-07-03 | Prend David J Director, 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +228,000 26,530,489 owned after | $1.80 exercise price | 2009-07-08 | |
| 2008-09-27 | DEUTCH PHILIP J Director, 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,042 17,534,993 owned after | $1.66 exercise price | 2009-07-08 | |
| 2008-09-27 | Energy Technology Partners, L.L.C. | NGP Energy Technology Partners, L.P. | NGP ETP, L.L.C. 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +4,042 17,534,993 owned after | $1.66 exercise price | 2009-07-08 | |
| 2008-09-27 | ELLIS ALEXANDER III | RockPort Capital Partners II, LP | MCDERMOTT CHARLES J | RockPort Capital II, L.L.C. | James Janet Burrows | Wilson Stoddard Moran | JAMES WILLIAM E 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,063 26,302,489 owned after | $1.66 exercise price | 2009-07-08 | |
| 2008-09-27 | Prend David J Director, 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +6,063 26,302,489 owned after | $1.66 exercise price | 2009-07-08 | |
| 2008-06-28 | DEUTCH PHILIP J Director, 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,951 17,530,951 owned after | $1.66 exercise price | 2009-07-08 | |
| 2008-06-28 | Energy Technology Partners, L.L.C. | NGP Energy Technology Partners, L.P. | NGP ETP, L.L.C. 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +30,951 17,530,951 owned after | $1.66 exercise price | 2009-07-08 | |
| 2008-06-28 | ELLIS ALEXANDER III | RockPort Capital Partners II, LP | MCDERMOTT CHARLES J | RockPort Capital II, L.L.C. | James Janet Burrows | Wilson Stoddard Moran | JAMES WILLIAM E 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Direct · (m) | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,427 26,296,426 owned after | $1.66 exercise price | 2009-07-08 | |
| 2008-06-28 | Prend David J Director, 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Indirect · See Footnote | A Grant, award or other acquisition pursuant to Rule 16b-3(d) | +46,427 26,296,426 owned after | $1.66 exercise price | 2009-07-08 | |
| 2007-12-27 holding as of filing | NGP Energy Technology Partners, L.P. | NGP ETP, L.L.C. | Energy Technology Partners, L.L.C. 10% Owner | 10% Owner | 10% Owner | 3 | Warrant to purchase Common Stock Derivative · Direct · (m) | Holding | no price filed | 2007-12-27 | ||
| 2007-12-27 holding as of filing | NGP Energy Technology Partners, L.P. | NGP ETP, L.L.C. | Energy Technology Partners, L.L.C. 10% Owner | 10% Owner | 10% Owner | 3 | Warrant to purchase Common Stock Derivative · Direct · (m) | Holding | no price filed | 2007-12-27 | ||
| 2007-12-27 holding as of filing | MCDERMOTT CHARLES J | Wilson Stoddard Moran | James Janet Burrows | RockPort Capital II, L.L.C. | ELLIS ALEXANDER III | JAMES WILLIAM E | RockPort Capital Partners II, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrant to purchase Common Stock Derivative · Direct · (m) | Holding | no price filed | 2007-12-27 | ||
| 2007-12-27 holding as of filing | MCDERMOTT CHARLES J | Wilson Stoddard Moran | James Janet Burrows | RockPort Capital II, L.L.C. | ELLIS ALEXANDER III | JAMES WILLIAM E | RockPort Capital Partners II, LP 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 10% Owner | 3 | Warrant to purchase Common Stock Derivative · Direct · (m) | Holding | no price filed | 2007-12-27 | ||
| 2007-12-20 | Prend David J Director, 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +4,195,887 4,195,887 owned after | $1.25 exercise price | 2007-12-26 | |
| 2007-12-20 | DEUTCH PHILIP J Director, 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +253,580 253,580 owned after | $1.25 exercise price | 2007-12-26 | |
| 2007-11-08 | Prend David J Director, 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +7,631,036 7,631,036 owned after | $1.25 exercise price | 2007-12-26 | |
| 2007-11-08 | DEUTCH PHILIP J Director, 10% Owner | 4 | Warrant to purchase Common Stock Derivative · Indirect · See Footnote | P Open market or private purchase of non-derivative or derivative security | +7,631,036 7,631,036 owned after | $1.25 exercise price | 2007-12-26 |